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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:34 AM ET

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Charles P. Keates

Named as an officer, director or promoter on SEC Form D filings · PA · Mar 20, 2009 → Sep 15, 2025

17deals (issuers)
$4.71Breported sold
3,079investors
67Form D filings
2009–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Charles P. Keates is listed as an executive officer and director on 67 SEC Form D filings by 17 issuers between Mar 2009 and Sep 2025. Largest by amount reported sold: Vittoria Fund, L.P. (Newtown Square, PA — pooled investment fund — 2017–2024; $2.22B reported sold to 843 investors), Pleiades Investment Partners, L.P. (Newtown Square, PA — pooled investment fund — 2017–2025; $886.8M reported sold to 674 investors), Archean Capital Partners (Master) Fund II, L.P. (Newtown Square, PA — pooled investment fund — 2018–2020; $251.1M reported sold to 180 investors), Vittoria Offshore Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2025; $247.7M reported sold to 56 investors), Cambrian Anchor Capital Partners (Master) Fund I, L.P. (Newtown Square, PA — pooled investment fund — 2023; $229.4M reported sold to 180 investors) and 12 more (all listed below).

What this means That is a lot of deals — 17 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $4.71B sold in total.

Listed alongside Michael A. Stolper (37 shared filings), Dennis J. Ersin (29 shared filings), Timothy Michael Alles (17 shared filings), Chris Ryan (7 shared filings), Edward F. Bowman (4 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Charles. Each name links to their own page.

All 17 issuers belong to the sponsor group Veritable (24 issuers, $5.29B reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Veritable has 24 companies on file and $5.29B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 4 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 67 public filings for Charles P. Keates and found 6 differences, 2 worth asking the sponsor about: Investor count went down between filings; 7 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Charles P. Keates has not run yet — it is joining a line of 35,830 names; searches run around the clock at the hosts' allowed rate. Searched so far: 640 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 open, 1 dismissed, 1 closed (disposition not in docket feed)

Keates v. Costco Wholesale Corporation open
District Court, D. Nevada · No. 3:26-cv-00127 · Filed Feb 20, 2026 · Nature of suit: P.I.: Other · Cause: 28:1441 Petition for Removal
Role of Keates: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 5 federal dockets); surname only in the caption; court in NV (not a filing state)
Keates v. Visx Inc dismissed
District Court, D. Arizona · No. 2:98-cv-02162 · Filed Dec 1, 1998 · Closed Apr 28, 2000 · Nature of suit: 410 Antitrust
Role of Keates: Plaintiff · Outcome: Terminated 2000-04-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 5 federal dockets); surname only in the caption; court in AZ (not a filing state)
KEATES v. VISX, INC. closed
District Court, E.D. Pennsylvania · No. 2:98-cv-03099 · Filed Jun 15, 1998 · Closed Feb 9, 1999 · Nature of suit: 410 Antitrust
Role of KEATES: Plaintiff · Outcome: Terminated 1999-02-09 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 5 federal dockets); surname only in the caption; court in the person's filing state (PA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Charles P. Keates..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

John Keates Wood and Merry Lynne Dick Wood closed
United States Bankruptcy Court, D. Maryland · No. 86-43138 · Filed Dec 23, 1986 · Closed Jun 5, 1987
Role of John Keates Wood and Merry Lynne Dick Wood: Debtor · Outcome: Case closed 1987-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 5 federal dockets); different first name (john); court in MD (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Charles P. Keates — 2 worth asking about (compared the newest 50 of 67 filings on Oct 24, 2026; older filings not covered)

Note · Jun 15, 1998 – Feb 20, 2026

3 court cases name Charles P. Keates

By role: plaintiff in 3. Newest: "Keates v. Costco Wholesale Corporation" (District Court, D. Nevada, Feb 20, 2026); "Keates v. Visx Inc" (District Court, D. Arizona, Dec 1, 1998); "KEATES v. VISX, INC." (District Court, E.D. Pennsylvania, Jun 15, 1998). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Keates v. Costco Wholesale Corporation ↗Docket · Keates v. Visx Inc ↗Docket · KEATES v. VISX, INC. ↗
Sources
Worth asking · Jul 2, 2020 – Jul 6, 2020

Investor count went down between filings — Archean Capital Partners (Master) Fund II, L.P.

