PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:07 AM ET

Sponsor Check › Person

Chris Devine

Related person on Form D filings · address state as listed: AL · listed Sep 11, 2019 → Jan 3, 2022

36issuers
54Form D filings
2019–2022years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:02 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:02 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:02 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

36 of 37 offerings report sales commissions totalling $27,636,702; 0 report finder's fees; 37 report proceeds to related persons totalling $32,872,400. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jan 3, 2022 D
File 021-427629
$548,490$0$1,575,000Brad Buck BrokerCheck CRD 7299100 ↗
via Vistia Capital. LLC (CRD 311342 ↗)

Chase Ravsten BrokerCheck CRD 5634077 ↗
via Vistia Capital, LLC (CRD 311342 ↗)

Michael Hazen BrokerCheck CRD 6103556 ↗
via Vistia Capital, LLC (CRD 311342 ↗)

Nate Phillips BrokerCheck CRD 7233794 ↗
via Vistia Capital, LLC (CRD 311342 ↗)
EDGAR ↗Dec 27, 2021 D/A
File 021-412519
$405,388$0$1,057,500 (est.)John C Ravsten BrokerCheck CRD 5634077 ↗
via Vistia Capital, LLC (CRD 311342 ↗)

Michael Rose BrokerCheck CRD 2954324 ↗
via Saxony Securities, Inc. (CRD 115547 ↗)

Sudhir Pai BrokerCheck CRD 5928622 ↗
via Emerson Equity LLC (CRD 130032 ↗)

Rick Martinez BrokerCheck CRD 6524415 ↗
via Great Point Capital LLC (CRD 114203 ↗)

Pete Covino BrokerCheck CRD 3107080 ↗
via Legacy Wealth Management, LLC (CRD 174767 ↗)

Michael Mandarino BrokerCheck CRD 4443175 ↗
via G.A. Repple & Company (CRD 17486 ↗)

Bryan A. Repple BrokerCheck CRD 3200280 ↗
via G.A. Repple & Company (CRD 17486 ↗)

Michael Hazen BrokerCheck CRD 6103556 ↗
via Vistia Capital, LLC (CRD 311342 ↗)

D.H. Hill Securities, LLLP BrokerCheck CRD 41528 ↗
Andy Rad BrokerCheck CRD 6121333 ↗
via Legacy Wealth Management, LLC (CRD 174767 ↗)

Jeffrey Kennedy BrokerCheck CRD 5094149 ↗
via Center Street Securities, Inc. (CRD 26898 ↗)

Legacy Wealth Management, LLC BrokerCheck CRD 174767 ↗
Justin Martin BrokerCheck CRD 5423666 ↗
via Legacy Wealth Management (CRD 174767 ↗)
EDGAR ↗Dec 21, 2021 D
File 021-426025
$335,370$0$749,500Robert Lee Boggess BrokerCheck CRD 5007422 ↗
via Great Point Capital, LLC (CRD 114203 ↗)

Michael Rose BrokerCheck CRD 2954234 ↗
via Saxony Securities, Inc. (CRD 115547 ↗)

Darren Gilbert Whissen BrokerCheck CRD 4716755 ↗
via Atomi Financial Advisors (CRD 171787 ↗)

Rick Martinez BrokerCheck CRD 6524415 ↗
via Great Point Capital (CRD 114203 ↗)

Anthony Joseph Hazen BrokerCheck CRD 2384836 ↗
via Vistia Capital, LLC (CRD 311342 ↗)

Michael David Wall BrokerCheck CRD 5309868 ↗
via U. S. Private Wealth, LLC (CRD 167288 ↗)

Robert L. Omohundro BrokerCheck CRD 2415942 ↗
via Alexander Capital, L.P. (CRD 40077 ↗)

Jeffrey Mowrer BrokerCheck CRD 2322748 ↗
via Alexander Capital, L.P. (CRD 40077 ↗)

George Terlizzi BrokerCheck CRD 5834250 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

Mikayla Elizabeth Raleigh BrokerCheck CRD 7181755 ↗
via Great Point Capital, LLC (CRD 114203 ↗)

Nathaniel Meissner BrokerCheck CRD 5197083 ↗
via Mistia Capital, LLC (CRD 311342 ↗)
EDGAR ↗Nov 12, 2021 D/A
File 021-405488
$780,115$0$2,565,000 (est.)Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Brad Buck (CRD 7299100 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael Hazen (CRD 6103556 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Chase Ravsten (CRD 5634077 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Moses (CRD 7074013 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Nate Phillips (CRD 7233794 ↗)
EDGAR ↗Nov 12, 2021 D/A
File 021-407577
$489,020$0$1,183,000Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Sudhir Pai (CRD 5928622 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Timothy John Sherer (CRD 833618 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Ryan Sherer (CRD 5952617 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Sylvester Pusiri (CRD 5170193 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Matthew Peter Larson (CRD 7031272 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Patrick Wang Lam (CRD 4723020 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Naven Hira Patel (CRD 130032 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via David Brian Legacy, Jr. (CRD 4379849 ↗)
EDGAR ↗Nov 10, 2021 D/A
File 021-419394
$301,560$0$681,500 (est.)Michael Rose BrokerCheck CRD 2954324 ↗
via Saxony Securties, Inc (CRD 115547 ↗)

Darren Whissen BrokerCheck CRD 4716755 ↗
via Link Alts Capital, LLC (CRD 309956 ↗)

Mikayla Raleigh BrokerCheck CRD 7181755 ↗
via Great Point Capital (CRD 114203 ↗)

David Mirolli BrokerCheck CRD 5116067 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

Justin Martin BrokerCheck CRD 5423666 ↗
via Legacy Wealth Management, LLC (CRD 174767 ↗)

