PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:51 AM ET

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Charles Arthur Norris

Named as an officer, director or promoter on SEC Form D filings · NJ, CA · Sep 13, 2023 → Jun 24, 2026

6deals (issuers)
$70Mreported sold
109investors
11Form D filings
2023–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:54 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Charles Arthur Norris is listed as an executive officer and director on 11 SEC Form D filings by 6 issuers between Feb 2012 and Jun 2026. Largest by amount reported sold: PROFESSOR CONNORS, INC (Secaucus, NJ — industry reported as "Other" — 2012; $54M reported sold to 27 investors), Ethel's Bakery, LLC (Shelby Township, MI — industry reported as "Other" — 2025; $3.6M reported sold to 6 investors), OT Investors, LLC (Fairway, KS — industry reported as "Other" — 2026; $3.41M reported sold to 16 investors), Pure Simple Foods, LLC (Ojai, CA — industry reported as "Other" — 2024–2026; $3.29M reported sold to 26 investors), Helio Investors, LLC (Encino, CA — industry reported as "Other" — 2023; $3.07M reported sold to 16 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $70M sold in total.

Listed alongside Walter N George (10 shared filings), Ian Schapiro (7 shared filings), John David Basto (5 shared filings), Kelley Scanlin (4 shared filings), Anne Croy (3 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Charles. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 8 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for Charles Arthur Norris and found 9 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Charles Arthur Norris has not run yet — it is joining a line of 42,386 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:54 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Charles Arthur Norris..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Charles E. Norris and Kathleen v. Norris closed
United States Bankruptcy Court, S.D. California · No. 09-20092 · Filed Dec 31, 2009 · Closed Apr 8, 2010
Role of Charles E. Norris and Kathleen: Plaintiff · Outcome: Case closed 2010-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 163 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Charles F Norris, Jr. and Pamela J Norris closed
United States Bankruptcy Court, E.D. Michigan · No. 07-65037 · Filed Dec 8, 2007 · Closed Mar 26, 2008
Role of Charles F Norris, Jr.: Debtor · Outcome: Case closed 2008-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 163 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MI); middle initial differs
Charles E. Norris closed
United States Bankruptcy Court, E.D. Michigan · No. 05-46264 · Filed Mar 2, 2005 · Closed Sep 27, 2005
Role of Charles E. Norris: Debtor · Outcome: Case closed 2005-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 163 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MI); middle initial differs
Charles S. Norris closed
United States Bankruptcy Court, N.D. California · No. 99-43788 · Filed May 5, 1999 · Closed Aug 26, 1999
Role of Charles S. Norris: Debtor · Outcome: Case closed 1999-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 163 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Charles A. Norris closed
United States Bankruptcy Court, E.D. Michigan · No. 99-40778 · Filed Jan 20, 1999 · Closed Apr 27, 1999
Role of Charles A. Norris: Debtor · Outcome: Case closed 1999-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 163 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MI)
Charles Norris and Kazuko Norris closed
United States Bankruptcy Court, S.D. California · No. 98-10152 · Filed Jul 17, 1998 · Closed Nov 2, 1998
Role of Charles Norris and Kazuko Norris: Debtor · Outcome: Case closed 1998-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 163 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Charles E. Norris and Margaret L. Norris closed
United States Bankruptcy Court, D. New Jersey · No. 92-12435 · Filed May 13, 1992 · Closed Oct 26, 1992
Role of Charles E. Norris and Margaret L. Norris: Debtor · Outcome: Case closed 1992-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 163 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NJ); middle initial differs
Charles E. Norris and Margaret L. Norris closed
United States Bankruptcy Court, D. New Jersey · No. 90-12410 · Filed Sep 18, 1990 · Closed Jun 22, 1992
Role of Charles E. Norris and Margaret L. Norris: Debtor · Outcome: Case closed 1992-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 163 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NJ); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:54 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Charles Arthur Norris — 1 worth asking about (compared 11 filings on Oct 24, 2026)

Note · Oct 14, 2005 – Dec 17, 2007

Bankruptcy case: Christopher Harned and Monika Gabriele Harned — filed Oct 14, 2005

United States Bankruptcy Court, D. New Jersey docket "Christopher Harned and Monika Gabriele Harned" filed Oct 14, 2005, closed Dec 17, 2007. Christopher Harned (listed on the same filings) is listed as Debtor ("Christopher Harned and Monika Gabriele Harned"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Christopher Harned — PartnerFacts page ↗
Sources
Worth asking · Dec 23, 2010 – Jan 17, 2025

