Chris Sleat is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Dec 2015 and Dec 2023: Early Works LLC (Annapolis, MD — industry reported as "Other" — 2022–2023; $3.32M reported sold to 28 investors) and cwist, Inc. (Baltimore, MD — industry reported as "Other" — 2015; $955K reported sold to 6 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $4.28M sold in total.
Listed alongside Irene Alvarado (2 shared filings), Jeff Rinehart (2 shared filings), Jennifer Klepper (2 shared filings), BOB FRIEND (1 shared filing), MICHAEL MULLIGAN (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Chris. Each name links to their own page.
All 2 issuers belong to the sponsor group Cwist (2 issuers, $1.97M reported sold, 2012–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Cwist has 2 companies on file and $1.97M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Chris Sleat and found 4 differences: Form D filed 30 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.