Sponsor Check › Person
Related person on Form D filings · address state as listed: AL · listed Sep 11, 2019 → Jan 3, 2022
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:02 AM ET · SEC enforcement last checked: not yet
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Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:02 AM ET.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:02 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
36 of 37 offerings report sales commissions totalling $27,636,702; 0 report finder's fees; 37 report proceeds to related persons totalling $32,872,400. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jan 3, 2022 D File 021-427629 | $548,490 | $0 | $1,575,000 | Brad Buck BrokerCheck CRD 7299100 ↗ via Vistia Capital. LLC (CRD 311342 ↗) Chase Ravsten BrokerCheck CRD 5634077 ↗ via Vistia Capital, LLC (CRD 311342 ↗) Michael Hazen BrokerCheck CRD 6103556 ↗ via Vistia Capital, LLC (CRD 311342 ↗) Nate Phillips BrokerCheck CRD 7233794 ↗ via Vistia Capital, LLC (CRD 311342 ↗) |
| EDGAR ↗ | Dec 27, 2021 D/A File 021-412519 | $405,388 | $0 | $1,057,500 (est.) | John C Ravsten BrokerCheck CRD 5634077 ↗ via Vistia Capital, LLC (CRD 311342 ↗) Michael Rose BrokerCheck CRD 2954324 ↗ via Saxony Securities, Inc. (CRD 115547 ↗) Sudhir Pai BrokerCheck CRD 5928622 ↗ via Emerson Equity LLC (CRD 130032 ↗) Rick Martinez BrokerCheck CRD 6524415 ↗ via Great Point Capital LLC (CRD 114203 ↗) Pete Covino BrokerCheck CRD 3107080 ↗ via Legacy Wealth Management, LLC (CRD 174767 ↗) Michael Mandarino BrokerCheck CRD 4443175 ↗ via G.A. Repple & Company (CRD 17486 ↗) Bryan A. Repple BrokerCheck CRD 3200280 ↗ via G.A. Repple & Company (CRD 17486 ↗) Michael Hazen BrokerCheck CRD 6103556 ↗ via Vistia Capital, LLC (CRD 311342 ↗) D.H. Hill Securities, LLLP BrokerCheck CRD 41528 ↗ Andy Rad BrokerCheck CRD 6121333 ↗ via Legacy Wealth Management, LLC (CRD 174767 ↗) Jeffrey Kennedy BrokerCheck CRD 5094149 ↗ via Center Street Securities, Inc. (CRD 26898 ↗) Legacy Wealth Management, LLC BrokerCheck CRD 174767 ↗ Justin Martin BrokerCheck CRD 5423666 ↗ via Legacy Wealth Management (CRD 174767 ↗) |
| EDGAR ↗ | Dec 21, 2021 D File 021-426025 | $335,370 | $0 | $749,500 | Robert Lee Boggess BrokerCheck CRD 5007422 ↗ via Great Point Capital, LLC (CRD 114203 ↗) Michael Rose BrokerCheck CRD 2954234 ↗ via Saxony Securities, Inc. (CRD 115547 ↗) Darren Gilbert Whissen BrokerCheck CRD 4716755 ↗ via Atomi Financial Advisors (CRD 171787 ↗) Rick Martinez BrokerCheck CRD 6524415 ↗ via Great Point Capital (CRD 114203 ↗) Anthony Joseph Hazen BrokerCheck CRD 2384836 ↗ via Vistia Capital, LLC (CRD 311342 ↗) Michael David Wall BrokerCheck CRD 5309868 ↗ via U. S. Private Wealth, LLC (CRD 167288 ↗) Robert L. Omohundro BrokerCheck CRD 2415942 ↗ via Alexander Capital, L.P. (CRD 40077 ↗) Jeffrey Mowrer BrokerCheck CRD 2322748 ↗ via Alexander Capital, L.P. (CRD 40077 ↗) George Terlizzi BrokerCheck CRD 5834250 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Mikayla Elizabeth Raleigh BrokerCheck CRD 7181755 ↗ via Great Point Capital, LLC (CRD 114203 ↗) Nathaniel Meissner BrokerCheck CRD 5197083 ↗ via Mistia Capital, LLC (CRD 311342 ↗) |
| EDGAR ↗ | Nov 12, 2021 D/A File 021-405488 | $780,115 | $0 | $2,565,000 (est.) | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Brad Buck (CRD 7299100 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael Hazen (CRD 6103556 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Chase Ravsten (CRD 5634077 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Moses (CRD 7074013 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Nate Phillips (CRD 7233794 ↗) |
| EDGAR ↗ | Nov 12, 2021 D/A File 021-407577 | $489,020 | $0 | $1,183,000 | Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Sudhir Pai (CRD 5928622 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Timothy John Sherer (CRD 833618 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Ryan Sherer (CRD 5952617 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Sylvester Pusiri (CRD 5170193 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Matthew Peter Larson (CRD 7031272 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Patrick Wang Lam (CRD 4723020 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Naven Hira Patel (CRD 130032 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via David Brian Legacy, Jr. (CRD 4379849 ↗) |
| EDGAR ↗ | Nov 10, 2021 D/A File 021-419394 | $301,560 | $0 | $681,500 (est.) | Michael Rose BrokerCheck CRD 2954324 ↗ via Saxony Securties, Inc (CRD 115547 ↗) Darren Whissen BrokerCheck CRD 4716755 ↗ via Link Alts Capital, LLC (CRD 309956 ↗) Mikayla Raleigh BrokerCheck CRD 7181755 ↗ via Great Point Capital (CRD 114203 ↗) David Mirolli BrokerCheck CRD 5116067 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Justin Martin BrokerCheck CRD 5423666 ↗ via Legacy Wealth Management, LLC (CRD 174767 ↗) Scott Escujuri BrokerCheck CRD 7074990 ↗ via Legacy Wealth Management (CRD 174767 ↗) Pete Covino BrokerCheck CRD 3107080 ↗ via Legacy Wealth (CRD 174767 ↗) Gary Benson BrokerCheck CRD 1882211 ↗ via NPB Financial Group (CRD 137743 ↗) Stephen Yiping Chou BrokerCheck CRD 4882398 ↗ via Everson Equity, LLC (CRD 130032 ↗) Michael Hazen BrokerCheck CRD 6103556 ↗ via Vistia Capital, LLC (CRD 311342 ↗) Chase Ravsten BrokerCheck CRD 5634077 ↗ via Vistia Capital, LLC (CRD 311342 ↗) Brad Buck BrokerCheck CRD 7299100 ↗ via Vistia Capital, LLC (CRD 311342 ↗) Michael Wall BrokerCheck CRD 5309868 ↗ via U.S. Private Wealth, LLC (CRD 167288 ↗) |