Scott Escujuri BrokerCheck CRD 7074990 ↗
via Legacy Wealth Management (CRD 174767 ↗)

Pete Covino BrokerCheck CRD 3107080 ↗
via Legacy Wealth (CRD 174767 ↗)

Gary Benson BrokerCheck CRD 1882211 ↗
via NPB Financial Group (CRD 137743 ↗)

Stephen Yiping Chou BrokerCheck CRD 4882398 ↗
via Everson Equity, LLC (CRD 130032 ↗)

Michael Hazen BrokerCheck CRD 6103556 ↗
via Vistia Capital, LLC (CRD 311342 ↗)

Chase Ravsten BrokerCheck CRD 5634077 ↗
via Vistia Capital, LLC (CRD 311342 ↗)

Brad Buck BrokerCheck CRD 7299100 ↗
via Vistia Capital, LLC (CRD 311342 ↗)

Michael Wall BrokerCheck CRD 5309868 ↗
via U.S. Private Wealth, LLC (CRD 167288 ↗)
EDGAR ↗Nov 10, 2021 D/A
File 021-420038
$395,185$0$665,000 (est.)Scott Morris BrokerCheck CRD 5651460 ↗
via Alexander Capital, L. P. (CRD 40077 ↗)

James H Simmons BrokerCheck CRD 2348224 ↗
via Alexander Capital, L.P. (CRD 40077 ↗)

Ryan Sherer BrokerCheck CRD 5952617 ↗
via Emerson Equity, LLC (CRD 130032 ↗)

Sudhir Pai BrokerCheck CRD 5928622 ↗
via Emerson Equity, LLC (CRD 130032 ↗)

Timothy J Sherer BrokerCheck CRD 833618 ↗
via Emerson Equity, LLC (CRD 130032 ↗)

Mikayla Raleigh BrokerCheck CRD 7181755 ↗
via Great Point Capital, LLC (CRD 114203 ↗)

Rick Martinez BrokerCheck CRD 6524415 ↗
via Great Point Capital, LLC (CRD 114203 ↗)

Robert L Boggess BrokerCheck CRD 5007422 ↗
via Great Point Capital, LLC (CRD 114203 ↗)

Steve Perrmann BrokerCheck CRD 5873282 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

John Moriarty BrokerCheck CRD 2720704 ↗
via Kalos Capital (CRD 44337 ↗)

Joseph Quartucci BrokerCheck CRD 4522516 ↗
via Kalos Capital (CRD 44337 ↗)

Jennifer Taylor BrokerCheck CRD 5886419 ↗
via Kalos Capital (CRD 44337 ↗)

Terence Taylor BrokerCheck CRD 5269151 ↗
via Kalos Capital (CRD 44337 ↗)

Joshua Hurad BrokerCheck CRD 6516166 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

Justin Martin BrokerCheck CRD 5423666 ↗
via Legacy Wealth Management (CRD 174767 ↗)

Pete Covino BrokerCheck CRD 3107080 ↗
via Legacy Wealth Management (CRD 174767 ↗)

Nicholas Cianci BrokerCheck CRD 6104562 ↗
via Muse Capital (CRD 304463 ↗)
EDGAR ↗Jun 11, 2021 D
File 021-402598
$416,500$0$1,051,500NPB Financial Group LLC BrokerCheck CRD 137743 ↗
via Yi Ping Chou (CRD 4882398 ↗)
EDGAR ↗Jan 11, 2021 D
File 021-385764
$989,668$0$1,370,000
Management Fee of $180,000 and Due Diligence, Structuring and Project Management Fee of $940,000 paid to Green Rock Management, LLC; Acquisition Fee of $250,000 paid to Green Rock, LLC
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
EDGAR ↗Jan 11, 2021 D
File 021-385851
$971,489$0$1,325,000
Management Fee of $180,000 and Due Diligence, Structuring and Project Management Fee of $895,000 paid to Green Rock Management, LLC; Acquisition Fee of $250,000 paid to Green Rock, LLC
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Advisory Group Equity Services Ltd. BrokerCheck CRD 15427 ↗
via Kyle Thomas Kadish (CRD 4864706 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Derrick Maurice Williams (CRD 2957488 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Roger Allan Roemmich (CRD 1293322 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Jeffrey Allen Mowrer (CRD 2322748 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Robert Lloyd Omohundro (CRD 2415942 ↗)

Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗
via Ronald Joseph Burkard (CRD 2703044 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Sudhir G. Pai (CRD 5928622 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Kathleen Frances Morrissey (CRD 1771747 ↗)

Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
via John Edward Moriarty (CRD 2720704 ↗)

Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
via David Scott Mirolli (CRD 5116067 ↗)

Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
via Terence Herbert Taylor (CRD 5269151 ↗)

Saxony Securities, Inc. BrokerCheck CRD 115547 ↗
via Michael Joseph Rose (CRD 2954324 ↗)

Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗
via Pamela Ann Jacobs (CRD 3064512 ↗)

Green Vista Capital, LLC BrokerCheck CRD 293630 ↗
via Andrew William Miles (CRD 5986774 ↗)
EDGAR ↗Jan 11, 2021 D
File 021-385880
$1,228,345$0$1,905,000
Management Fee of $180,000 and Due Diligence, Structuring and Project Management Fee of $1,475,000 paid to Green Rock Management, LLC; Acquisition Fee of $250,000 paid to Green Rock, LLC.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via John Chase Ravsten (CRD 5634077 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Nathaniel Phillips (CRD 7233794 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via James Hampton Simmons Jr. (CRD 2438224 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via John Williamson (CRD 2357023 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Robert Omohundro (CRD 2415942 ↗)

D. H. Hill Securities, LLLP BrokerCheck CRD 41528 ↗
via Jason Hawke (CRD 4177415 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
via George Terlizzi (CRD 5834250 ↗)

Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
via John Moriarty (CRD 2720704 ↗)

Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
via Shawn Clark (CRD 6723045 ↗)
EDGAR ↗Jan 8, 2021 D
File 021-385721
$999,955$0$1,429,500
Management fee of $180,000 and Due Diligence, Structuring and Project Management Fee of $999,500 paid to Green Rock Management, LLC; Acquisition fee of $250,000 paid to Green Rock, LLC.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
NPB Financial Group, LLC BrokerCheck CRD 137743 ↗
via Yi Ping Chou (CRD 4882398 ↗)

NPB Financial Group, LLC BrokerCheck CRD 137743 ↗
via Gary Benson (CRD 1182211 ↗)
EDGAR ↗Jan 7, 2021 D
File 021-385480
$1,148,930$0$430,000
Management fee of $180,000 paid to Green Rock Management, LLC; acquisition fee of $250,000 paid to Green Rock, LLC pursuant to the Development Agreement
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Brad Buck (CRD 7299100 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Moses (CRD 7074013 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael Hazen (CRD 6103556 ↗)
EDGAR ↗Jan 6, 2021 D
File 021-385330
$1,148,930$0$430,000
Management fee of $180,000 paid to Green Rock Management, LLC; acquisition fee of $250,000 paid to Green Rock, LLC pursuant to the Development Agreement
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Brad Buck (CRD 7299100 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Moses (CRD 7074013 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael Hazen (CRD 6103556 ↗)
EDGAR ↗Jan 5, 2021 D
File 021-385318
$876,603$0$430,000
Management fee of $180,000 paid to Green Rock Management, LLC; acquisition fee of $250,000.00 paid to Green Rock, LLC pursuant to the Development Agreement.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Brad Buck (CRD 7299100 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Frank Ballard (CRD 7125953 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Nate Phillips (CRD 7233794 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Jeff Mowrer (CRD 2322748 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Robert Omohundro (CRD 2415942 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Roger Roemmich (CRD 1293322 ↗)

Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael Hazen (CRD 6103556 ↗)
EDGAR ↗Dec 31, 2020 D
File 021-384925
$470,380$0$1,716,500 (est.)Arkadios Capital BrokerCheck CRD 282710 ↗
via David Millican IV (CRD 2788060 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via John D. Harrison (CRD 2361768 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Louis Herford (CRD 2066018 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Matthew Pratt (CRD 4753643 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Michael Thompson (CRD 1182334 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Michael Sievert (CRD 2127441 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Troy Buder (CRD 3079322 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Andrew Dinkelmeyer (CRD 5597768 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Billy Evans (CRD 5375352 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Chris Wright (CRD 4134973 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via JR Thacker (CRD 2754773 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Robert Annable (CRD 4657825 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Thomas Smith (CRD 429070 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Daniel Pikula (CRD 2563165 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Patrick Lam (CRD 4723020 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Ryan Sherer (CRD 5952617 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Sudhir Pai (CRD 5928622 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Tim Sherer (CRD 833618 ↗)

G.A. Repple & Company BrokerCheck CRD 17486 ↗
via Bryan A. Repple (CRD 3200280 ↗)

G.A. Repple & Company BrokerCheck CRD 17486 ↗
via John W Dwyer (CRD 4952298 ↗)

G.A. Repple & Company BrokerCheck CRD 17486 ↗
via Michael Madarino (CRD 4443175 ↗)

G.A. Repple & Company BrokerCheck CRD 17486 ↗
via Shana Burt (CRD 4006676 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Brad Pond (CRD 4505745 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Michael Steinthal (CRD 435071 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Rene Castro (CRD 2559410 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Rick Martinez (CRD 6524415 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Robert Boggess (CRD 5007422 ↗)

Arkadios Capital BrokerCheck CRD 282710 ↗
via Ronald York (CRD 4308987 ↗)
EDGAR ↗Dec 31, 2020 D
File 021-384942
$851,229$0$430,000
Management fee of $180,000 paid to Green Rock Management, LLC; $250,000 acquisition fee paid to Green Rock, LLC pursuant to the Development Agreement.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Jeff Mowrer (CRD 2322748 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via E. Michael Bourque (CRD 6342308 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Jack Robert Thacker (CRD 2754773 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Robert Annable (CRD 4657825 ↗)

Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Brad Buck (CRD 7299100 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Moses (CRD 7074013 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael Hazen (CRD 6103556 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Nate Phillips (CRD 7233794 ↗)
EDGAR ↗Dec 29, 2020 D
File 021-384540
$694,375$0$430,000
Management fee of $180,000 paid to Green Rock Management, LLC; $250,000 acquisition fee paid to Green Rock, LLC pursuant to the Development Agreement.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
EDGAR ↗Dec 23, 2020 D
File 021-384256
$0$0$138,400 (est.)Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via William Teague (CRD 6247343 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Brad Buck (CRD 7299100 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Chase Ravsten (CRD 5634077 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Frank Ballard (CRD 7125953 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Moses (CRD 7074013 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael Hazen (CRD 6103556 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Nate Phillips (CRD 7233794 ↗)
EDGAR ↗Dec 23, 2020 D
File 021-384297
$649,520$0$1,660,000 (est.)Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via William Teague (CRD 6247343 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Brad Buck (CRD 7299100 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Chase Ravsten (CRD 5634077 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Frank Ballard (CRD 7125953 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Moses (CRD 7074013 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael Hazen (CRD 6103556 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Nate Phillips (CRD 7233794 ↗)
EDGAR ↗Dec 21, 2020 D
File 021-383911
$721,000$0$2,490,000 (est.)Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael Hazen (CRD 6103556 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Delmar Eugene Buck III (CRD 7299100 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Nathaniel Thomas Phillips (CRD 7233794 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via William Franklin Ballard (CRD 7125953 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Chase Ravsten (CRD 5634077 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Moses (CRD 7074013 ↗)
EDGAR ↗Dec 16, 2020 D
File 021-383396
$976,082$0$430,000
Management fee of $180,000 paid to Green Rock Management, LLC; $250,000 acquisition fee paid to Green Rock, LLC pursuant to the Development Agreement.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
Emerson Equity, LLC BrokerCheck CRD 130032 ↗
Great Point Capital, LLC BrokerCheck CRD 114203 ↗
via Rick Martinez (CRD 6524415 ↗)

