Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:47 AM ET

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Charles Thomas

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), KS · Nov 4, 2013 → Sep 25, 2026

142deals (issuers)

$25.56Breported sold

17,091investors

353Form D filings

2013–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Charles Thomas is listed as an executive officer and director on 353 SEC Form D filings by 142 issuers between Nov 2013 and Sep 2026. Largest by amount reported sold: Corvex Offshore Ltd (New York, NY — pooled investment fund — 2014–2018; $3.07B reported sold to 326 investors), West Street Capital Partners VII, L.P. (New York, NY — pooled investment fund — 2016; $2.49B reported sold to 876 investors), Corvex Offshore II Ltd. (New York, NY — pooled investment fund — 2013–2018; $1.76B reported sold to 92 investors), KABOUTER INTERNATIONAL OPPORTUNITIES OFFSHORE FUND II, LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2018; $1.38B reported sold to 221 investors), Aon Alternatives Fund SPC - Aon Return Enhancing Alternatives Portfolio SP (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018; $1.36B reported sold to 60 investors) and 137 more (all listed below).

What this means That is a lot of deals — 142 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $25.56B sold in total.

Listed alongside Letitia Solomon (64 shared filings), Khalid Iton (60 shared filings), Asterion Fund Services (Offshore) Ltd. (58 shared filings, management entity), "Merrill Lynch Alternative Investments (LLC) (""MLAI"")" (52 shared filings, management entity), Jeff McGoey (52 shared filings) and 161 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Charles. Each name links to their own page.

The issuers belong to 4 sponsor groups: Icapital (262 issuers, $44.94B reported sold, 2009–2026), Credit Suisse (40 issuers, $4.08B reported sold, 2011–2026), West Street (87 issuers, $36.61B reported sold, 2009–2026) and Riverview (107 issuers, $30.65B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 50 bankruptcy cases matching the name listed in Key records below.

What this means 50 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 353 public filings for Charles Thomas and found 20 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Charles Thomas has not run yet — it is joining a line of 40,980 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Charles Thomas..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

50 cases: 5 open, 45 closed (disposition not in docket feed)

Charles A. Thomas and Kacey L. Thomas open

United States Bankruptcy Court, W.D. Pennsylvania · No. 26-22533 · Filed Sep 10, 2026

Role of Charles A. Thomas and Kacey L. Thomas: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)

Charles A. Thomas open

United States Bankruptcy Court, N.D. New York · No. 25-10207 · Filed Feb 28, 2025

Role of Charles A. Thomas: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles Thomas open

United States Bankruptcy Court, S.D. Florida. · No. 24-23205 · Filed Dec 18, 2024

Role of Charles Thomas: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles E Thomas open

United States Bankruptcy Court, S.D. Florida. · No. 24-19758 · Filed Sep 21, 2024

Role of Charles E Thomas: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles E Thomas and Phaedra M Thomas open

United States Bankruptcy Court, S.D. Florida. · No. 24-13173 · Filed Apr 1, 2024

Role of Charles E Thomas and Phaedra M Thomas: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles A. Thomas closed

United States Bankruptcy Court, E.D. Virginia · No. 23-10949 · Filed Jun 7, 2023 · Closed Mar 6, 2024

Role of Charles A. Thomas: Debtor · Outcome: Case closed 2024-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (VA)

Charles E Thomas and Phaedra M Thomas closed

United States Bankruptcy Court, S.D. Florida. · No. 22-18946 · Filed Nov 21, 2022 · Closed Feb 5, 2024

Role of Charles E Thomas and Phaedra M Thomas: Debtor · Outcome: Case closed 2024-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles W. Thomas, Jr. and Mary R. Devito-Thomas closed

United States Bankruptcy Court, S.D. New York · No. 22-35428 · Filed Jul 7, 2022 · Closed Jan 18, 2023

Role of Charles W. Thomas, Jr.: Debtor · Outcome: Case closed 2023-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles E. Thomas closed

United States Bankruptcy Court, S.D. Florida. · No. 22-10589 · Filed Jan 26, 2022 · Closed Jul 15, 2024

Role of Charles E. Thomas: Debtor · Outcome: Case closed 2024-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles Thomas closed