| EDGAR ↗ | Nov 10, 2021 D/A File 021-420038 | $395,185 | $0 | $665,000 (est.) | Scott Morris BrokerCheck CRD 5651460 ↗ via Alexander Capital, L. P. (CRD 40077 ↗) James H Simmons BrokerCheck CRD 2348224 ↗ via Alexander Capital, L.P. (CRD 40077 ↗) Ryan Sherer BrokerCheck CRD 5952617 ↗ via Emerson Equity, LLC (CRD 130032 ↗) Sudhir Pai BrokerCheck CRD 5928622 ↗ via Emerson Equity, LLC (CRD 130032 ↗) Timothy J Sherer BrokerCheck CRD 833618 ↗ via Emerson Equity, LLC (CRD 130032 ↗) Mikayla Raleigh BrokerCheck CRD 7181755 ↗ via Great Point Capital, LLC (CRD 114203 ↗) Rick Martinez BrokerCheck CRD 6524415 ↗ via Great Point Capital, LLC (CRD 114203 ↗) Robert L Boggess BrokerCheck CRD 5007422 ↗ via Great Point Capital, LLC (CRD 114203 ↗) Steve Perrmann BrokerCheck CRD 5873282 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) John Moriarty BrokerCheck CRD 2720704 ↗ via Kalos Capital (CRD 44337 ↗) Joseph Quartucci BrokerCheck CRD 4522516 ↗ via Kalos Capital (CRD 44337 ↗) Jennifer Taylor BrokerCheck CRD 5886419 ↗ via Kalos Capital (CRD 44337 ↗) Terence Taylor BrokerCheck CRD 5269151 ↗ via Kalos Capital (CRD 44337 ↗) Joshua Hurad BrokerCheck CRD 6516166 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Justin Martin BrokerCheck CRD 5423666 ↗ via Legacy Wealth Management (CRD 174767 ↗) Pete Covino BrokerCheck CRD 3107080 ↗ via Legacy Wealth Management (CRD 174767 ↗) Nicholas Cianci BrokerCheck CRD 6104562 ↗ via Muse Capital (CRD 304463 ↗) |
| EDGAR ↗ | Jun 11, 2021 D File 021-402598 | $416,500 | $0 | $1,051,500 | NPB Financial Group LLC BrokerCheck CRD 137743 ↗ via Yi Ping Chou (CRD 4882398 ↗) |
| EDGAR ↗ | Jan 11, 2021 D File 021-385764 | $989,668 | $0 | $1,370,000 Management Fee of $180,000 and Due Diligence, Structuring and Project Management Fee of $940,000 paid to Green Rock Management, LLC; Acquisition Fee of $250,000 paid to Green Rock, LLC | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ |
| EDGAR ↗ | Jan 11, 2021 D File 021-385851 | $971,489 | $0 | $1,325,000 Management Fee of $180,000 and Due Diligence, Structuring and Project Management Fee of $895,000 paid to Green Rock Management, LLC; Acquisition Fee of $250,000 paid to Green Rock, LLC | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Advisory Group Equity Services Ltd. BrokerCheck CRD 15427 ↗ via Kyle Thomas Kadish (CRD 4864706 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via Derrick Maurice Williams (CRD 2957488 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via Roger Allan Roemmich (CRD 1293322 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via Jeffrey Allen Mowrer (CRD 2322748 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via Robert Lloyd Omohundro (CRD 2415942 ↗) Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗ via Ronald Joseph Burkard (CRD 2703044 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Sudhir G. Pai (CRD 5928622 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Kathleen Frances Morrissey (CRD 1771747 ↗) Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ via John Edward Moriarty (CRD 2720704 ↗) Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ via David Scott Mirolli (CRD 5116067 ↗) Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ via Terence Herbert Taylor (CRD 5269151 ↗) Saxony Securities, Inc. BrokerCheck CRD 115547 ↗ via Michael Joseph Rose (CRD 2954324 ↗) Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗ via Pamela Ann Jacobs (CRD 3064512 ↗) Green Vista Capital, LLC BrokerCheck CRD 293630 ↗ via Andrew William Miles (CRD 5986774 ↗) |
| EDGAR ↗ | Jan 11, 2021 D File 021-385880 | $1,228,345 | $0 | $1,905,000 Management Fee of $180,000 and Due Diligence, Structuring and Project Management Fee of $1,475,000 paid to Green Rock Management, LLC; Acquisition Fee of $250,000 paid to Green Rock, LLC. | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via John Chase Ravsten (CRD 5634077 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Nathaniel Phillips (CRD 7233794 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via James Hampton Simmons Jr. (CRD 2438224 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via John Williamson (CRD 2357023 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via Robert Omohundro (CRD 2415942 ↗) D. H. Hill Securities, LLLP BrokerCheck CRD 41528 ↗ via Jason Hawke (CRD 4177415 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ via George Terlizzi (CRD 5834250 ↗) Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ via John Moriarty (CRD 2720704 ↗) Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ via Shawn Clark (CRD 6723045 ↗) |
| EDGAR ↗ | Jan 8, 2021 D File 021-385721 | $999,955 | $0 | $1,429,500 Management fee of $180,000 and Due Diligence, Structuring and Project Management Fee of $999,500 paid to Green Rock Management, LLC; Acquisition fee of $250,000 paid to Green Rock, LLC. | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ NPB Financial Group, LLC BrokerCheck CRD 137743 ↗ via Yi Ping Chou (CRD 4882398 ↗) NPB Financial Group, LLC BrokerCheck CRD 137743 ↗ via Gary Benson (CRD 1182211 ↗) |
| EDGAR ↗ | Jan 7, 2021 D File 021-385480 | $1,148,930 | $0 | $430,000 Management fee of $180,000 paid to Green Rock Management, LLC; acquisition fee of $250,000 paid to Green Rock, LLC pursuant to the Development Agreement | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Brad Buck (CRD 7299100 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Moses (CRD 7074013 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael Hazen (CRD 6103556 ↗) |