Great Point Capital, LLC BrokerCheck CRD 114203 ↗
via Rene Castro (CRD 2559410 ↗)

Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
via George Terlizzi (CRD 5834250 ↗)

Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
via Chris Pullaro (CRD 4719289 ↗)

Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
via David Mirolli (CRD 5116067 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via James Jones (CRD 5064653 ↗)
EDGAR ↗Dec 2, 2020 D
File 021-381928
$525,980$0$1,330,000 (est.)Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael David Hazen (CRD 6103556 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Moses (CRD 7074013 ↗)

Legacy Wealth Management, LLC BrokerCheck CRD 174767 ↗
via Justin C. Martin (CRD 5423666 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via James Joseph Toddy (CRD 2636687 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via James Hampton Simmons Jr (CRD 2438224 ↗)

Atomi Financial Advisors BrokerCheck CRD 171787 ↗
via Darren Whissen (CRD 4716755 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Frank Ballard (CRD 7125953 ↗)

Legacy Wealth Management, LLC BrokerCheck CRD 174767 ↗
via Peter Carmine Covino III (CRD 3107080 ↗)

G.A. Repple & Company BrokerCheck CRD 17486 ↗
via Bryan A. Repple (CRD 3200280 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Donald Deans (CRD 2870570 ↗)

Carter, Terry & Company, Inc. BrokerCheck CRD 16365 ↗
via Lee Bradley (CRD 1157140 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Jeffrey Mowrer (CRD 2322748 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Peter Kevin Johnson (CRD 1371966 ↗)

U.S. Private Wealth, LLC BrokerCheck CRD 167288 ↗
via Michael David Wall (CRD 5309868 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via Robert L Omohundro (CRD 2415942 ↗)

Legacy Wealth Management, LLC BrokerCheck CRD 174767 ↗
via Joseph Scott Escujuri (CRD 7074990 ↗)

Great Point Capital LLC BrokerCheck CRD 114203 ↗
via Robert L. Boggess (CRD 5007422 ↗)

Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
via John Deforrest Williamson (CRD 2357023 ↗)

WealthMark, LLC BrokerCheck CRD 144948 ↗
via Benjamin Arthur Esget (CRD 5185670 ↗)
EDGAR ↗Nov 10, 2020 D/A
File 021-380134
$885,831$0$430,000
Management fee of $180,000 paid to Green Rock Management, LLC; $250,000 acquisition fee paid to Green Rock, LLC pursuant to the Development Agreement.
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Tim Sherer (CRD 833618 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Ryan Sherer (CRD 5952617 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Patrick Lam (CRD 4723020 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Sudhir Pai (CRD 5928622 ↗)
EDGAR ↗Oct 20, 2020 D/A
File 021-357559
$336,357$0$915,000Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Gary Moses BrokerCheck CRD 7074013 ↗
via Patrick Capital Markets, LLC (CRD 16518 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
Sudhir Pai BrokerCheck CRD 5928622 ↗
Patrick Lam BrokerCheck CRD 4723020 ↗
EDGAR ↗Oct 2, 2020 D
File 021-377016
$774,657$0$430,000
Management fee of $180,000 paid to Green Rock Management, LLC; $250,000 acquisition fee to Green Rock, LLC, pursuant to the Development Agreement.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Lee Moses (CRD 7074013 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Frank Ballard (CRD 7125953 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael David Hazen (CRD 6103556 ↗)

Titan Securities BrokerCheck CRD 131392 ↗
via Charles Lanza (CRD 5864178 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Jeff Kennedy (CRD 5094149 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Robert Annable (CRD 4657825 ↗)

G.A. Repple & Company BrokerCheck CRD 17486 ↗
via John Dwyer (CRD 4952298 ↗)

G.A. Repple & Company BrokerCheck CRD 17486 ↗
via Bryan Repple (CRD 3200280 ↗)
EDGAR ↗Aug 7, 2020 D/A
File 021-369010
$485,940$0$1,145,000 (est.)Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael Hazen (CRD 6103556 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Moses (CRD 7074013 ↗)

Emerson Equity, LLC BrokerCheck CRD 130032 ↗
via Tim Sherer (CRD 833618 ↗)

Saxony Securities, Inc. BrokerCheck CRD 115547 ↗
via Michael Rose (CRD 2954324 ↗)

Emerson Equity, LLC BrokerCheck CRD 130032 ↗
via Sudhir Pai (CRD 5928622 ↗)
EDGAR ↗Jun 23, 2020 D/A
File 021-356192
$910,123$0$935,000Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Moses (CRD 7074013 ↗)