United States Bankruptcy Court, S.D. Florida. · No. 22-10035 · Filed Jan 3, 2022 · Closed Aug 27, 2024

Role of Charles Thomas: Debtor · Outcome: Case closed 2024-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles Thomas closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 21-11382 · Filed May 14, 2021 · Closed Sep 7, 2021

Role of Charles Thomas: Debtor · Outcome: Case closed 2021-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)

Charles O. Thomas and Jill Ellen Hall closed

United States Bankruptcy Court, E.D. Virginia · No. 18-34495 · Filed Aug 31, 2018 · Closed Jan 9, 2019

Role of Charles O. Thomas and Jill Ellen Hall: Debtor · Outcome: Case closed 2019-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (VA)

Charles Thomas, Jr and Shantaneik Thomas closed

United States Bankruptcy Court, E.D. New York · No. 1-18-44888 · Filed Aug 24, 2018 · Closed Nov 28, 2018

Role of Charles Thomas, Jr: Debtor · Outcome: Case closed 2018-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles M. Thomas closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 17-24717 · Filed Nov 22, 2017 · Closed Apr 19, 2018

Role of Charles M. Thomas: Debtor · Outcome: Case closed 2018-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)

Charles E. Thomas and Deborah L. Snow-Thomas closed

United States Bankruptcy Court, M.D. Florida · No. 8:17-bk-05050 · Filed Jun 9, 2017 · Closed Jan 30, 2018

Role of Charles E. Thomas and Deborah L. Snow-Thomas: Debtor · Outcome: Case closed 2018-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles E Thomas and Vivian I Thomas closed

United States Bankruptcy Court, M.D. Florida · No. 6:17-bk-03264 · Filed May 18, 2017 · Closed Sep 29, 2017

Role of Charles E Thomas and Vivian I Thomas: Debtor · Outcome: Case closed 2017-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles E Thomas, II closed

United States Bankruptcy Court, M.D. Florida · No. 8:17-bk-00705 · Filed Jan 28, 2017 · Closed May 9, 2017

Role of Charles E Thomas, II: Debtor · Outcome: Case closed 2017-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles H. Thomas, Jr. and Michelle R. Thomas closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:16-bk-00525 · Filed Feb 9, 2016 · Closed Jun 15, 2021

Role of Charles H. Thomas, Jr.: Debtor · Outcome: Case closed 2021-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)

Charles P Thomas closed

United States Bankruptcy Court, S.D. Florida. · No. 15-29590 · Filed Nov 4, 2015 · Closed Apr 25, 2016

Role of Charles P Thomas: Debtor · Outcome: Case closed 2016-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles A Thomas closed

United States Bankruptcy Court, N.D. New York · No. 15-11666 · Filed Aug 9, 2015 · Closed Dec 3, 2015

Role of Charles A Thomas: Debtor · Outcome: Case closed 2015-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles E. Thomas and Ethel M. Thomas closed

United States Bankruptcy Court, M.D. Florida · No. 6:15-bk-02500 · Filed Mar 23, 2015 · Closed Oct 28, 2015

Role of Charles E. Thomas and Ethel M. Thomas: Debtor · Outcome: Case closed 2015-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles E Thomas closed

United States Bankruptcy Court, S.D. Florida. · No. 15-14557 · Filed Mar 12, 2015 · Closed Oct 19, 2016

Role of Charles E Thomas: Debtor · Outcome: Case closed 2016-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles E. Thomas, Jr. closed

United States Bankruptcy Court, N.D. New York · No. 14-31610 · Filed Oct 17, 2014 · Closed Feb 11, 2015

Role of Charles E. Thomas, Jr.: Debtor · Outcome: Case closed 2015-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles J. Thomas closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:14-bk-04667 · Filed Oct 6, 2014 · Closed May 13, 2015

Role of Charles J. Thomas: Debtor · Outcome: Case closed 2015-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)

Charles E Thomas, Sr closed

United States Bankruptcy Court, S.D. Florida. · No. 14-13477 · Filed Feb 14, 2014 · Closed Apr 15, 2014

Role of Charles E Thomas, Sr: Debtor · Outcome: Case closed 2014-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles G. Thomas closed

United States Bankruptcy Court, S.D. New York · No. 13-10339 · Filed Feb 1, 2013 · Closed May 10, 2013