| EDGAR ↗ | Jan 6, 2021 D File 021-385330 | $1,148,930 | $0 | $430,000 Management fee of $180,000 paid to Green Rock Management, LLC; acquisition fee of $250,000 paid to Green Rock, LLC pursuant to the Development Agreement | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Brad Buck (CRD 7299100 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Moses (CRD 7074013 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael Hazen (CRD 6103556 ↗) |
| EDGAR ↗ | Jan 5, 2021 D File 021-385318 | $876,603 | $0 | $430,000 Management fee of $180,000 paid to Green Rock Management, LLC; acquisition fee of $250,000.00 paid to Green Rock, LLC pursuant to the Development Agreement. | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Brad Buck (CRD 7299100 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Frank Ballard (CRD 7125953 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Nate Phillips (CRD 7233794 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via Jeff Mowrer (CRD 2322748 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via Robert Omohundro (CRD 2415942 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via Roger Roemmich (CRD 1293322 ↗) Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael Hazen (CRD 6103556 ↗) |
| EDGAR ↗ | Dec 31, 2020 D File 021-384925 | $470,380 | $0 | $1,716,500 (est.) | Arkadios Capital BrokerCheck CRD 282710 ↗ via David Millican IV (CRD 2788060 ↗) Arkadios Capital BrokerCheck CRD 282710 ↗ via John D. Harrison (CRD 2361768 ↗) Arkadios Capital BrokerCheck CRD 282710 ↗ via Louis Herford (CRD 2066018 ↗) Arkadios Capital BrokerCheck CRD 282710 ↗ via Matthew Pratt (CRD 4753643 ↗) Arkadios Capital BrokerCheck CRD 282710 ↗ via Michael Thompson (CRD 1182334 ↗) Arkadios Capital BrokerCheck CRD 282710 ↗ via Michael Sievert (CRD 2127441 ↗) Arkadios Capital BrokerCheck CRD 282710 ↗ via Troy Buder (CRD 3079322 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Andrew Dinkelmeyer (CRD 5597768 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Billy Evans (CRD 5375352 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Chris Wright (CRD 4134973 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via JR Thacker (CRD 2754773 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Robert Annable (CRD 4657825 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Thomas Smith (CRD 429070 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Daniel Pikula (CRD 2563165 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Patrick Lam (CRD 4723020 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Ryan Sherer (CRD 5952617 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Sudhir Pai (CRD 5928622 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Tim Sherer (CRD 833618 ↗) G.A. Repple & Company BrokerCheck CRD 17486 ↗ via Bryan A. Repple (CRD 3200280 ↗) G.A. Repple & Company BrokerCheck CRD 17486 ↗ via John W Dwyer (CRD 4952298 ↗) G.A. Repple & Company BrokerCheck CRD 17486 ↗ via Michael Madarino (CRD 4443175 ↗) G.A. Repple & Company BrokerCheck CRD 17486 ↗ via Shana Burt (CRD 4006676 ↗) Great Point Capital LLC BrokerCheck CRD 114203 ↗ via Brad Pond (CRD 4505745 ↗) Great Point Capital LLC BrokerCheck CRD 114203 ↗ via Michael Steinthal (CRD 435071 ↗) Great Point Capital LLC BrokerCheck CRD 114203 ↗ via Rene Castro (CRD 2559410 ↗) Great Point Capital LLC BrokerCheck CRD 114203 ↗ via Rick Martinez (CRD 6524415 ↗) Great Point Capital LLC BrokerCheck CRD 114203 ↗ via Robert Boggess (CRD 5007422 ↗) Arkadios Capital BrokerCheck CRD 282710 ↗ via Ronald York (CRD 4308987 ↗) |
| EDGAR ↗ | Dec 31, 2020 D File 021-384942 | $851,229 | $0 | $430,000 Management fee of $180,000 paid to Green Rock Management, LLC; $250,000 acquisition fee paid to Green Rock, LLC pursuant to the Development Agreement. | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via Jeff Mowrer (CRD 2322748 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via E. Michael Bourque (CRD 6342308 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Jack Robert Thacker (CRD 2754773 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Robert Annable (CRD 4657825 ↗) Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Brad Buck (CRD 7299100 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Moses (CRD 7074013 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael Hazen (CRD 6103556 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Nate Phillips (CRD 7233794 ↗) |
| EDGAR ↗ | Dec 29, 2020 D File 021-384540 | $694,375 | $0 | $430,000 Management fee of $180,000 paid to Green Rock Management, LLC; $250,000 acquisition fee paid to Green Rock, LLC pursuant to the Development Agreement. | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ |
| EDGAR ↗ | Dec 23, 2020 D File 021-384256 | $0 | $0 | $138,400 (est.) | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via William Teague (CRD 6247343 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Brad Buck (CRD 7299100 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Chase Ravsten (CRD 5634077 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Frank Ballard (CRD 7125953 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Moses (CRD 7074013 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael Hazen (CRD 6103556 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Nate Phillips (CRD 7233794 ↗) |