The Jul 2, 2020 filing reports 180 investors; the Jul 6, 2020 Form D/A reports 178 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 2, 2020 ↗Form D/A (later) · Jul 6, 2020 ↗Archean Capital Partners (Master) Fund II, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jul 1, 2012 – Feb 21, 2023

7 Form Ds were filed more than 15 days after the first sale

Form D filed 1,160 days after the first sale — VERITABLE NI PARTNERS, L.P. · Form D filed 1,526 days after the first sale — VERITABLE NI PARTNERS, L.P. · Form D filed 981 days after the first sale — Veritable LB Partners, L.P. · Form D filed 1,632 days after the first sale — Veritable Long Biased Domestic Fund, L.P. · Form D filed 18 days after the first sale — Cambrian Anchor Capital Partners (Master) Fund I, L.P. · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 29, 2017 ↗VERITABLE NI PARTNERS, L.P. — PartnerFacts page ↗Form D · Mar 28, 2017 ↗Form D · Mar 8, 2017 ↗
Sources
Note · Jul 1, 1992 – Sep 15, 2025

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Pleiades Offshore Fund, Ltd. (latest filing Sep 15, 2025) · No amendment in the last 12 months on an offering that may still be open — Pleiades Investment Partners, L.P. (latest filing Sep 10, 2025) · No amendment in the last 12 months on an offering that may still be open — Vittoria Offshore Fund, Ltd. (latest filing Sep 10, 2025) · No amendment in the last 12 months on an offering that may still be open — Vittoria Fund, L.P. (latest filing Dec 20, 2024) · No amendment in the last 12 months on an offering that may still be open — Cambrian Anchor Capital Partners (Master) Fund I, L.P. (latest filing Feb 21, 2023) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Sep 15, 2025 ↗Pleiades Offshore Fund, Ltd. — PartnerFacts page ↗Form D/A · Sep 10, 2025 ↗Pleiades Investment Partners, L.P. — PartnerFacts page ↗
Sources
Note · Mar 20, 2009 – Apr 14, 2021

Charles P. Keates is written 3 different ways on the filings

listed as "Charles P. Keates" on 29 filings (from Mar 20, 2009), and "Charles Paxson Keates" on 30 filings (from Jul 9, 2015), and "Charles Keates" on the Apr 14, 2021 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 20, 2009 ↗Form D · Jul 9, 2015 ↗Form D · Apr 14, 2021 ↗Charles P. Keates — PartnerFacts page ↗
Sources
Note · Jul 7, 2017 – Jul 6, 2018

Address moved from New Town Square, PA to Newtown Square, PA — Veritable LPC Partners, L.P.

The people listed on the Jul 7, 2017 filing give New Town Square, PA; on the Jul 6, 2018 filing they give Newtown Square, PA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jul 7, 2017 ↗Form D/A · Jul 6, 2018 ↗Veritable LPC Partners, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 67 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 19 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 15, 2025 D/A
Pleiades Offshore Fund, Ltd.
File 021-55489
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 10, 2025 D/A
Vittoria Offshore Fund, Ltd.
File 021-55491
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 10, 2025 D/A
Pleiades Investment Partners, L.P.
File 021-129947
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 20, 2024 D/A
Vittoria Fund, L.P.
File 021-91225-3P
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 21, 2023 D
Cambrian Anchor Capital Partners (Master) Fund I, L.P.
File 021-473956
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2021 D
Cambrian Capital Partners (Master) Fund I, L.P.
File 021-395652
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2021 D/A
Archean Capital Partners (Offshore) Fund II, L.P.
File 021-357116
$0$0$0None listed on this filingEDGAR ↗
Dec 18, 2020 D/A
Veritable Long Biased Domestic Fund, L.P.
File 021-276586
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2020 D/A
Veritable LPC Partners, L.P.
File 021-243390
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2020 D/A
Archean Capital Partners (Master) Fund II, L.P.
File 021-316711
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2017 D
VERITABLE NI PARTNERS, L.P.
File 021-283594
$0$0$0None listed on this filingEDGAR ↗
Mar 28, 2017 D
VERITABLE NI PARTNERS, L.P.
File 021-283465
$0$0$0None listed on this filingEDGAR ↗
Mar 8, 2017 D
Veritable LB Partners, L.P.
File 021-282029
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2016 D
Archean Capital Partners I, L.P.
File 021-276914
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2012 D/A
Veritable AV Partners, LP
File 021-149023
$0$0$0None listed on this filingEDGAR ↗
May 30, 2012 D
VERITABLE NI PARTNERS, L.P.
File 021-179013
$0$0$0None listed on this filingEDGAR ↗
May 30, 2012 D
Veritable Global Event Driven Strategy, L.P.
File 021-179015
$0$0$0None listed on this filingEDGAR ↗
May 16, 2012 D
Veritable Long Biased International Fund, L.P.
File 021-178396
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2010 D
Veritable HR Partners, LP
File 021-149022
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 17

