Chris Capps is listed as a director on 5 SEC Form D filings by 2 issuers between Jan 2010 and May 2016: SpiderOak, Inc. (Lenexa, KS — other technology — 2013–2016; $16.4M reported sold to 20 investors) and Compliance11, Inc. (Chicago, IL — other technology — 2010–2011; $6.18M reported sold to 9 investors).
What this means 2 separate companies raised money with this person listed as director, over about 6 years. Across those companies the filings report $22.5M sold in total.
Listed alongside William E. Wolf (5 shared filings), Alan Fairless (2 shared filings), Bruce Beerbower (2 shared filings), Ian Drury (2 shared filings), Jim Gagnard (2 shared filings) and 14 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Chris. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Chris Capps and found 8 differences, 2 worth asking the sponsor about: Bankruptcy case: Bonnie Capps and Chris Capps; Form D filed 79 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.