| EDGAR ↗ | Dec 23, 2020 D File 021-384297 | $649,520 | $0 | $1,660,000 (est.) | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via William Teague (CRD 6247343 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Brad Buck (CRD 7299100 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Chase Ravsten (CRD 5634077 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Frank Ballard (CRD 7125953 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Moses (CRD 7074013 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael Hazen (CRD 6103556 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Nate Phillips (CRD 7233794 ↗) |
| EDGAR ↗ | Dec 21, 2020 D File 021-383911 | $721,000 | $0 | $2,490,000 (est.) | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael Hazen (CRD 6103556 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Delmar Eugene Buck III (CRD 7299100 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Nathaniel Thomas Phillips (CRD 7233794 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via William Franklin Ballard (CRD 7125953 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Chase Ravsten (CRD 5634077 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Moses (CRD 7074013 ↗) |
| EDGAR ↗ | Dec 16, 2020 D File 021-383396 | $976,082 | $0 | $430,000 Management fee of $180,000 paid to Green Rock Management, LLC; $250,000 acquisition fee paid to Green Rock, LLC pursuant to the Development Agreement. | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ Emerson Equity, LLC BrokerCheck CRD 130032 ↗ Great Point Capital, LLC BrokerCheck CRD 114203 ↗ via Rick Martinez (CRD 6524415 ↗) Great Point Capital, LLC BrokerCheck CRD 114203 ↗ via Rene Castro (CRD 2559410 ↗) Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ via George Terlizzi (CRD 5834250 ↗) Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ via Chris Pullaro (CRD 4719289 ↗) Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ via David Mirolli (CRD 5116067 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via James Jones (CRD 5064653 ↗) |
| EDGAR ↗ | Dec 2, 2020 D File 021-381928 | $525,980 | $0 | $1,330,000 (est.) | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael David Hazen (CRD 6103556 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Moses (CRD 7074013 ↗) Legacy Wealth Management, LLC BrokerCheck CRD 174767 ↗ via Justin C. Martin (CRD 5423666 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via James Joseph Toddy (CRD 2636687 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via James Hampton Simmons Jr (CRD 2438224 ↗) Atomi Financial Advisors BrokerCheck CRD 171787 ↗ via Darren Whissen (CRD 4716755 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Frank Ballard (CRD 7125953 ↗) Legacy Wealth Management, LLC BrokerCheck CRD 174767 ↗ via Peter Carmine Covino III (CRD 3107080 ↗) G.A. Repple & Company BrokerCheck CRD 17486 ↗ via Bryan A. Repple (CRD 3200280 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Donald Deans (CRD 2870570 ↗) Carter, Terry & Company, Inc. BrokerCheck CRD 16365 ↗ via Lee Bradley (CRD 1157140 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via Jeffrey Mowrer (CRD 2322748 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Peter Kevin Johnson (CRD 1371966 ↗) U.S. Private Wealth, LLC BrokerCheck CRD 167288 ↗ via Michael David Wall (CRD 5309868 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via Robert L Omohundro (CRD 2415942 ↗) Legacy Wealth Management, LLC BrokerCheck CRD 174767 ↗ via Joseph Scott Escujuri (CRD 7074990 ↗) Great Point Capital LLC BrokerCheck CRD 114203 ↗ via Robert L. Boggess (CRD 5007422 ↗) Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ via John Deforrest Williamson (CRD 2357023 ↗) WealthMark, LLC BrokerCheck CRD 144948 ↗ via Benjamin Arthur Esget (CRD 5185670 ↗) |
| EDGAR ↗ | Nov 10, 2020 D/A File 021-380134 | $885,831 | $0 | $430,000 Management fee of $180,000 paid to Green Rock Management, LLC; $250,000 acquisition fee paid to Green Rock, LLC pursuant to the Development Agreement. | Emerson Equity LLC BrokerCheck CRD 130032 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Tim Sherer (CRD 833618 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Ryan Sherer (CRD 5952617 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Patrick Lam (CRD 4723020 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Sudhir Pai (CRD 5928622 ↗) |
| EDGAR ↗ | Oct 20, 2020 D/A File 021-357559 | $336,357 | $0 | $915,000 | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Gary Moses BrokerCheck CRD 7074013 ↗ via Patrick Capital Markets, LLC (CRD 16518 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ Sudhir Pai BrokerCheck CRD 5928622 ↗ Patrick Lam BrokerCheck CRD 4723020 ↗ |
| EDGAR ↗ | Oct 2, 2020 D File 021-377016 | $774,657 | $0 | $430,000 Management fee of $180,000 paid to Green Rock Management, LLC; $250,000 acquisition fee to Green Rock, LLC, pursuant to the Development Agreement. | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Lee Moses (CRD 7074013 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Frank Ballard (CRD 7125953 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael David Hazen (CRD 6103556 ↗) Titan Securities BrokerCheck CRD 131392 ↗ via Charles Lanza (CRD 5864178 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Jeff Kennedy (CRD 5094149 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Robert Annable (CRD 4657825 ↗) G.A. Repple & Company BrokerCheck CRD 17486 ↗ via John Dwyer (CRD 4952298 ↗) G.A. Repple & Company BrokerCheck CRD 17486 ↗ via Bryan Repple (CRD 3200280 ↗) |
