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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 8:03 AM ET

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Chris Formant

Named as an officer, director or promoter on SEC Form D filings · MD · Jun 21, 2018 → Dec 16, 2019

1deal (issuers)
$10.8Mreported sold
10investors
2Form D filings
2018–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:41 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Chris Formant is listed as a director on 2 SEC Form D filings by 1 issuer between Jun 2018 and Dec 2019: RocketDocs, Inc. (Baltimore, MD — industry reported as "Other" — 2018–2019; $10.8M reported sold to 10 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Craig Eckstrom (2 shared filings), Jason Pappas (2 shared filings), Jason Tagler (2 shared filings), Robert Stoneking (2 shared filings), Peter J. Bellomo (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Chris. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Chris Formant and found 4 differences, 1 worth asking the sponsor about: 5 bankruptcy cases name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Chris Formant has not run yet — it is joining a line of 29,525 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:41 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Chris Formant..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Formant Investment Inc v. Anthony Williams Mayor closed
United States Bankruptcy Court, District of Columbia · No. 03-10214 · Filed Oct 29, 2003 · Closed Jul 26, 2004
Role of Formant Investment Inc: Plaintiff · Outcome: Case closed 2004-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 5 federal dockets); surname only in the caption; court in DC (not a filing state)
Formant Investments, Inc., a Corporation closed
United States Bankruptcy Court, District of Columbia · No. 03-01199 · Filed Jun 19, 2003 · Closed May 3, 2006
Role of Formant Investments, Inc., a Corporation: Debtor · Outcome: Case closed 2006-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 5 federal dockets); surname only in the caption; court in DC (not a filing state)
Formant Investments Inc. closed
United States Bankruptcy Court, District of Columbia · No. 01-01341 · Filed Jun 21, 2001 · Closed Jun 19, 2002
Role of Formant Investments Inc.: Debtor · Outcome: Case closed 2002-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 5 federal dockets); surname only in the caption; court in DC (not a filing state)
Formant Investment Inc closed
United States Bankruptcy Court, District of Columbia · No. 98-01358 · Filed Jun 18, 1998 · Closed Apr 3, 2000
Role of Formant Investment Inc: Debtor · Outcome: Case closed 2000-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 5 federal dockets); surname only in the caption; court in DC (not a filing state)
Formant Investments, Inc. closed
United States Bankruptcy Court, District of Columbia · No. 92-00724 · Filed Jun 24, 1992 · Closed Sep 22, 1995
Role of Formant Investments, Inc.: Debtor · Outcome: Case closed 1995-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 5 federal dockets); surname only in the caption; court in DC (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:41 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Chris Formant — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Jun 24, 1992 – May 3, 2006

5 bankruptcy cases name the subject or team members

Bankruptcy case: Formant Investments, Inc., a Corporation — filed Jun 19, 2003 · Bankruptcy case: Formant Investments Inc. — filed Jun 21, 2001 · Bankruptcy case: Formant Investment Inc — filed Jun 18, 1998 · Bankruptcy case: Formant Investments, Inc. — filed Jun 24, 1992 · Bankruptcy case: Formant Investment Inc v. Anthony Williams Mayor — filed Oct 29, 2003

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, District of Columbia ↗Docket · United States Bankruptcy Court, District of Columbia ↗Docket · United States Bankruptcy Court, District of Columbia ↗Docket · United States Bankruptcy Court, District of Columbia ↗
Sources
Note · Dec 2, 2019 – Dec 16, 2019

No amendment in the last 12 months on an offering that may still be open — RocketDocs, Inc. (latest filing Dec 16, 2019)

The latest filing for this offering is dated Dec 16, 2019 (first sale Dec 2, 2019). It reports $275,000 sold of $1,100,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 16, 2019 ↗RocketDocs, Inc. — PartnerFacts page ↗
Sources
Note · Jun 12, 2018 – Jun 21, 2018

No amendment in the last 12 months on an offering that may still be open — RocketDocs, Inc. (latest filing Jun 21, 2018)

The latest filing for this offering is dated Jun 21, 2018 (first sale Jun 12, 2018). It reports $1,291,020 sold of $1,630,219 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 21, 2018 ↗RocketDocs, Inc. — PartnerFacts page ↗
Sources
Note · Jun 21, 2018 – Dec 16, 2019

Address moved from Frederick, MD to Baltimore, MD — RocketDocs, Inc.

The people listed on the Jun 21, 2018 filing give Frederick, MD; on the Dec 16, 2019 filing they give Baltimore, MD. The address now on file (509 S. Exeter Street, Suite 306, Baltimore, MD) is a registered-agent or shared-office address used by 10 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jun 21, 2018 ↗Form D · Dec 16, 2019 ↗RocketDocs, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 16, 2019 D
RocketDocs, Inc.
File 021-355555
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jun 21, 2018 D
RocketDocs, Inc.
File 021-315069
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Chris Formant on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

R
Other

RocketDocs, Inc.

Baltimore, MD · Jun 21, 2018 → Dec 16, 2019 · 2 filings
  • Dec 16, 2019 · D · $275,000 sold of $1,100,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 21, 2018 · D · $1,291,020 sold of $1,630,219 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.8M from 10 investors (100% of the $1.1M target) as of the latest filing. Chris is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Chris 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Pappas

Director, Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Chris Formant. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Tagler

Director · 2 shared filings (1 issuer) · also on 9 other issuers

Jason Tagler is on 10 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Stoneking

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Chris Formant. Their page shows their other deals.

CE
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Eckstrom

Director · 2 shared filings (1 issuer)

Listed on the same filings as Chris Formant. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter J. Bellomo

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Chris Formant. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Heffter

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Chris Formant. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Chris Formant by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Chris Formant is listed on: none on file. No website or social profile named in RocketDocs, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #472 of 374,652 in line (1,383 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Baltimore, MD). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Maryland Judiciary case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Maryland Secretary of State business search ↗OpenCorporates ↗

Change history

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