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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:34 AM ET

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Chris Lopez

Named as an officer, director or promoter on SEC Form D filings · CO · Aug 3, 2022 → Jul 8, 2026

16deals (issuers)
$40Mreported sold
381investors
24Form D filings
2022–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:53 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Chris Lopez is listed as an executive officer and director on 24 SEC Form D filings by 16 issuers between Aug 2022 and Jul 2026. Largest by amount reported sold: PL Dynamo 2 LLC (Denver, CO — commercial — 2025–2026; $11.3M reported sold to 80 investors), National Diversified Fund 5, LLC (Denver, CO — commercial — 2022–2025; $11.2M reported sold to 163 investors), Ironton Capital Short Term Fund II, LLC (Denver, CO — commercial — 2022–2026; $6.93M reported sold to 51 investors), Ironton Capital Short Term Income Fund, LLC (Denver, CO — commercial — 2022–2024; $6.16M reported sold to 16 investors), National Diversified Fund 5-HP, LLC (Denver, CO — commercial — 2022; $2.13M reported sold to 28 investors) and 11 more (all listed below).

What this means That is a lot of deals — 16 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $40M sold in total.

Listed alongside Lon Welsh (13 shared filings), Sara Cheng (9 shared filings), Brent Guyor (8 shared filings), Richard McGirr (8 shared filings), Vital Aelion (8 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Chris. Each name links to their own page.

The issuers belong to 2 sponsor groups: National Diversified (14 issuers, $28.7M reported sold, 2022–2026) and Pl Dynamo (8 issuers, $12.3M reported sold, 2023–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 15 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 24 public filings for Chris Lopez and found 8 differences, 4 worth asking the sponsor about: Bankruptcy case: Chris Lopez; 10 filings report more than 10% of the money raised going to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Chris Lopez has not run yet — it is joining a line of 35,789 names; searches run around the clock at the hosts' allowed rate. Searched so far: 639 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

UNITED STATES OF AMERICA v. LOPEZ, CHRIS JAVIER judgment
District Court, S.D. Texas · No. · Filed Oct 17, 1989 · Closed Jan 5, 1990 · Nature of suit: 153 Recovery of overpayments of vet benefits
Role of LOPEZ, CHRIS JAVIER: Defendant · Outcome: Terminated 1990-01-05 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TX (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:53 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Chris Lopez..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

15 cases: 15 closed (disposition not in docket feed)