| EDGAR ↗ | Aug 7, 2020 D/A File 021-369010 | $485,940 | $0 | $1,145,000 (est.) | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael Hazen (CRD 6103556 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Moses (CRD 7074013 ↗) Emerson Equity, LLC BrokerCheck CRD 130032 ↗ via Tim Sherer (CRD 833618 ↗) Saxony Securities, Inc. BrokerCheck CRD 115547 ↗ via Michael Rose (CRD 2954324 ↗) Emerson Equity, LLC BrokerCheck CRD 130032 ↗ via Sudhir Pai (CRD 5928622 ↗) |
| EDGAR ↗ | Jun 23, 2020 D/A File 021-356192 | $910,123 | $0 | $935,000 | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Moses (CRD 7074013 ↗) Michael Hazen BrokerCheck CRD 6103556 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Sudhir Pai BrokerCheck CRD 5928622 ↗ Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ Vincent Annable BrokerCheck CRD 1033573 ↗ Saxony Securities, Inc. BrokerCheck CRD 115547 ↗ Michael Rose BrokerCheck CRD 2954324 ↗ Atomi Financial Group, Inc. BrokerCheck CRD 171787 ↗ Darren Whissen BrokerCheck CRD 4716755 ↗ Craig Riggs BrokerCheck CRD 4033340 ↗ Dominic Baldini BrokerCheck CRD 3082081 ↗ Kathleen Morrissey BrokerCheck CRD 1771747 ↗ Patrick Lam BrokerCheck CRD 4723020 ↗ Sean Snyder BrokerCheck CRD 1860842 ↗ Terry Tang BrokerCheck CRD 2625824 ↗ Tim Sherer BrokerCheck CRD 833618 ↗ Pinnacle Equity Management, LLC BrokerCheck CRD 106213 ↗ William Davis BrokerCheck CRD 3188964 ↗ Legacy Wealth Management, LLC BrokerCheck CRD 158010 ↗ Pete Covino BrokerCheck CRD 3107080 ↗ Thomas Smith BrokerCheck CRD 429070 ↗ Cameron Foster BrokerCheck CRD 2973525 ↗ Tony Riggs BrokerCheck CRD 2394147 ↗ Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ John Williamson BrokerCheck CRD 2357023 ↗ |
| EDGAR ↗ | Feb 26, 2020 D/A File 021-356720 | $1,109,775 | $0 | $430,000 $180,000 management fee to Green Rock Management, LLC; $250,000 acquisition fee to Green Rock, LLC pursuant to the Development Agreement | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Lee Moses (CRD 7074013 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael Hazen (CRD 6103556 ↗) Pinnacle Equity Management BrokerCheck CRD 106213 ↗ via Brian Clark (CRD 4802438 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Cameron Foster (CRD 2973525 ↗) Emerson Equity BrokerCheck CRD 130032 ↗ via Craig Riggs (CRD 4033340 ↗) Legacy Wealth Management BrokerCheck CRD 174676 ↗ via David Johan (CRD 5881078 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Frank Ballard (CRD 7125953 ↗) International Assets Advisory LLC BrokerCheck CRD 10645 ↗ via James Simmons (CRD 2438224 ↗) Whitehall Parker BrokerCheck CRD 10608 ↗ via Ken Zupo (CRD 4509502 ↗) Kovak Securities BrokerCheck CRD 44848 ↗ via Michael Karapetian (CRD 2904615 ↗) Emerson Equity BrokerCheck CRD 130032 ↗ via Patrick Lam (CRD 4723020 ↗) Cabin Securities Inc. BrokerCheck CRD 137608 ↗ via Sterling Louviere (CRD 2021328 ↗) Emerson Equity BrokerCheck CRD 130032 ↗ via Sudhir Pai (CRD 5928622 ↗) Emerson Equity BrokerCheck CRD 130032 ↗ via Tim Sherer (CRD 833618 ↗) Emerson Equity BrokerCheck CRD 130032 ↗ via Ryan J. Sherer (CRD 5952617 ↗) Emerson Equity BrokerCheck CRD 130032 ↗ via Tony Riggs (CRD 2394147 ↗) Center Street Securities BrokerCheck CRD 26898 ↗ via Vince Annable (CRD 1033573 ↗) |
| EDGAR ↗ | Feb 26, 2020 D/A File 021-357707 | $863,717 | $0 | $180,000 Management fee of $180,000 paid to Green Rock Management, LLC | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Sudhir G. Pai (CRD 5928622 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Timothy John Sherer (CRD 833618 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael D. Hazen (CRD 6103556 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary L. Moses (CRD 7074013 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via William Franklin Ballard (CRD 7125953 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Brian L. Clark (CRD 4802438 ↗) |
| EDGAR ↗ | Feb 26, 2020 D/A File 021-357712 | $979,514 | $0 | $180,000 Management fee of $180,000 paid to Green Rock Management, LLC. | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Sudhir G. Pai (CRD 5928622 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Timothy J. Sherer (CRD 833618 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael D. Hazen (CRD 6103556 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary L. Moses (CRD 7074013 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via William Franklin Ballard (CRD 7125953 ↗) Alexander Capital, LP BrokerCheck CRD 40077 ↗ via John D. Williamson (CRD 2357023 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Chris W. Wright (CRD 4134973 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Vincent K. Annable (CRD 1033573 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Andrew J. Dinkelmeyer (CRD 5597768 ↗) Emerson Equity, LLC BrokerCheck CRD 130032 ↗ via Jay A. Riggs (CRD 2394147 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Patrick W. Lam (CRD 4723020 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Craig L. Riggs (CRD 4033340 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Cameron W. Foster (CRD 2973525 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Mingqi Jennifer Li (CRD 4871851 ↗) International Assets Advisory LLC BrokerCheck CRD 10645 ↗ via Eldridge M. Bourque Jr. (CRD 6342308 ↗) International Assets Advisory LLC BrokerCheck CRD 10645 ↗ via Shannan M. Denison (CRD 4417573 ↗) International Assets Advisory LLC BrokerCheck CRD 10645 ↗ via Alex R. Creede (CRD 6392369 ↗) International Assets Advisory LLC BrokerCheck CRD 10645 ↗ via Williams Keen Butcher (CRD 2098675 ↗) International Assets Advisory LLC BrokerCheck CRD 10645 ↗ via Brandon R. Barlie (CRD 2554323 ↗) Pinnacle Equity Management, LLC BrokerCheck CRD 106213 ↗ via William E. Davis III (CRD 3188964 ↗) |