4 Form Ds were filed more than 15 days after the first sale

Form D filed 194 days after the first sale — Helio Investors, LLC · Form D filed 407 days after the first sale — PROFESSOR CONNORS, INC · Form D filed 17 days after the first sale — Ethel's Investors, LLC · Form D filed 17 days after the first sale — Ethel's Bakery, LLC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Sep 13, 2023 ↗Helio Investors, LLC — PartnerFacts page ↗Form D · Feb 3, 2012 ↗PROFESSOR CONNORS, INC — PartnerFacts page ↗
Sources
Note · Aug 13, 2025 – Aug 28, 2025

No amendment in the last 12 months on an offering that may still be open — Pure Simple Foods, LLC (latest filing Aug 28, 2025)

The latest filing for this offering is dated Aug 28, 2025 (first sale Aug 13, 2025). It reports $1,252,036 sold of $2,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 28, 2025 ↗Pure Simple Foods, LLC — PartnerFacts page ↗
Sources
Note · Apr 17, 2024 – Jan 3, 2025

No amendment in the last 12 months on an offering that may still be open — Pure Simple Foods, LLC (latest filing Jan 3, 2025)

The latest filing for this offering is dated Jan 3, 2025 (first sale Apr 17, 2024). It reports $3,294,584 sold of $6,400,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 3, 2025 ↗Pure Simple Foods, LLC — PartnerFacts page ↗
Sources
Note · Dec 23, 2010 – Feb 3, 2012

No amendment in the last 12 months on an offering that may still be open — PROFESSOR CONNORS, INC (latest filing Feb 3, 2012)

The latest filing for this offering is dated Feb 3, 2012 (first sale Dec 23, 2010). It reports $53,999,999 sold of $58,999,999 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 3, 2012 ↗PROFESSOR CONNORS, INC — PartnerFacts page ↗
Sources
Note · Apr 30, 2024 – Jan 3, 2025

Offering amount changed between filings — Pure Simple Foods, LLC

The Apr 30, 2024 filing says $1,600,000 offered; the Jan 3, 2025 Form D/A says $6,400,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 30, 2024 ↗Form D/A (later) · Jan 3, 2025 ↗Pure Simple Foods, LLC — PartnerFacts page ↗
Sources
Note · Apr 30, 2024 – Jan 3, 2025

Minimum investment changed between filings — Pure Simple Foods, LLC

The Apr 30, 2024 filing lists a minimum of $1,000; the Jan 3, 2025 Form D/A lists $1,740.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 30, 2024 ↗Form D/A (later) · Jan 3, 2025 ↗Pure Simple Foods, LLC — PartnerFacts page ↗
Sources
Note · Feb 3, 2012 – Sep 13, 2023

Charles Arthur Norris is written 2 different ways on the filings

listed as "Charles Norris" on 4 filings (from Feb 3, 2012), and "Charles Arthur Norris" on 7 filings (from Sep 13, 2023).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 3, 2012 ↗Form D · Sep 13, 2023 ↗Charles Arthur Norris — PartnerFacts page ↗
Sources
Note · Feb 3, 2012 – Jun 24, 2026

Charles Arthur Norris is listed with 2 different address states: NJ, CA

NJ on 1 filing (Feb 3, 2012); CA on 10 filings (Sep 13, 2023 to Jun 24, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Feb 3, 2012 ↗Form D · Sep 13, 2023 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 10 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 24, 2026 D
Pure Simple Foods, LLC
File 021-588497
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2026 D
OT Investors, LLC
File 021-581592
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2025 D
Ethel's Bakery, LLC
File 021-558379
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2025 D
Ethel's Investors, LLC
File 021-558373
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2025 D
Pure Simple Foods, LLC
File 021-556049
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2025 D
Ethel's Bakery, LLC
File 021-535593
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2025 D
Ethel's Investors, LLC
File 021-535599
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2025 D/A
Pure Simple Foods, LLC
File 021-511948
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2023 D
Helio Investors, LLC
File 021-492006
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2012 D
PROFESSOR CONNORS, INC
File 021-172857
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Charles Arthur Norris on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PS
Other