Chris Lopez closed
United States Bankruptcy Court, D. New Jersey · No. 20-19022 · Filed Jul 29, 2020 · Closed Oct 30, 2020
Role of Chris Lopez: Debtor · Outcome: Case closed 2020-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in NJ (not a filing state)
Chris E Lopez and Arlene S Lopez closed
United States Bankruptcy Court, C.D. California · No. 6:13-bk-28771 · Filed Nov 18, 2013 · Closed Mar 4, 2014
Role of Chris E Lopez and Arlene S Lopez: Debtor · Outcome: Case closed 2014-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in CA (not a filing state)
Chris Lopez and Arlene Lopez closed
United States Bankruptcy Court, C.D. California · No. 6:13-bk-12953 · Filed Feb 20, 2013 · Closed Jul 31, 2013
Role of Chris Lopez and Arlene Lopez: Debtor · Outcome: Case closed 2013-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in CA (not a filing state)
Chris Lopez and Arlene Lopez closed
United States Bankruptcy Court, C.D. California · No. 6:13-bk-10444 · Filed Jan 10, 2013 · Closed Mar 21, 2013
Role of Chris Lopez and Arlene Lopez: Debtor · Outcome: Case closed 2013-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in CA (not a filing state)
Chris Lopez closed
United States Bankruptcy Court, D. Oregon · No. 11-38552 · Filed Sep 30, 2011 · Closed Jan 5, 2012
Role of Chris Lopez: Debtor · Outcome: Case closed 2012-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in OR (not a filing state)
Mike J. Lopez and Chris D. Lopez closed
United States Bankruptcy Court, D. New Mexico · No. 10-15425 · Filed Oct 27, 2010 · Closed Jul 30, 2015
Role of Chris D. Lopez: Debtor · Outcome: Case closed 2015-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in NM (not a filing state)
Chris Lopez closed
United States Bankruptcy Court, S.D. Texas · No. 10-35784 · Filed Jul 6, 2010 · Closed Jan 19, 2016
Role of Chris Lopez: Debtor · Outcome: Case closed 2016-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TX (not a filing state)
Chris Lopez closed
United States Bankruptcy Court, D. Colorado · No. 08-26659 · Filed Oct 22, 2008 · Closed Mar 30, 2009
Role of Chris Lopez: Debtor · Outcome: Case closed 2009-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in the person's filing state (CO)
Chris Lopez closed
United States Bankruptcy Court, D. New Jersey · No. 08-19404 · Filed May 20, 2008 · Closed Sep 2, 2008
Role of Chris Lopez: Debtor · Outcome: Case closed 2008-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in NJ (not a filing state)
Chris Lopez and Ana Lopez closed
United States Bankruptcy Court, S.D. Texas · No. 05-94281 · Filed Oct 16, 2005 · Closed Mar 29, 2006
Role of Chris Lopez and Ana Lopez: Debtor · Outcome: Case closed 2006-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TX (not a filing state)
Arthur J Lopez and Chris Lopez closed
United States Bankruptcy Court, S.D. Texas · No. 04-31248 · Filed Jan 26, 2004 · Closed May 20, 2004
Role of Chris Lopez: Debtor · Outcome: Case closed 2004-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TX (not a filing state)
Chris Lopez closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:04-bk-10707 · Filed Jan 20, 2004 · Closed Apr 30, 2004
Role of Chris Lopez: Debtor · Outcome: Case closed 2004-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in AR (not a filing state)
Chris R. Lopez and Shayna L. Lopez closed
United States Bankruptcy Court, E.D. California · No. 98-19024 · Filed Sep 21, 1998 · Closed Apr 26, 2001
Role of Chris R. Lopez and Shayna L. Lopez: Debtor · Outcome: Case closed 2001-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in CA (not a filing state)
Chris R Lopez closed
United States Bankruptcy Court, C.D. California · No. 9:98-bk-11093 · Filed Mar 9, 1998 · Closed Jul 14, 1998
Role of Chris R Lopez: Debtor · Outcome: Case closed 1998-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in CA (not a filing state)
Chris A. Lopez closed
United States Bankruptcy Court, E.D. Michigan · No. 97-51029 · Filed Jul 2, 1997 · Closed Jan 30, 1998
Role of Chris A. Lopez: Debtor · Outcome: Case closed 1998-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:53 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Chris Lopez — 4 worth asking about (compared 24 filings on Oct 24, 2026)

Worth asking · Oct 22, 2008 – Mar 30, 2009

Bankruptcy case: Chris Lopez — filed Oct 22, 2008

United States Bankruptcy Court, D. Colorado docket "Chris Lopez" filed Oct 22, 2008, closed Mar 30, 2009. Chris Lopez is listed as Debtor. Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Oct 6, 2022 – Jul 6, 2026

10 filings report more than 10% of the money raised going to insiders

300% of the money raised went to insiders — National Diversified Fund 6-SB, LLC · 13636% of the money raised went to insiders — Ironton Capital Short Term Fund II, LLC · 300% of the money raised went to insiders — National Diversified Fund 6-SB, LLC · 13636% of the money raised went to insiders — Ironton Capital Short Term Fund II, LLC · 22% of the money raised went to insiders — Ironton Capital Short Term Fund II, LLC · and 5 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Worth asking · Jan 17, 2023 – Oct 17, 2024

Chris Lopez appears on 6 deals that stopped filing before reaching their target

Ironton Capital Short Term Income Fund, LLC (last filing Oct 17, 2024; $6,155,000 sold of $40,000,000); National Diversified Fund 6-SB, LLC (last filing Oct 17, 2024; $10,000 sold of $20,000,000); National Diversified Fund 7, LLC (last filing Oct 15, 2024; $477,464 sold of $60,000,000); National Diversified Fund 6, LLC (last filing Oct 11, 2024; $505,000 sold of $20,000,000); PL VARECO Fund 3, LLC (last filing Dec 14, 2023; $375,000 sold of $10,000,000); Ironton Capital Mamenta, LLC (last filing Jan 17, 2023; $266,000 sold of $850,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Aug 16, 2022 – Jun 10, 2026