Role of Charles G. Thomas: Debtor · Outcome: Case closed 2013-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles D Thomas closed

United States Bankruptcy Court, E.D. New York · No. 8-12-75527 · Filed Sep 12, 2012 · Closed Dec 11, 2012

Role of Charles D Thomas: Debtor · Outcome: Case closed 2012-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles E Thomas and Roberta G Thomas closed

United States Bankruptcy Court, D. Kansas · No. 12-12303 · Filed Aug 21, 2012 · Closed Nov 20, 2012

Role of Charles E Thomas and Roberta G Thomas: Debtor · Outcome: Case closed 2012-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (KS)

Charles M Thomas and Tina L Thomas closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:11-bk-06054 · Filed Aug 31, 2011 · Closed Dec 6, 2011

Role of Charles M Thomas and Tina L Thomas: Debtor · Outcome: Case closed 2011-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)

Charles R Thomas closed

United States Bankruptcy Court, M.D. Florida · No. 6:11-bk-04935 · Filed Apr 6, 2011 · Closed Jun 10, 2014

Role of Charles R Thomas: Debtor · Outcome: Case closed 2014-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles J Thomas, III and Jane I Thomas closed

United States Bankruptcy Court, D. Colorado · No. 11-15200 · Filed Mar 15, 2011 · Closed Oct 7, 2011

Role of Charles J Thomas, III: Debtor · Outcome: Case closed 2011-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CO)

Charles Thomas closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:10-bk-08429 · Filed Oct 15, 2010 · Closed Jan 24, 2011

Role of Charles Thomas: Debtor · Outcome: Case closed 2011-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)

Charles C. Thomas closed

United States Bankruptcy Court, N.D. New York · No. 10-32479 · Filed Sep 16, 2010 · Closed Jan 3, 2011

Role of Charles C. Thomas: Debtor · Outcome: Case closed 2011-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles J. Thomas, IV closed

United States Bankruptcy Court, N.D. New York · No. 10-60997 · Filed Apr 14, 2010 · Closed Aug 19, 2010

Role of Charles J. Thomas, IV: Debtor · Outcome: Case closed 2010-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles E. Thomas closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 10-22137 · Filed Mar 29, 2010 · Closed Sep 3, 2013

Role of Charles E. Thomas: Debtor · Outcome: Case closed 2013-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)

Charles E. Thomas and Betty Lou Thomas closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 09-19666 · Filed Dec 17, 2009 · Closed May 27, 2010

Role of Charles E. Thomas and Betty Lou Thomas: Debtor · Outcome: Case closed 2010-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)

Charles D. Thomas and Lillian R. Thomas closed

United States Bankruptcy Court, S.D. Florida. · No. 09-36697 · Filed Dec 2, 2009 · Closed Mar 12, 2010

Role of Charles D. Thomas and Lillian R. Thomas: Debtor · Outcome: Case closed 2010-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles H Thomas and Nicole M Thomas closed

United States Bankruptcy Court, D. Kansas · No. 09-22786 · Filed Aug 27, 2009 · Closed Aug 22, 2011

Role of Charles H Thomas and Nicole M Thomas: Debtor · Outcome: Case closed 2011-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (KS)

Charles W. Thomas closed

United States Bankruptcy Court, M.D. Florida · No. 8:09-bk-15375 · Filed Jul 17, 2009 · Closed Jul 26, 2011

Role of Charles W. Thomas: Debtor · Outcome: Case closed 2011-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles D Thomas and Tracy L Thomas closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 09-20662 · Filed Jan 30, 2009 · Closed Sep 10, 2013

Role of Charles D Thomas and Tracy L Thomas: Debtor · Outcome: Case closed 2013-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)

Charles Thomas and Jenny Thomas closed

United States Bankruptcy Court, D. Colorado · No. 08-23972 · Filed Sep 11, 2008 · Closed Sep 24, 2010

Role of Charles Thomas and Jenny Thomas: Debtor · Outcome: Case closed 2010-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (CO)

Charles E. Thomas closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 08-21917 · Filed Mar 26, 2008 · Closed Jun 26, 2008

Role of Charles E. Thomas: Debtor · Outcome: Case closed 2008-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)