Every issuer that named Charles P. Keates on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PO
Pooled Investment Fund · group: Veritable

Pleiades Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 20, 2009 → Sep 15, 2025 · 11 filings
  • Sep 15, 2025 · D/A · $105,484,693 sold of Indefinite · 35 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Jan 31, 2022 · D/A · $104,184,693 sold of Indefinite · 34 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Jan 29, 2021 · D/A · $103,364,693 sold of Indefinite · 33 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Jan 31, 2020 · D/A · $98,639,693 sold of Indefinite · 31 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Feb 1, 2019 · D/A · $97,539,693 sold of Indefinite · 31 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Feb 1, 2018 · D/A · $95,584,693 sold of Indefinite · 29 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Feb 24, 2017 · D/A · $89,184,693 sold of Indefinite · 26 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Mar 27, 2012 · D/A · $78,684,693 sold of Indefinite · 23 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Mar 16, 2011 · D/A · $80,884,693 sold of Indefinite · 23 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Mar 16, 2010 · D/A · $78,734,693 sold of Indefinite · 21 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Mar 20, 2009 · D/A · $12,410,246 sold of Indefinite · 10 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗

Raised $105.5M from 35 investors as of the latest filing. Charles is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VO
Pooled Investment Fund · group: Veritable

Vittoria Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 20, 2009 → Sep 10, 2025 · 11 filings
  • Sep 10, 2025 · D/A · $247,651,940 sold of Indefinite · 56 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer.) EDGAR ↗
  • Jan 31, 2022 · D/A · $243,350,940 sold of Indefinite · 55 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer.) EDGAR ↗
  • Jan 29, 2021 · D/A · $240,950,940 sold of Indefinite · 55 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer.) EDGAR ↗
  • Jan 31, 2020 · D/A · $235,200,941 sold of Indefinite · 54 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer.) EDGAR ↗
  • Feb 1, 2019 · D/A · $234,350,940 sold of Indefinite · 54 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer.) EDGAR ↗
  • Feb 2, 2018 · D/A · $224,345,940 sold of Indefinite · 51 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer.) EDGAR ↗
  • Mar 6, 2017 · D/A · $209,920,941 sold of Indefinite · 48 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Mar 27, 2012 · D/A · $136,528,761 sold of Indefinite · 28 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Mar 16, 2011 · D/A · $141,583,761 sold of Indefinite · 32 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Mar 16, 2010 · D/A · $125,983,761 sold of Indefinite · 30 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗
  • Mar 20, 2009 · D/A · $108,369,855 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director (Charles P. Keates is Principal of the Investment Manager of the Issuer, Veritable, L.P.) EDGAR ↗

Raised $247.7M from 56 investors as of the latest filing. Charles is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Veritable

Pleiades Investment Partners, L.P.

Newtown Square, PA · Feb 15, 2017 → Sep 10, 2025 · 7 filings
  • Sep 10, 2025 · D/A · $886,751,181 sold of Indefinite · 674 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jan 31, 2022 · D/A · $837,166,181 sold of Indefinite · 673 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jan 29, 2021 · D/A · $803,896,181 sold of Indefinite · 607 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jan 31, 2020 · D/A · $770,966,181 sold of Indefinite · 574 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Feb 1, 2019 · D/A · $749,921,181 sold of Indefinite · 555 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Feb 1, 2018 · D/A · $724,563,257 sold of Indefinite · 530 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Feb 15, 2017 · D/A · $663,473,954 sold of Indefinite · 506 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗

Raised $886.8M from 674 investors as of the latest filing. Charles is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VF
Pooled Investment Fund · group: Veritable

Vittoria Fund, L.P.

