Chris Barlow is listed as a director on 1 SEC Form D filing by 1 issuer in Jul 2009: Asciano Ltd (Melbourne, Victoria, Australia (as filed: C3) — industry reported as "Other" — 2009; $4.02M reported sold to 10 investors).
What this means One deal on file with the SEC, filed Jul 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Chris Barlow and found 1 difference: Form D filed 41 days after the first sale.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.