9 Form Ds were filed more than 15 days after the first sale

Form D filed 1,050 days after the first sale — Property Llama Corp. · Form D filed 67 days after the first sale — PL Dynamo 2 LLC · Form D filed 24 days after the first sale — PL VARECO Fund 3, LLC · Form D filed 56 days after the first sale — National Diversified Fund 7, LLC · Form D filed 28 days after the first sale — Ironton Capital Mamenta, LLC · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jul 13, 2022 – Jun 27, 2025

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — National Diversified Fund 5, LLC (latest filing Jun 27, 2025) · No amendment in the last 12 months on an offering that may still be open — National Diversified Fund 6-SB, LLC (latest filing Oct 17, 2024) · No amendment in the last 12 months on an offering that may still be open — Ironton Capital Short Term Income Fund, LLC (latest filing Oct 17, 2024) · No amendment in the last 12 months on an offering that may still be open — National Diversified Fund 7, LLC (latest filing Oct 15, 2024) · No amendment in the last 12 months on an offering that may still be open — National Diversified Fund 6, LLC (latest filing Oct 11, 2024) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Aug 3, 2022 – Jun 27, 2025

Minimum investment changed between filings — National Diversified Fund 5, LLC

The Aug 3, 2022 filing lists a minimum of $100,000; the Jun 27, 2025 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Nov 21, 2022 – Jul 6, 2026

Reported revenue range changed between filings — Ironton Capital Short Term Fund II, LLC

"$1 - $1,000,000" (Nov 21, 2022); then "Decline to Disclose" (Jul 6, 2026).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · May 9, 2025 – Mar 16, 2026

Reported revenue range changed between filings — PL Dynamo 2 LLC

"No Revenues" (May 9, 2025); then "Decline to Disclose" (Mar 16, 2026).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 16 offerings report sales commissions; 0 report finder's fees; 9 report proceeds to related persons totalling $3,430,900. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 8, 2026 D
PL Dynamo 2.2 LLC
File 021-589878
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 6, 2026 D/A
Ironton Capital Short Term Fund II, LLC
File 021-465463
$0$0$1,500,000
Acquisition
None listed on this filingEDGAR ↗
Jun 10, 2026 D
Property Llama Corp.
File 021-586919
$0$0$85,900
Acquisition Fee, Sponsor Fee
None listed on this filingEDGAR ↗
May 27, 2026 D
PL Leeward 2 LLC
File 021-585323
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 16, 2026 D/A
PL Dynamo 2 LLC
File 021-545688
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 25, 2026 D
PLC 3 LLC
File 021-574668
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 27, 2025 D/A
National Diversified Fund 5, LLC
File 021-454704
$0$0$200,000 (est.)
Acquisition Fee
None listed on this filingEDGAR ↗
Mar 18, 2025 D
PL Red River Stone Ridge I LLC
File 021-541289
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 27, 2025 D
PL Dynamo 1 SPV LLC
File 021-536311
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 17, 2024 D/A
Ironton Capital Short Term Income Fund, LLC
File 021-460935
$0$0$1,500,000
Acquisition Fee
None listed on this filingEDGAR ↗
Oct 17, 2024 D/A
National Diversified Fund 6-SB, LLC
File 021-475657
$0$0$30,000
Acquisition Fee
None listed on this filingEDGAR ↗
Oct 15, 2024 D/A
National Diversified Fund 7, LLC
File 021-492665
$0$0$60,000
First-Year Asset Management Fee
None listed on this filingEDGAR ↗
Oct 11, 2024 D/A
National Diversified Fund 6, LLC
File 021-465464
$0$0$30,000
Acquisition Fee
None listed on this filingEDGAR ↗
Dec 14, 2023 D
PL VARECO Fund 3, LLC
File 021-499607
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2023 D
Ironton Capital Mamenta, LLC
File 021-470850
$0$0$10,000
Acquisition Fee
None listed on this filingEDGAR ↗
Oct 6, 2022 D
National Diversified Fund 5-HP, LLC
File 021-460925
$0$0$15,000
Acquisition Fee
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 16

Every issuer that named Chris Lopez on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other · group: Pl Dynamo

PL Dynamo 2.2 LLC

Denver, CO · Jul 8, 2026
  • Jul 8, 2026 · D · $0 sold of $20,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Chris is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: National Diversified