Newtown Square, PA · Jan 17, 2017 → Dec 20, 2024 · 8 filings
  • Dec 20, 2024 · D/A · $2,224,075,485 sold of Indefinite · 843 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jan 18, 2022 · D/A · $2,123,727,985 sold of Indefinite · 808 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jan 14, 2021 · D/A · $2,070,721,985 sold of Indefinite · 784 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jan 17, 2020 · D/A · $2,039,206,985 sold of Indefinite · 770 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jan 17, 2019 · D/A · $2,006,131,985 sold of Indefinite · 759 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jan 17, 2018 · D/A · $1,895,604,694 sold of Indefinite · 723 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jan 17, 2017 · D/A · $1,792,082,273 sold of Indefinite · 706 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jan 17, 2017 · D/A · $1,792,082,273 sold of Indefinite · 706 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗

Raised $2.22B from 843 investors as of the latest filing. Charles is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Veritable

Cambrian Anchor Capital Partners (Master) Fund I, L.P.

Newtown Square, PA · Feb 21, 2023
  • Feb 21, 2023 · D · $229,400,000 sold of Indefinite · 180 investors · min. No minimum reported · role: Executive Officer (Management Committee Member of the Sole Member of the General Partner of the Issuers) EDGAR ↗

Raised $229.4M from 180 investors as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Veritable

Cambrian Capital Partners (Master) Fund I, L.P.

Newtown Square, PA · Apr 14, 2021
  • Apr 14, 2021 · D · $97,182,003 sold of Indefinite · 119 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗

Raised $97.2M from 119 investors as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Veritable

Archean Capital Partners (Offshore) Fund II, L.P.

Newtown Square, PA · Jan 3, 2020 → Jan 4, 2021 · 2 filings
  • Jan 4, 2021 · D/A · $70,000,000 sold of Indefinite · 11 investors · min. $10,000,000 · role: Executive Officer (Co-Manager of Issuer's General Partner) EDGAR ↗
  • Jan 3, 2020 · D · $50,000,000 sold of Indefinite · 9 investors · min. $10,000,000 · role: Executive Officer (Co-Manager of Issuer's General Partner) EDGAR ↗

Raised $70M from 11 investors as of the latest filing. Charles is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VL
Pooled Investment Fund · group: Veritable

Veritable Long Biased Domestic Fund, L.P.

Newtown Square, PA · Dec 19, 2016 → Dec 18, 2020 · 5 filings
  • Dec 18, 2020 · D/A · $194,657,651 sold of Indefinite · 243 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Dec 19, 2019 · D/A · $191,307,651 sold of Indefinite · 241 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Dec 19, 2018 · D/A · $182,707,651 sold of Indefinite · 234 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Dec 19, 2017 · D/A · $171,512,651 sold of Indefinite · 209 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Dec 19, 2016 · D · $165,832,651 sold of Indefinite · 204 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗

Raised $194.7M from 243 investors as of the latest filing. Charles is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Veritable

Archean Capital Partners (Master) Fund II, L.P.

Newtown Square, PA · Jul 12, 2018 → Jul 6, 2020 · 4 filings
  • Jul 6, 2020 · D/A · $251,086,000 sold of Indefinite · 178 investors · min. $10,000,000 · role: Executive Officer (Co-Manager of Issuer's General Partner) EDGAR ↗
  • Jul 2, 2020 · D/A · $250,886,000 sold of Indefinite · 180 investors · min. $10,000,000 · role: Executive Officer (Co-Manager of Issuer's General Partner) EDGAR ↗
  • Jul 3, 2019 · D/A · $182,301,000 sold of Indefinite · 158 investors · min. $10,000,000 · role: Executive Officer (Co-Manager of Issuer's General Partner) EDGAR ↗
  • Jul 12, 2018 · D · $181,951,000 sold of Indefinite · 156 investors · min. $10,000,000 · role: Executive Officer (Co-Manager of Issuer's General Partner) EDGAR ↗

Raised $251.1M from 180 investors as of the latest filing. Charles is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VL
Pooled Investment Fund · group: Veritable

Veritable LPC Partners, L.P.

New Town Square, PA · Jul 9, 2015 → Jul 6, 2020 · 6 filings
  • Jul 6, 2020 · D/A · $92,821,000 sold of Indefinite · 136 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jul 3, 2019 · D/A · $92,821,000 sold of Indefinite · 136 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jul 6, 2018 · D/A · $88,791,000 sold of Indefinite · 131 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jul 7, 2017 · D/A · $81,211,000 sold of Indefinite · 123 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jul 7, 2016 · D/A · $70,536,000 sold of Indefinite · 113 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗
  • Jul 9, 2015 · D · $68,211,000 sold of Indefinite · 108 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗

Raised $92.8M from 136 investors as of the latest filing. Charles is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VN
Pooled Investment Fund · group: Veritable

VERITABLE NI PARTNERS, L.P.