Michael Hazen BrokerCheck CRD 6103556 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
Sudhir Pai BrokerCheck CRD 5928622 ↗
Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
Vincent Annable BrokerCheck CRD 1033573 ↗
Saxony Securities, Inc. BrokerCheck CRD 115547 ↗
Michael Rose BrokerCheck CRD 2954324 ↗
Atomi Financial Group, Inc. BrokerCheck CRD 171787 ↗
Darren Whissen BrokerCheck CRD 4716755 ↗
Craig Riggs BrokerCheck CRD 4033340 ↗
Dominic Baldini BrokerCheck CRD 3082081 ↗
Kathleen Morrissey BrokerCheck CRD 1771747 ↗
Patrick Lam BrokerCheck CRD 4723020 ↗
Sean Snyder BrokerCheck CRD 1860842 ↗
Terry Tang BrokerCheck CRD 2625824 ↗
Tim Sherer BrokerCheck CRD 833618 ↗
Pinnacle Equity Management, LLC BrokerCheck CRD 106213 ↗
William Davis BrokerCheck CRD 3188964 ↗
Legacy Wealth Management, LLC BrokerCheck CRD 158010 ↗
Pete Covino BrokerCheck CRD 3107080 ↗
Thomas Smith BrokerCheck CRD 429070 ↗
Cameron Foster BrokerCheck CRD 2973525 ↗
Tony Riggs BrokerCheck CRD 2394147 ↗
Alexander Capital, L.P. BrokerCheck CRD 40077 ↗
John Williamson BrokerCheck CRD 2357023 ↗
EDGAR ↗Feb 26, 2020 D/A
File 021-356720
$1,109,775$0$430,000
$180,000 management fee to Green Rock Management, LLC; $250,000 acquisition fee to Green Rock, LLC pursuant to the Development Agreement
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Lee Moses (CRD 7074013 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael Hazen (CRD 6103556 ↗)

Pinnacle Equity Management BrokerCheck CRD 106213 ↗
via Brian Clark (CRD 4802438 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Cameron Foster (CRD 2973525 ↗)

Emerson Equity BrokerCheck CRD 130032 ↗
via Craig Riggs (CRD 4033340 ↗)

Legacy Wealth Management BrokerCheck CRD 174676 ↗
via David Johan (CRD 5881078 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Frank Ballard (CRD 7125953 ↗)

International Assets Advisory LLC BrokerCheck CRD 10645 ↗
via James Simmons (CRD 2438224 ↗)

Whitehall Parker BrokerCheck CRD 10608 ↗
via Ken Zupo (CRD 4509502 ↗)

Kovak Securities BrokerCheck CRD 44848 ↗
via Michael Karapetian (CRD 2904615 ↗)

Emerson Equity BrokerCheck CRD 130032 ↗
via Patrick Lam (CRD 4723020 ↗)

Cabin Securities Inc. BrokerCheck CRD 137608 ↗
via Sterling Louviere (CRD 2021328 ↗)

Emerson Equity BrokerCheck CRD 130032 ↗
via Sudhir Pai (CRD 5928622 ↗)

Emerson Equity BrokerCheck CRD 130032 ↗
via Tim Sherer (CRD 833618 ↗)

Emerson Equity BrokerCheck CRD 130032 ↗
via Ryan J. Sherer (CRD 5952617 ↗)

Emerson Equity BrokerCheck CRD 130032 ↗
via Tony Riggs (CRD 2394147 ↗)

Center Street Securities BrokerCheck CRD 26898 ↗
via Vince Annable (CRD 1033573 ↗)
EDGAR ↗Feb 26, 2020 D/A
File 021-357707
$863,717$0$180,000
Management fee of $180,000 paid to Green Rock Management, LLC
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Sudhir G. Pai (CRD 5928622 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Timothy John Sherer (CRD 833618 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael D. Hazen (CRD 6103556 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary L. Moses (CRD 7074013 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via William Franklin Ballard (CRD 7125953 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Brian L. Clark (CRD 4802438 ↗)
EDGAR ↗Feb 26, 2020 D/A
File 021-357712
$979,514$0$180,000
Management fee of $180,000 paid to Green Rock Management, LLC.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Sudhir G. Pai (CRD 5928622 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Timothy J. Sherer (CRD 833618 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael D. Hazen (CRD 6103556 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary L. Moses (CRD 7074013 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via William Franklin Ballard (CRD 7125953 ↗)

Alexander Capital, LP BrokerCheck CRD 40077 ↗
via John D. Williamson (CRD 2357023 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Chris W. Wright (CRD 4134973 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Vincent K. Annable (CRD 1033573 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Andrew J. Dinkelmeyer (CRD 5597768 ↗)

Emerson Equity, LLC BrokerCheck CRD 130032 ↗
via Jay A. Riggs (CRD 2394147 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Patrick W. Lam (CRD 4723020 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Craig L. Riggs (CRD 4033340 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Cameron W. Foster (CRD 2973525 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Mingqi Jennifer Li (CRD 4871851 ↗)

International Assets Advisory LLC BrokerCheck CRD 10645 ↗
via Eldridge M. Bourque Jr. (CRD 6342308 ↗)

International Assets Advisory LLC BrokerCheck CRD 10645 ↗
via Shannan M. Denison (CRD 4417573 ↗)

International Assets Advisory LLC BrokerCheck CRD 10645 ↗
via Alex R. Creede (CRD 6392369 ↗)

International Assets Advisory LLC BrokerCheck CRD 10645 ↗
via Williams Keen Butcher (CRD 2098675 ↗)

International Assets Advisory LLC BrokerCheck CRD 10645 ↗
via Brandon R. Barlie (CRD 2554323 ↗)