| EDGAR ↗ | Jan 16, 2020 D File 021-358254 | $737,109 | $0 | $430,000 $180,000 management fee to Green Rock Management, LLC; $250,000 acquisition fee to Green Rock, LLC pursuant to the Development Agreement. | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael David Hazen (CRD 6103556 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Lee Moses (CRD 7074013 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Robin Naylor (CRD 1392433 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Michael David Hostetler (CRD 4577165 ↗) |
| EDGAR ↗ | Jan 8, 2020 D File 021-357468 | $855,680 | $0 | $430,000 $180,000 management fee to Green Rock Management, LLC; $250,000 acquisition fee to Green Rock, LLC pursuant to the Development Agreement. | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael David Hazen (CRD 6103556 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Andrew J. Prehmus (CRD 5637824 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Brian Bennett (CRD 821115 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Chad Edwards (CRD 5437543 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Kevin Murphy (CRD 5587675 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Mike Hostetler (CRD 4577165 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Ronald Murphy (CRD 343417 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Scott H. Levy (CRD 3028508 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Taylor Wilson (CRD 5468257 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Warren Prehmus (CRD 1875927 ↗) |
| EDGAR ↗ | Dec 20, 2019 D File 021-356142 | $819,800 | $0 | $855,000 | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Gary Moses BrokerCheck CRD 7074013 ↗ |
| EDGAR ↗ | Dec 19, 2019 D File 021-355936 | $1,072,500 | $0 | $180,000 $180,000 management fee to Green Rock Management, LLC, $250,000 acquisition fee to Green Rock, LLC pursuant to the Development Agreement | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Scott H. Levy (CRD 3028508 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Warren Dean Prehmus (CRD 1875927 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Andrew James Prehmus (CRD 5637824 ↗) The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ via Chad Joseph Edwards (CRD 5437543 ↗) |
| EDGAR ↗ | Nov 22, 2019 D File 021-354041 | $988,720 | $0 | $430,000 $180,000 management fee to Green Rock Management, LLC. $250,000 acquisition fee to Green Rock, LLC pursuant to Development Agreement. | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Lee Moses (CRD 7074013 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Brian L. Clark (CRD 4802438 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael D. Hazen (CRD 6103556 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Richard E. Griffard (CRD 2472251 ↗) International Assets Advisory LLC BrokerCheck CRD 10645 ↗ via Scott A. Morris (CRD 5651460 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Timothy J. Sherer (CRD 833618 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Ryan J. Sherer (CRD 5952617 ↗) Center Street Securities Inc. BrokerCheck CRD 26898 ↗ via Thomas Patrick Smith (CRD 429070 ↗) Center Street Securities Inc. BrokerCheck CRD 26898 ↗ via Vincent K. Annable (CRD 1033573 ↗) Cabin Securities Inc. BrokerCheck CRD 137608 ↗ via Sterling V. Louviere (CRD 2021328 ↗) Alexander Capital LP BrokerCheck CRD 40077 ↗ via John D. Williamson (CRD 2357023 ↗) |
| EDGAR ↗ | Sep 13, 2019 D/A File 021-348571 | $892,865 | $0 | $430,000 $180,000 management fee to Green Rock Management, LLC (sole Member/Manager of Green Rock, LLC). $250,000 acquisition fee to Green Rock, LLC pursuant to Development Agreement. | Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Michael David Hazen (CRD 6103556 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ via Gary Lee Moses (CRD 7074013 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Timothy John Sherer (CRD 833618 ↗) Emerson Equity LLC BrokerCheck CRD 130032 ↗ via Ryan Jonathan Sherer (CRD 5952617 ↗) Cabin Securities, Inc. BrokerCheck CRD 137608 ↗ via Sterling Vaughn Louviere (CRD 2021328 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Andrew John Dinkelmeyer (CRD 5597768 ↗) Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ via Vincent Keith Annable (CRD 1033573 ↗) Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Blackjack Cove Partners, LLC group: Green Rock | Executive Officer | Jan 3, 2022 | D | $7,895,000 similar: $2,250,000–$16,950,000 | $7,857,000 | 100 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Turkey Bluff Partners, LLC group: Green Rock | Executive Officer | Dec 27, 2021 | D/A | $8,120,000 similar: $2,250,000–$16,950,000 | $8,103,078 | 64 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Jones Crossing Partners, LLC group: Green Rock | Executive Officer | Dec 21, 2021 | D | $5,725,000 similar: $2,250,000–$16,950,000 | $5,724,153 | 60 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Marshall Point Partners, LLC group: Green Rock | Executive Officer | Nov 12, 2021 | D/A | $11,700,000 similar: $2,250,000–$16,950,000 | $11,699,999 | 82 similar: 5–32 | $150,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Redbay Branch Partners, LLC group: Green Rock | Executive Officer | Nov 12, 2021 | D/A | $7,290,000 similar: $2,250,000–$16,950,000 | $7,283,795 | 79 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Turkey Bluff Partners, LLC group: Green Rock | Executive Officer | Nov 12, 2021 | D/A | $8,120,000 similar: $2,250,000–$16,950,000 | $8,103,078 | 64 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Arbor Creek Partners, LLC group: Green Rock | Executive Officer | Nov 10, 2021 | D/A | $5,220,000 similar: $2,250,000–$16,950,000 | $5,117,677 | 42 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Jackson Point Partners, LLC group: Green Rock | Executive Officer | Nov 10, 2021 | D/A | $6,000,000 similar: $2,250,000–$16,950,000 | $5,989,586 | 64 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Jackson Point Partners, LLC group: Green Rock | Executive Officer | Nov 5, 2021 | D | $6,000,000 similar: $3,160,078–$25,000,000 | $5,989,586 | 64 similar: 4–53 | $50,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Arbor Creek Partners, LLC group: Green Rock | Executive Officer | Nov 1, 2021 | D | $5,220,000 similar: $3,160,078–$25,000,000 | $5,117,677 | 42 similar: 4–53 | $50,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Turkey Bluff Partners, LLC group: Green Rock | Executive Officer | Sep 7, 2021 | D | $8,120,000 similar: $2,250,000–$16,950,000 | $7,012,078 | 51 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Redbay Branch Partners, LLC group: Green Rock | Executive Officer | Jul 23, 2021 | D | $7,290,000 similar: $2,250,000–$16,950,000 | $5,883,795 | 68 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Marshall Point Partners, LLC group: Green Rock | Executive Officer | Jul 7, 2021 | D | $11,700,000 similar: $2,250,000–$16,950,000 | $9,876,594 | 73 similar: 5–32 | $150,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Molly Ridge Partners, LLC group: Green Rock | Executive Officer | Jun 11, 2021 | D | $6,050,000 similar: $2,250,000–$16,950,000 | $6,050,000 | 18 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Willow Bend Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Jan 11, 2021 | D | $10,450,000 similar: $2,250,000–$16,950,000 | $10,425,763 | 99 similar: 5–32 | $13,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Birch Terrace Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Jan 11, 2021 | D | $8,250,000 similar: $2,250,000–$16,950,000 | $8,244,131 | 100 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Camden Cove Partners, LLC group: Green Rock | Executive Officer COO of Green Rock Management, LLC | Jan 11, 2021 | D | $7,950,000 similar: $2,250,000–$16,950,000 | $7,942,092 | 67 similar: 5–32 | $10,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Chapman Glen Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC | Jan 8, 2021 | D | $8,100,000 similar: $2,250,000–$16,950,000 | $8,066,840 | 80 similar: 5–32 | $10,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Redmond Ridge Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC | Jan 7, 2021 | D | $9,420,000 similar: $2,250,000–$16,950,000 | $9,409,011 | 22 similar: 5–32 | $12,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Redmond Ridge Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC | Jan 6, 2021 | D | $9,420,000 similar: $2,250,000–$16,950,000 | $9,409,011 | 22 similar: 5–32 | $12,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Calhoun Springs Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC | Jan 5, 2021 | D | $7,160,000 similar: $2,250,000–$16,950,000 | $7,055,881 | 78 similar: 5–32 | $20,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Hollow Oak Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Dec 31, 2020 | D | $8,000,000 similar: $2,250,000–$16,950,000 | $7,974,833 | 74 similar: 5–32 | $18,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Indian Trails Partners, LLC group: Green Rock | Executive Officer | Dec 31, 2020 | D | $7,130,000 similar: $2,250,000–$16,950,000 | $7,096,950 | 99 similar: 5–32 | $13,950 similar: $15,000–$100,000 |
| EDGAR ↗ | Timber Ridge Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Dec 29, 2020 | D | $5,560,000 similar: $2,250,000–$16,950,000 | $5,555,000 | 75 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Maple Farms Partners, LLC group: Green Rock | Executive Officer | Dec 23, 2020 | D | $9,350,000 similar: $2,250,000–$16,950,000 | $9,294,800 | 89 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Ascher Capital III LLC group: Ascher | Executive Officer | Dec 23, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $911,000 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ashwood Gap Partners, LLC group: Green Rock | Executive Officer | Dec 21, 2020 | D | $10,300,000 similar: $2,250,000–$16,950,000 | $10,300,000 | 89 similar: 5–32 | $20,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Bear Mountain Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Dec 16, 2020 | D | $8,150,000 similar: $2,250,000–$16,950,000 | $8,149,971 | 90 similar: 5–32 | $10,113 similar: $15,000–$100,000 |