Newtown Square, PA · May 30, 2012 → Mar 29, 2017 · 3 filings
  • Mar 29, 2017 · D · $22,151,000 sold of Indefinite · 23 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner.) EDGAR ↗
  • Mar 28, 2017 · D · $7,420,001 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner.) EDGAR ↗
  • May 30, 2012 · D · $12,300,000 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (of the general partner) EDGAR ↗

Raised $22.2M from 23 investors as of the latest filing. Charles is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VL
Pooled Investment Fund · group: Veritable

Veritable LB Partners, L.P.

Newtown Square, PA · Mar 8, 2017
  • Mar 8, 2017 · D · $29,487,810 sold of Indefinite · 52 investors · min. $1,000,000 · role: Executive Officer (Vice President of Issuer's General Partner) EDGAR ↗

Raised $29.5M from 52 investors as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Veritable

Archean Capital Partners I, L.P.

Newtown Square, PA · Dec 22, 2016
  • Dec 22, 2016 · D · $100,000,000 sold of Indefinite · 170 investors · min. $1,000,000 · role: Executive Officer (Co-Manager of Issuer's General Partner) EDGAR ↗

Raised $100M from 170 investors as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VA
Pooled Investment Fund · group: Veritable

Veritable AV Partners, LP

Newtown Square, PA · Oct 14, 2010 → Oct 15, 2012 · 3 filings
  • Oct 15, 2012 · D/A · $43,228,000 sold of Indefinite · 127 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 14, 2011 · D/A · $39,283,000 sold of Indefinite · 114 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 14, 2010 · D · $34,725,000 sold of Indefinite · 98 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $43.2M from 127 investors as of the latest filing. Charles is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

VG
Pooled Investment Fund · group: Veritable

Veritable Global Event Driven Strategy, L.P.

Newtown Square, PA · May 30, 2012
  • May 30, 2012 · D · $51,064,000 sold of Indefinite · 119 investors · min. $100,000 · role: Executive Officer (of the General Partner) EDGAR ↗

Raised $51.1M from 119 investors as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

VL
Pooled Investment Fund · group: Veritable

Veritable Long Biased International Fund, L.P.

Newtown Square, PA · May 16, 2012
  • May 16, 2012 · D · $5,975,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (of the General Partner) EDGAR ↗

Raised $5.97M from 3 investors as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

VH
Pooled Investment Fund · group: Veritable

Veritable HR Partners, LP

Newtown Square, PA · Oct 14, 2010
  • Oct 14, 2010 · D · $59,015,000 sold of Indefinite · 108 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $59M from 108 investors as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Charles 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PM
Management entity

P. Moelis Asset Management, LP

Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Charles P. Keates. Their page shows their other deals.

PV
Management entity

P. Veritable, L.P.

Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Charles P. Keates. Their page shows their other deals.

PV
Management entity

Paxson Veritable, L.P.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Charles P. Keates. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael A. Stolper

Executive Officer, Director · 37 shared filings (11 issuers) · also on 7 other issuers

Michael A. Stolper is on 18 issuers in total — a repeat sponsor. Their page lists every one.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis J. Ersin

Executive Officer · 29 shared filings (7 issuers) · also on 1 other issuer

Dennis J. Ersin is on 8 issuers in total — a repeat sponsor. Their page lists every one.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Michael Alles

Executive Officer · 17 shared filings (10 issuers)

Timothy Michael Alles is on 10 issuers in total — a repeat sponsor. Their page lists every one.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Ryan

Executive Officer · 7 shared filings (3 issuers) · also on 4 other issuers

Chris Ryan is on 7 issuers in total — a repeat sponsor. Their page lists every one.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edward F. Bowman

Director · 4 shared filings (2 issuers) · also on 9 other issuers

Edward F. Bowman is on 11 issuers in total — a repeat sponsor. Their page lists every one.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth A. Rowles, Jr.

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Charles P. Keates. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Meghan B. Freehoff

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Charles P. Keates. Their page shows their other deals.

The team behind the deals

V
Sponsor group

Veritable

24 issuers · 90 filings · $5.29B reported sold · 2009–2025

One team, 24 deal companies. Charles P. Keates is listed on 17 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Charles P. Keates.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 17 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Charles P. Keates by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Charles P. Keates is listed on: none on file. No website or social profile named in Vittoria Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #82,431 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newtown Square, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Pennsylvania Secretary of State business search ↗OpenCorporates ↗

Change history

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