Pinnacle Equity Management, LLC BrokerCheck CRD 106213 ↗
via William E. Davis III (CRD 3188964 ↗)
EDGAR ↗Jan 16, 2020 D
File 021-358254
$737,109$0$430,000
$180,000 management fee to Green Rock Management, LLC; $250,000 acquisition fee to Green Rock, LLC pursuant to the Development Agreement.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael David Hazen (CRD 6103556 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Lee Moses (CRD 7074013 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Robin Naylor (CRD 1392433 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Michael David Hostetler (CRD 4577165 ↗)
EDGAR ↗Jan 8, 2020 D
File 021-357468
$855,680$0$430,000
$180,000 management fee to Green Rock Management, LLC; $250,000 acquisition fee to Green Rock, LLC pursuant to the Development Agreement.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael David Hazen (CRD 6103556 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Andrew J. Prehmus (CRD 5637824 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Brian Bennett (CRD 821115 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Chad Edwards (CRD 5437543 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Kevin Murphy (CRD 5587675 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Mike Hostetler (CRD 4577165 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Ronald Murphy (CRD 343417 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Scott H. Levy (CRD 3028508 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Taylor Wilson (CRD 5468257 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Warren Prehmus (CRD 1875927 ↗)
EDGAR ↗Dec 20, 2019 D
File 021-356142
$819,800$0$855,000Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
Gary Moses BrokerCheck CRD 7074013 ↗
EDGAR ↗Dec 19, 2019 D
File 021-355936
$1,072,500$0$180,000
$180,000 management fee to Green Rock Management, LLC, $250,000 acquisition fee to Green Rock, LLC pursuant to the Development Agreement
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Scott H. Levy (CRD 3028508 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Warren Dean Prehmus (CRD 1875927 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Andrew James Prehmus (CRD 5637824 ↗)

The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗
via Chad Joseph Edwards (CRD 5437543 ↗)
EDGAR ↗Nov 22, 2019 D
File 021-354041
$988,720$0$430,000
$180,000 management fee to Green Rock Management, LLC. $250,000 acquisition fee to Green Rock, LLC pursuant to Development Agreement.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Lee Moses (CRD 7074013 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Brian L. Clark (CRD 4802438 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael D. Hazen (CRD 6103556 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Richard E. Griffard (CRD 2472251 ↗)

International Assets Advisory LLC BrokerCheck CRD 10645 ↗
via Scott A. Morris (CRD 5651460 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Timothy J. Sherer (CRD 833618 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Ryan J. Sherer (CRD 5952617 ↗)

Center Street Securities Inc. BrokerCheck CRD 26898 ↗
via Thomas Patrick Smith (CRD 429070 ↗)

Center Street Securities Inc. BrokerCheck CRD 26898 ↗
via Vincent K. Annable (CRD 1033573 ↗)

Cabin Securities Inc. BrokerCheck CRD 137608 ↗
via Sterling V. Louviere (CRD 2021328 ↗)

Alexander Capital LP BrokerCheck CRD 40077 ↗
via John D. Williamson (CRD 2357023 ↗)
EDGAR ↗Sep 13, 2019 D/A
File 021-348571
$892,865$0$430,000
$180,000 management fee to Green Rock Management, LLC (sole Member/Manager of Green Rock, LLC). $250,000 acquisition fee to Green Rock, LLC pursuant to Development Agreement.
Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Michael David Hazen (CRD 6103556 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗
via Gary Lee Moses (CRD 7074013 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Timothy John Sherer (CRD 833618 ↗)

Emerson Equity LLC BrokerCheck CRD 130032 ↗
via Ryan Jonathan Sherer (CRD 5952617 ↗)

Cabin Securities, Inc. BrokerCheck CRD 137608 ↗
via Sterling Vaughn Louviere (CRD 2021328 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Andrew John Dinkelmeyer (CRD 5597768 ↗)

Center Street Securities, Inc. BrokerCheck CRD 26898 ↗
via Vincent Keith Annable (CRD 1033573 ↗)

Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Blackjack Cove Partners, LLC
group: Green Rock
Executive OfficerJan 3, 2022D$7,895,000
similar: $2,250,000–$16,950,000
$7,857,000100
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗Turkey Bluff Partners, LLC
group: Green Rock
Executive OfficerDec 27, 2021D/A$8,120,000
similar: $2,250,000–$16,950,000
$8,103,07864
similar: 5–32
$50,000
similar: $15,000–$100,000
EDGAR ↗Jones Crossing Partners, LLC
group: Green Rock
Executive OfficerDec 21, 2021D$5,725,000
similar: $2,250,000–$16,950,000
$5,724,15360
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗Marshall Point Partners, LLC
group: Green Rock
Executive OfficerNov 12, 2021D/A$11,700,000
similar: $2,250,000–$16,950,000
$11,699,99982
similar: 5–32
$150,000
similar: $15,000–$100,000
EDGAR ↗Redbay Branch Partners, LLC
group: Green Rock
Executive OfficerNov 12, 2021D/A$7,290,000
similar: $2,250,000–$16,950,000
$7,283,79579
similar: 5–32
$50,000
similar: $15,000–$100,000
EDGAR ↗Turkey Bluff Partners, LLC
group: Green Rock
Executive OfficerNov 12, 2021D/A$8,120,000
similar: $2,250,000–$16,950,000
$8,103,07864
similar: 5–32
$50,000
similar: $15,000–$100,000
EDGAR ↗Arbor Creek Partners, LLC
group: Green Rock
Executive OfficerNov 10, 2021D/A$5,220,000
similar: $2,250,000–$16,950,000
$5,117,67742
similar: 5–32
$50,000
similar: $15,000–$100,000
EDGAR ↗Jackson Point Partners, LLC
group: Green Rock
Executive OfficerNov 10, 2021D/A$6,000,000
similar: $2,250,000–$16,950,000
$5,989,58664
similar: 5–32
$50,000
similar: $15,000–$100,000
EDGAR ↗Jackson Point Partners, LLC
group: Green Rock
Executive OfficerNov 5, 2021D$6,000,000
similar: $3,160,078–$25,000,000
$5,989,58664
similar: 4–53
$50,000
similar: $25,000–$100,000
EDGAR ↗Arbor Creek Partners, LLC
group: Green Rock
Executive OfficerNov 1, 2021D$5,220,000
similar: $3,160,078–$25,000,000
$5,117,67742
similar: 4–53
$50,000
similar: $25,000–$100,000
EDGAR ↗Turkey Bluff Partners, LLC
group: Green Rock
Executive OfficerSep 7, 2021D$8,120,000
similar: $2,250,000–$16,950,000
$7,012,07851
similar: 5–32
$50,000
similar: $15,000–$100,000
EDGAR ↗Redbay Branch Partners, LLC
group: Green Rock
Executive OfficerJul 23, 2021D$7,290,000
similar: $2,250,000–$16,950,000
$5,883,79568
similar: 5–32
$50,000
similar: $15,000–$100,000
EDGAR ↗Marshall Point Partners, LLC
group: Green Rock
Executive OfficerJul 7, 2021D$11,700,000
similar: $2,250,000–$16,950,000
$9,876,59473
similar: 5–32
$150,000
similar: $15,000–$100,000
EDGAR ↗Molly Ridge Partners, LLC
group: Green Rock
Executive OfficerJun 11, 2021D$6,050,000
similar: $2,250,000–$16,950,000
$6,050,00018
similar: 5–32
$50,000
similar: $15,000–$100,000
EDGAR ↗Willow Bend Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Jan 11, 2021D$10,450,000
similar: $2,250,000–$16,950,000
$10,425,76399
similar: 5–32
$13,000
similar: $15,000–$100,000
EDGAR ↗Birch Terrace Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Jan 11, 2021D$8,250,000
similar: $2,250,000–$16,950,000
$8,244,131100
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Camden Cove Partners, LLC
group: Green Rock
Executive Officer
COO of Green Rock Management, LLC
Jan 11, 2021D$7,950,000
similar: $2,250,000–$16,950,000
$7,942,09267
similar: 5–32
$10,000
similar: $15,000–$100,000
EDGAR ↗Chapman Glen Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC
Jan 8, 2021D$8,100,000
similar: $2,250,000–$16,950,000
$8,066,84080
similar: 5–32
$10,000
similar: $15,000–$100,000
EDGAR ↗Redmond Ridge Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC
Jan 7, 2021D$9,420,000
similar: $2,250,000–$16,950,000
$9,409,01122
similar: 5–32
$12,000
similar: $15,000–$100,000
EDGAR ↗Redmond Ridge Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC
Jan 6, 2021D$9,420,000
similar: $2,250,000–$16,950,000
$9,409,01122
similar: 5–32
$12,000
similar: $15,000–$100,000
EDGAR ↗Calhoun Springs Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC
Jan 5, 2021D$7,160,000
similar: $2,250,000–$16,950,000
$7,055,88178
similar: 5–32
$20,000
similar: $15,000–$100,000
EDGAR ↗Hollow Oak Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Dec 31, 2020D$8,000,000
similar: $2,250,000–$16,950,000
$7,974,83374
similar: 5–32
$18,000
similar: $15,000–$100,000
EDGAR ↗Indian Trails Partners, LLC
group: Green Rock
Executive OfficerDec 31, 2020D$7,130,000
similar: $2,250,000–$16,950,000
$7,096,95099
similar: 5–32
$13,950
similar: $15,000–$100,000
EDGAR ↗Timber Ridge Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Dec 29, 2020D$5,560,000
similar: $2,250,000–$16,950,000
$5,555,00075
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Maple Farms Partners, LLC
group: Green Rock
Executive OfficerDec 23, 2020D$9,350,000
similar: $2,250,000–$16,950,000
$9,294,80089
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Ascher Capital III LLC
group: Ascher
Executive OfficerDec 23, 2020DIndefinite
similar: $155,000–$5,250,000
$911,00011
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ashwood Gap Partners, LLC
group: Green Rock
Executive OfficerDec 21, 2020D$10,300,000
similar: $2,250,000–$16,950,000
$10,300,00089
similar: 5–32
$20,000
similar: $15,000–$100,000
EDGAR ↗Bear Mountain Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Dec 16, 2020D$8,150,000
similar: $2,250,000–$16,950,000
$8,149,97190
similar: 5–32
$10,113
similar: $15,000–$100,000
EDGAR ↗Magnolia Heights Partners, LLC
group: Green Rock
Executive OfficerDec 2, 2020D$8,350,000
similar: $2,250,000–$16,950,000
$8,287,43578
similar: 5–32
$50,000
similar: $15,000–$100,000
EDGAR ↗Casper Grove Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Nov 10, 2020D/A$7,800,000
similar: $2,250,000–$16,950,000
$7,113,00080
similar: 5–32
$25,000
similar: $15,000–$100,000
EDGAR ↗Casper Grove Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Nov 10, 2020D$7,800,000
similar: $2,250,000–$16,950,000
$7,113,00080
similar: 5–32
$25,000
similar: $15,000–$100,000
EDGAR ↗Morris Heights Partners, LLC
group: Green Rock
Executive OfficerOct 20, 2020D/A$5,750,000
similar: $2,250,000–$16,950,000
$5,337,85011
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗Parker Springs Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Oct 2, 2020D$6,650,000
similar: $2,250,000–$16,950,000
$6,600,66557
similar: 5–32
$10,000
similar: $15,000–$100,000
EDGAR ↗Whitetail Way Partners, LLC
group: Green Rock
Executive OfficerAug 7, 2020D/A$7,100,000
similar: $2,250,000–$16,950,000
$7,088,50068
similar: 5–32
$50,000
similar: $15,000–$100,000
EDGAR ↗Liberty Grove Partners, LLC
group: Green Rock
Executive OfficerJun 23, 2020D/A$8,100,000
similar: $2,250,000–$16,950,000
$7,556,63893
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗Whitetail Way Partners, LLC
group: Green Rock
Executive OfficerJun 15, 2020D$7,100,000
similar: $2,250,000–$16,950,000
$5,141,50037
similar: 5–32
$50,000
similar: $15,000–$100,000
EDGAR ↗Liberty Grove Partners, LLC
group: Green Rock
Executive OfficerMay 28, 2020D/A$8,100,000
similar: $2,250,000–$16,950,000
$7,606,63894
similar: 5–32
No minimum reported
similar: $15,000–$100,000
EDGAR ↗Liberty Grove Partners, LLC
group: Green Rock
Executive OfficerApr 15, 2020D/A$8,100,000
similar: $155,000–$5,250,000
$7,606,63894
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Denny Pines Partners LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Feb 26, 2020D/A$9,200,000
similar: $2,250,000–$16,950,000
$9,197,20595
similar: 5–32
$25,000
similar: $15,000–$100,000
EDGAR ↗Chestnut Farms Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Feb 26, 2020D/A$9,250,000
similar: $2,250,000–$16,950,000
$9,238,81173
similar: 5–32
$10,000
similar: $15,000–$100,000
EDGAR ↗Salem Bend Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC
Feb 26, 2020D/A$8,250,000
similar: $2,250,000–$16,950,000
$8,243,754116
similar: 5–32
$10,000
similar: $15,000–$100,000
EDGAR ↗Cave Hollow Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Jan 16, 2020D$6,700,000
similar: $2,250,000–$16,950,000
$6,044,31130
similar: 5–32
$19,000
similar: $15,000–$100,000
EDGAR ↗Salem Bend Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC
Jan 10, 2020D/A$8,250,000
similar: $2,250,000–$16,950,000
$8,165,602116
similar: 5–32
$10,000
similar: $15,000–$100,000
EDGAR ↗Salem Bend Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC
Jan 10, 2020D$8,250,000
similar: $2,250,000–$16,950,000
$8,165,602116
similar: 5–32
$10,000
similar: $15,000–$100,000
EDGAR ↗Chestnut Farms Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Jan 10, 2020D$9,250,000
similar: $2,250,000–$16,950,000
$8,891,17073
similar: 5–32
$10,000
similar: $15,000–$100,000
EDGAR ↗Morris Heights Partners, LLC
group: Green Rock
Executive OfficerJan 9, 2020D$5,750,000
similar: $155,000–$5,250,000
$5,337,85011
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Goodwater Gap Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Jan 8, 2020D$6,650,000
similar: $2,250,000–$16,950,000
$6,629,00056
similar: 5–32
$6,000
similar: $15,000–$100,000
EDGAR ↗Denny Pines Partners LLC
group: Green Rock
Director
COO of Green Rock Management, LLC.
Dec 30, 2019D$9,200,000
similar: $2,250,000–$16,950,000
$9,197,20595
similar: 5–32
$25,000
similar: $15,000–$100,000
EDGAR ↗Liberty Grove Partners, LLC
group: Green Rock
Executive OfficerDec 20, 2019D$8,100,000
similar: $155,000–$5,250,000
$7,606,63894
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Jones Bluff Partners, LLC
group: Green Rock
Executive OfficerDec 20, 2019D$6,350,000
similar: $155,000–$5,250,000
$6,350,00014
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Midway Branch Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC
Dec 19, 2019D$8,250,000
similar: $2,250,000–$16,950,000
$8,250,000112
similar: 5–32
$4,000
similar: $15,000–$100,000
EDGAR ↗Massey Creek Partners, LLC
group: Green Rock
Director
COO of Green Rock Management, LLC
Nov 22, 2019D$8,450,000
similar: $2,250,000–$16,950,000
$8,449,18385
similar: 5–32
$14,000
similar: $15,000–$100,000
EDGAR ↗Wayside Hill Partners, LLC
group: Green Rock
Executive Officer
COO of Green Rock Management, LLC
Sep 13, 2019D/A$7,000,000
similar: $2,250,000–$16,950,000
$6,983,667101
similar: 5–32
$10,000
similar: $15,000–$100,000
EDGAR ↗Wayside Hill Partners, LLC
group: Green Rock
Executive Officer
COO of Green Rock Management, LLC
Sep 11, 2019D$7,000,000
similar: $2,250,000–$16,950,000
$6,983,667101
similar: 5–32
$10,000
similar: $15,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); Other Real Estate / 506(c) (1,959 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Chris Devine — address state GA, 1 issuer, Sep 13, 2016 → Sep 13, 2016
  • Chris Devine — address state MA, 1 issuer, Sep 6, 2018 → Sep 6, 2018