Ironton Capital Short Term Fund II, LLC

Denver, CO · Nov 21, 2022 → Jul 6, 2026 · 3 filings
  • Jul 6, 2026 · D/A · $6,929,097 sold of $10,000,000 · 51 investors · min. $25,000 · role: Director (General Partner) EDGAR ↗
  • Oct 11, 2024 · D/A · $11,000 sold of $10,000,000 · 1 investors · min. $25,000 · role: Director (General Partner) EDGAR ↗
  • Nov 21, 2022 · D · $11,000 sold of $10,000,000 · 1 investors · min. $25,000 · role: Director (General Partner) EDGAR ↗

Raised $6.93M from 51 investors (69% of the $10M target) as of the latest filing. Chris is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Pl Dynamo

Property Llama Corp.

Denver, CO · Jun 10, 2026
  • Jun 10, 2026 · D · $607,500 sold of $4,000,000 · 10 investors · min. $100,000 · role: Executive Officer (CMO/Co-Founder) EDGAR ↗

Raised $608K from 10 investors (15% of the $4M target) as of the latest filing. Chris is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Pl Dynamo

PL Leeward 2 LLC

Denver, CO · May 27, 2026
  • May 27, 2026 · D · $0 sold of $25,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Chris is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Pl Dynamo

PL Dynamo 2 LLC

Denver, CO · May 9, 2025 → Mar 16, 2026 · 2 filings
  • Mar 16, 2026 · D/A · $11,276,168 sold of $20,000,000 · 80 investors · min. $200,000 · role: Executive Officer (Key Principal) EDGAR ↗
  • May 9, 2025 · D · $1,267,237 sold of $20,000,000 · 7 investors · min. $200,000 · role: Executive Officer (Key Principal) EDGAR ↗

Raised $11.3M from 80 investors (56% of the $20M target) as of the latest filing. Chris is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Pl Dynamo

PLC 3 LLC

Denver, CO · Feb 25, 2026
  • Feb 25, 2026 · D · $0 sold of $50,000,000 · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Chris is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: National Diversified

National Diversified Fund 5, LLC

Denver, CO · Aug 3, 2022 → Jun 27, 2025 · 2 filings
  • Jun 27, 2025 · D/A · $11,220,932 sold of $40,000,000 · 163 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Aug 3, 2022 · D · $0 sold of $40,000,000 · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $11.2M from 163 investors (28% of the $40M target) as of the latest filing. Chris is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Pl Dynamo

PL Red River Stone Ridge I LLC

Denver, CO · Mar 18, 2025
  • Mar 18, 2025 · D · $0 sold of $2,000,000 · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Chris is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Pl Dynamo

PL Dynamo 1 SPV LLC

Denver, CO · Jan 27, 2025
  • Jan 27, 2025 · D · $0 sold of $10,000,000 · 0 investors · min. $200,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Chris is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: National Diversified

Ironton Capital Short Term Income Fund, LLC

Denver, CO · Oct 6, 2022 → Oct 17, 2024 · 2 filings
  • Oct 17, 2024 · D/A · $6,155,000 sold of $40,000,000 · 16 investors · min. $50,000 · role: Director (General Partner) EDGAR ↗
  • Oct 6, 2022 · D · $6,155,000 sold of $40,000,000 · 16 investors · min. $50,000 · role: Director (General Partner) EDGAR ↗

Raised $6.16M from 16 investors (15% of the $40M target) as of the latest filing. Chris is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: National Diversified

National Diversified Fund 6-SB, LLC

Denver, CO · Mar 13, 2023 → Oct 17, 2024 · 2 filings
  • Oct 17, 2024 · D/A · $10,000 sold of $20,000,000 · 1 investors · min. $50,000 · role: Executive Officer (General Partner & Chief Marketing Officer) EDGAR ↗
  • Mar 13, 2023 · D · $10,000 sold of $20,000,000 · 1 investors · min. $50,000 · role: Executive Officer (General Partner & Chief Marketing Officer) EDGAR ↗

Raised $10K from 1 investor (0% of the $20M target) as of the latest filing. Chris is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: National Diversified

