PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:53 AM ET

Sponsor Check › Person

CA

Chirs Auffenberg

Named as an officer, director or promoter on SEC Form D filings · PA · Aug 25, 2023 → Aug 26, 2025

1deal (issuers)
$109.8Mreported sold
70investors
3Form D filings
2023–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:55 AM ET · SEC enforcement last checked: not yet

The short version

Chirs Auffenberg is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Aug 2023 and Aug 2025: Riverview Opportunistic Cayman Fund SPC (West Conshohocken, PA — pooled investment fund — 2023–2025; $109.8M reported sold to 70 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Allan Fajardo (3 shared filings), Jason Sneah (3 shared filings) and Kevin Solomon (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Chirs. Each name links to their own page.

The issuer belongs to the sponsor group Riverview (107 issuers, $30.65B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Riverview has 107 companies on file and $30.65B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — none found. Not yet searched: SEC enforcement releases.

What this means Nothing turned up where we looked (2 sources). That does not prove there is nothing — it means none was found in those sources on that date.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:55 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:55 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 26, 2025 D/A
Riverview Opportunistic Cayman Fund SPC
File 021-95103
$0 (est.)$0$0 (est.)MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
via MORGAN STANLEY SMITH BARNEY LLC (CRD 149777 ↗)

Bank Morgan Stanley AG no CRD number reported
via Bank Morgan Stanley AG

UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
via UBS Financial Services Inc. (CRD 8174 ↗)

Morgan Stanley and Co International Limited no CRD number reported
via Morgan Stanley and Co International Limited
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Chirs Auffenberg on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RO
Pooled Investment Fund · group: Riverview

Riverview Opportunistic Cayman Fund SPC

West Conshohocken, PA · Aug 25, 2023 → Aug 26, 2025 · 3 filings
  • Aug 26, 2025 · D/A · $101,535,470 sold of Indefinite · 59 investors · min. $100,000 · role: Executive Officer (Executive Director of the General Partner of the Manager of the Issuer) EDGAR ↗
  • Aug 27, 2024 · D/A · $101,535,470 sold of Indefinite · 59 investors · min. $100,000 · role: Executive Officer (Executive Director of the Manager of the Issuer) EDGAR ↗
  • Aug 25, 2023 · D/A · $101,535,470 sold of Indefinite · 59 investors · min. $100,000 · role: Executive Officer (Executive Director of the Manager of the Issuer) EDGAR ↗

Raised $109.8M from 70 investors as of the latest filing. Chirs is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Chirs 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JS
Person

Jason Sneah

Director · 3 shared filings (1 issuer) · also on 191 other issuers

Jason Sneah is on 192 issuers in total — a repeat sponsor. Their page lists every one.

KS
Person

Kevin Solomon

Director · 3 shared filings (1 issuer) · also on 96 other issuers

Kevin Solomon is on 97 issuers in total — a repeat sponsor. Their page lists every one.

AF
Person

Allan Fajardo

Executive Officer · 3 shared filings (1 issuer) · also on 23 other issuers

Allan Fajardo is on 24 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

R
Sponsor group

Riverview

107 issuers · 484 filings · $30.65B reported sold · 2009–2026

One team, 107 deal companies. Chirs Auffenberg is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Chirs Auffenberg.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (West Conshohocken, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

morganstanley.com ↗ found on Riverview Opportunistic Cayman Fund SPC (morganstanley.com — same registered sponsor family (group "Morgan Stanley", confidence 0.97); known from issuer CIK 1479476 (adv))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Pennsylvania Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Chirs Auffenberg appears on a new Form D, or when a court case or SEC action is matched to them. See plans →