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 12 names on the same filings (6 management entities, 6 people)

People and management entities the issuers listed as related persons on the same Form D filings as Chris Devine. Source: the EDGAR rows in the table above.

  • Green Rock Management, LLC entity — 51 shared filings (34 issuers) · role as listed: Director · also listed on 14 other issuers
  • Green Rock, LLC entity — 29 shared filings (22 issuers) · role as listed: Director · also listed on 6 other issuers
  • Green Todd Rock, LLC entity — 11 shared filings (6 issuers) · role as listed: Director · also listed on 4 other issuers
  • Green Rock Rock, LLC entity — 3 shared filings (3 issuers) · role as listed: Director
  • Green Management Rock Rock Management, LLC entity — 2 shared filings (1 issuer) · role as listed: Director
  • Ascher Capital III Management LLC entity — 1 shared filing (1 issuer) · role as listed: Director
  • Clayton Mobley — 53 shared filings (35 issuers) · roles as listed: Executive Officer, Director · also listed on 17 other issuers
  • Robert Todd Ayers — 25 shared filings (14 issuers) · role as listed: Executive Officer · also listed on 10 other issuers
  • David Grayson — 21 shared filings (12 issuers) · role as listed: Executive Officer · also listed on 5 other issuers
  • Brian Robbins — 6 shared filings (4 issuers) · role as listed: Executive Officer · also listed on 5 other issuers
  • Anthony Hazen — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Kevin White — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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