Pure Simple Foods, LLC

Ojai, CA · Apr 30, 2024 → Jun 24, 2026 · 4 filings
  • Jun 24, 2026 · D · $602,697 sold of $2,300,000 · 12 investors · min. $25,000 · role: Director (Manager) EDGAR ↗
  • Aug 28, 2025 · D · $1,252,036 sold of $2,000,000 · 20 investors · min. $50,000 · role: Director (Manager) EDGAR ↗
  • Jan 3, 2025 · D/A · $3,294,584 sold of $6,400,000 · 26 investors · min. $1,740 · role: Director (Manager) EDGAR ↗
  • Apr 30, 2024 · D · $1,306,881 sold of $1,600,000 · 23 investors · min. $1,000 · role: Director EDGAR ↗

Raised $3.29M from 26 investors (100% of the $2.3M target) as of the latest filing. Charles is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OI
Other

OT Investors, LLC

Fairway, KS · Apr 23, 2026
  • Apr 23, 2026 · D · $3,413,163 sold of $5,341,368 · 16 investors · min. $26,081 · role: Executive Officer, Director (Manager; Secretary) EDGAR ↗

Raised $3.41M from 16 investors (64% of the $5.34M target) as of the latest filing. Charles is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Other

Ethel's Bakery, LLC

Shelby Township, MI · Jan 17, 2025 → Sep 23, 2025 · 2 filings
  • Sep 23, 2025 · D · $3,604,698 sold of $3,604,698 · 6 investors · min. $34,084 · role: Director (Manager) EDGAR ↗
  • Jan 17, 2025 · D · $2,500,000 sold of $2,500,000 · 4 investors · min. $58,052 · role: Director (Manager) EDGAR ↗

Raised $3.6M from 6 investors (100% of the $3.6M target) as of the latest filing. Charles is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Other

Ethel's Investors, LLC

Fairway, KS · Jan 17, 2025 → Sep 23, 2025 · 2 filings
  • Sep 23, 2025 · D · $2,589,474 sold of $2,589,474 · 16 investors · min. $35,000 · role: Director (Manager) EDGAR ↗
  • Jan 17, 2025 · D · $2,035,355 sold of $2,035,355 · 18 investors · min. $29,026 · role: Director (Manager) EDGAR ↗

Raised $2.59M from 18 investors (100% of the $2.59M target) as of the latest filing. Charles is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HI
Other

Helio Investors, LLC

Encino, CA · Sep 13, 2023
  • Sep 13, 2023 · D · $1,744,589 sold of $1,744,589 · 13 investors · min. $8,442 · role: Director EDGAR ↗

Raised $3.07M from 16 investors (100% of the $1.74M target) as of the latest filing. Charles is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Other

PROFESSOR CONNORS, INC

Secaucus, NJ · Feb 3, 2012
  • Feb 3, 2012 · D · $53,999,999 sold of $58,999,999 · 27 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $54M from 27 investors (92% of the $59M target) as of the latest filing. Charles is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Charles R Norris — NE, 1 issuer, Sep 3, 2010 → Jul 15, 2011 · no shared issuer

People around Charles 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

Walter N George

Director, Executive Officer · 10 shared filings (5 issuers)

Walter N George is on 5 issuers in total — a repeat sponsor. Their page lists every one.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Ian Schapiro

Director · 7 shared filings (3 issuers) · also on 3 other issuers

Ian Schapiro is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John David Basto

Director · 5 shared filings (2 issuers)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kelley Scanlin

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Anne Croy

Director · 3 shared filings (1 issuer)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jamie Borteck

Director · 2 shared filings (1 issuer)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth A Harris

Director · 2 shared filings (1 issuer)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jill Ann Bommarito

Director · 2 shared filings (1 issuer)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Kassar

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Basto

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Marlow

Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Morris

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian McInerney

Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daryl Brewster

Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Harned

Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Gilbert

Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Thompson

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Arthur Norris. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Charles Arthur Norris by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Charles Arthur Norris is listed on: none on file. No website or social profile named in PROFESSOR CONNORS, INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #344,241 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Secaucus, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗California — find the county court ↗Los Angeles Superior Court case search ↗Michigan state courts — find the court ↗Kansas state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗California Secretary of State business search ↗Michigan Secretary of State business search ↗Kansas Secretary of State business search ↗OpenCorporates ↗

Change history

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