| EDGAR ↗ | Magnolia Heights Partners, LLC group: Green Rock | Executive Officer | Dec 2, 2020 | D | $8,350,000 similar: $2,250,000–$16,950,000 | $8,287,435 | 78 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Casper Grove Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Nov 10, 2020 | D/A | $7,800,000 similar: $2,250,000–$16,950,000 | $7,113,000 | 80 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Casper Grove Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Nov 10, 2020 | D | $7,800,000 similar: $2,250,000–$16,950,000 | $7,113,000 | 80 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Morris Heights Partners, LLC group: Green Rock | Executive Officer | Oct 20, 2020 | D/A | $5,750,000 similar: $2,250,000–$16,950,000 | $5,337,850 | 11 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Parker Springs Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Oct 2, 2020 | D | $6,650,000 similar: $2,250,000–$16,950,000 | $6,600,665 | 57 similar: 5–32 | $10,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Whitetail Way Partners, LLC group: Green Rock | Executive Officer | Aug 7, 2020 | D/A | $7,100,000 similar: $2,250,000–$16,950,000 | $7,088,500 | 68 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Liberty Grove Partners, LLC group: Green Rock | Executive Officer | Jun 23, 2020 | D/A | $8,100,000 similar: $2,250,000–$16,950,000 | $7,556,638 | 93 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Whitetail Way Partners, LLC group: Green Rock | Executive Officer | Jun 15, 2020 | D | $7,100,000 similar: $2,250,000–$16,950,000 | $5,141,500 | 37 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Liberty Grove Partners, LLC group: Green Rock | Executive Officer | May 28, 2020 | D/A | $8,100,000 similar: $2,250,000–$16,950,000 | $7,606,638 | 94 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Liberty Grove Partners, LLC group: Green Rock | Executive Officer | Apr 15, 2020 | D/A | $8,100,000 similar: $155,000–$5,250,000 | $7,606,638 | 94 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Denny Pines Partners LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Feb 26, 2020 | D/A | $9,200,000 similar: $2,250,000–$16,950,000 | $9,197,205 | 95 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Chestnut Farms Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Feb 26, 2020 | D/A | $9,250,000 similar: $2,250,000–$16,950,000 | $9,238,811 | 73 similar: 5–32 | $10,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Salem Bend Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC | Feb 26, 2020 | D/A | $8,250,000 similar: $2,250,000–$16,950,000 | $8,243,754 | 116 similar: 5–32 | $10,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Cave Hollow Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Jan 16, 2020 | D | $6,700,000 similar: $2,250,000–$16,950,000 | $6,044,311 | 30 similar: 5–32 | $19,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Salem Bend Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC | Jan 10, 2020 | D/A | $8,250,000 similar: $2,250,000–$16,950,000 | $8,165,602 | 116 similar: 5–32 | $10,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Salem Bend Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC | Jan 10, 2020 | D | $8,250,000 similar: $2,250,000–$16,950,000 | $8,165,602 | 116 similar: 5–32 | $10,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Chestnut Farms Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Jan 10, 2020 | D | $9,250,000 similar: $2,250,000–$16,950,000 | $8,891,170 | 73 similar: 5–32 | $10,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Morris Heights Partners, LLC group: Green Rock | Executive Officer | Jan 9, 2020 | D | $5,750,000 similar: $155,000–$5,250,000 | $5,337,850 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Goodwater Gap Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Jan 8, 2020 | D | $6,650,000 similar: $2,250,000–$16,950,000 | $6,629,000 | 56 similar: 5–32 | $6,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Denny Pines Partners LLC group: Green Rock | Director COO of Green Rock Management, LLC. | Dec 30, 2019 | D | $9,200,000 similar: $2,250,000–$16,950,000 | $9,197,205 | 95 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Liberty Grove Partners, LLC group: Green Rock | Executive Officer | Dec 20, 2019 | D | $8,100,000 similar: $155,000–$5,250,000 | $7,606,638 | 94 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Jones Bluff Partners, LLC group: Green Rock | Executive Officer | Dec 20, 2019 | D | $6,350,000 similar: $155,000–$5,250,000 | $6,350,000 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Midway Branch Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC | Dec 19, 2019 | D | $8,250,000 similar: $2,250,000–$16,950,000 | $8,250,000 | 112 similar: 5–32 | $4,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Massey Creek Partners, LLC group: Green Rock | Director COO of Green Rock Management, LLC | Nov 22, 2019 | D | $8,450,000 similar: $2,250,000–$16,950,000 | $8,449,183 | 85 similar: 5–32 | $14,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Wayside Hill Partners, LLC group: Green Rock | Executive Officer COO of Green Rock Management, LLC | Sep 13, 2019 | D/A | $7,000,000 similar: $2,250,000–$16,950,000 | $6,983,667 | 101 similar: 5–32 | $10,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Wayside Hill Partners, LLC group: Green Rock | Executive Officer COO of Green Rock Management, LLC | Sep 11, 2019 | D | $7,000,000 similar: $2,250,000–$16,950,000 | $6,983,667 | 101 similar: 5–32 | $10,000 similar: $15,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); Other Real Estate / 506(c) (1,959 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Chris Devine. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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