National Diversified Fund 7, LLC

Denver, CO · Sep 21, 2023 → Oct 15, 2024 · 2 filings
  • Oct 15, 2024 · D/A · $477,464 sold of $60,000,000 · 8 investors · min. $100,000 · role: Executive Officer (GP & CMO) EDGAR ↗
  • Sep 21, 2023 · D · $477,464 sold of $60,000,000 · 8 investors · min. $100,000 · role: Executive Officer (GP & CMO) EDGAR ↗

Raised $477K from 8 investors (1% of the $60M target) as of the latest filing. Chris is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: National Diversified

National Diversified Fund 6, LLC

Denver, CO · Nov 21, 2022 → Oct 11, 2024 · 2 filings
  • Oct 11, 2024 · D/A · $505,000 sold of $20,000,000 · 7 investors · min. $100,000 · role: Executive Officer (General Partner & Chief Marketing Officer) EDGAR ↗
  • Nov 21, 2022 · D · $505,000 sold of $20,000,000 · 7 investors · min. $100,000 · role: Executive Officer (General Partner & Chief Marketing Officer) EDGAR ↗

Raised $505K from 7 investors (3% of the $20M target) as of the latest filing. Chris is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Pl Dynamo

PL VARECO Fund 3, LLC

Denver, CO · Dec 14, 2023
  • Dec 14, 2023 · D · $375,000 sold of $10,000,000 · 5 investors · min. $50,000 · role: Executive Officer (Partner, Co-Founder) EDGAR ↗

Raised $375K from 5 investors (4% of the $10M target) as of the latest filing. Chris is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: National Diversified

Ironton Capital Mamenta, LLC

Denver, CO · Jan 17, 2023
  • Jan 17, 2023 · D · $266,000 sold of $850,000 · 12 investors · min. $25,000 · role: Executive Officer (General Partner and Chief Marketing Officer) EDGAR ↗

Raised $266K from 12 investors (31% of the $850K target) as of the latest filing. Chris is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: National Diversified

National Diversified Fund 5-HP, LLC

Denver, CO · Oct 6, 2022
  • Oct 6, 2022 · D · $2,130,000 sold of $3,000,000 · 28 investors · min. $100,000 · role: Executive Officer (General Partner & Chief Marketing Officer) EDGAR ↗

Raised $2.13M from 28 investors (71% of the $3M target) as of the latest filing. Chris is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Chris 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

Lon Welsh

Executive Officer, Director · 13 shared filings (7 issuers) · also on 6 other issuers

Lon Welsh is on 13 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Sara Cheng

Executive Officer · 9 shared filings (5 issuers)

Sara Cheng is on 5 issuers in total — a repeat sponsor. Their page lists every one.

VA
No photo found yet (own website and image search run after this page is viewed)
Person

Vital Aelion

Executive Officer · 8 shared filings (4 issuers) · also on 3 other issuers

Vital Aelion is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Brent Guyor

Executive Officer · 8 shared filings (4 issuers) · also on 4 other issuers

Brent Guyor is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richard McGirr

Executive Officer · 8 shared filings (8 issuers)

Richard McGirr is on 8 issuers in total — a repeat sponsor. Their page lists every one.

IK
No photo found yet (own website and image search run after this page is viewed)
Person

Ilona Kazimirka

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as Chris Lopez. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

Welsh Lon

Director · 2 shared filings (1 issuer)

Listed on the same filings as Chris Lopez. Their page shows their other deals.

IK
No photo found yet (own website and image search run after this page is viewed)
Person

Illona Kazimirka

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Chris Lopez. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Amundson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Chris Lopez. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Lawhead

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Chris Lopez. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richards McGirr

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Chris Lopez. Their page shows their other deals.

IK
No photo found yet (own website and image search run after this page is viewed)
Person

Ilona Kazimirko

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Chris Lopez. Their page shows their other deals.

The team behind the deals

Sponsor group

National Diversified

14 issuers · 21 filings · $28.7M reported sold · 2022–2026

One team, 14 deal companies. Chris Lopez is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Chris Lopez.

Sponsor group

Pl Dynamo

8 issuers · 9 filings · $12.3M reported sold · 2023–2026

One team, 8 deal companies. Chris Lopez is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Chris Lopez.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 16 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Chris Lopez by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 16 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Chris Lopez is listed on: none on file. No website or social profile named in Ironton Capital Short Term Income Fund, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #87,382 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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