Chris Grainger is listed as an executive officer on 3 SEC Form D filings by 2 issuers between Dec 2012 and Aug 2017: Continental Gold Ltd (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2012; $28M reported sold to 17 investors) and Cordoba Minerals Corp. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2015–2017; $8.68M reported sold to 102 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $36.7M sold in total.
Listed alongside Beatriz Uribe (2 shared filings), Bill Orchow (2 shared filings), Claudia Herrera (2 shared filings), Cybill Tsung (2 shared filings), David Reading (2 shared filings) and 19 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Chris. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Chris Grainger and found 3 differences: Form D filed 21 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.