Charles F Thomas closed

United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-00187 · Filed Jan 8, 2008 · Closed May 6, 2008

Role of Charles F Thomas: Debtor · Outcome: Case closed 2008-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

Charles Thomas closed

United States Bankruptcy Court, E.D. New York · No. 1-06-40909 · Filed Mar 31, 2006 · Closed Aug 17, 2006

Role of Charles Thomas: Debtor · Outcome: Case closed 2006-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles J Thomas and Emilie A. Thomas closed

United States Bankruptcy Court, W.D. New York · No. 1-05-19612 · Filed Oct 6, 2005 · Closed Feb 28, 2006

Role of Charles J Thomas and Emilie A. Thomas: Debtor · Outcome: Case closed 2006-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles R Thomas and Kathleen M Thomas closed

United States Bankruptcy Court, D. Kansas · No. 05-24790 · Filed Sep 26, 2005 · Closed Mar 3, 2010

Role of Charles R Thomas and Kathleen M Thomas: Debtor · Outcome: Case closed 2010-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (KS)

Charles J. Thomas closed

United States Bankruptcy Court, W.D. New York · No. 1-05-18481 · Filed Sep 23, 2005 · Closed Jan 17, 2006

Role of Charles J. Thomas: Debtor · Outcome: Case closed 2006-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles J. Thomas and Emilie A. Thomas closed

United States Bankruptcy Court, W.D. New York · No. 1-05-17396 · Filed Aug 30, 2005 · Closed Apr 4, 2006

Role of Charles J. Thomas and Emilie A. Thomas: Debtor · Outcome: Case closed 2006-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (NY)

Charles E. Thomas closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 05-31208 · Filed Aug 29, 2005 · Closed Aug 11, 2010

Role of Charles E. Thomas: Debtor · Outcome: Case closed 2010-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (PA)

Charles E. Thomas and Deborah L. Snow-Thomas closed

United States Bankruptcy Court, M.D. Florida · No. 8:05-bk-17051 · Filed Aug 26, 2005 · Closed Dec 6, 2005

Role of Charles E. Thomas and Deborah L. Snow-Thomas: Debtor · Outcome: Case closed 2005-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1219 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (FL)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

20 differences found between the filings for Charles Thomas — 6 worth asking about (compared the newest 50 of 353 filings on Oct 24, 2026; older filings not covered)

Note · Mar 17, 2009 – Aug 23, 2010

Bankruptcy case: Kenneth Duane Wilson and Zann Loriene Wilson — filed Mar 17, 2009

United States Bankruptcy Court, D. Colorado docket "Kenneth Duane Wilson and Zann Loriene Wilson" filed Mar 17, 2009, closed Aug 23, 2010. Christian Zann (listed on the same filings) is listed as Debtor ("Kenneth Duane Wilson and Zann Loriene Wilson"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Colorado ↗Christian Zann — PartnerFacts page ↗

Sources

Note · Mar 27, 1998 – Aug 23, 1999

Bankruptcy case: Richard C. Breeden, Esq. v. Fieber — filed Mar 27, 1998

United States Bankruptcy Court, N.D. New York docket "Richard C. Breeden, Esq. v. Fieber" filed Mar 27, 1998, closed Aug 23, 1999. Brian Fieber (listed on the same filings) is listed as Defendant ("Fieber"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗Brian Fieber — PartnerFacts page ↗

Sources

Worth asking · Sep 22, 2023 – Nov 8, 2024

Amount sold went down between filings — SIBILLA CAPITAL LTD.

The Sep 22, 2023 filing says $2,364,950 sold; the Nov 8, 2024 Form D/A says $206,000 sold — $2,158,950 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Sep 22, 2023 ↗Form D/A (later) · Nov 8, 2024 ↗SIBILLA CAPITAL LTD. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Sep 22, 2023 ↗ (Sep 22, 2023)
Form D/A (later) · Nov 8, 2024 ↗ (Nov 8, 2024)
SIBILLA CAPITAL LTD. — PartnerFacts page ↗ (Nov 7, 2025)

Worth asking · Sep 30, 2021 – Sep 28, 2022

Amount sold went down between filings — SIBILLA CAPITAL LTD.

The Sep 30, 2021 filing says $39,679,524 sold; the Sep 28, 2022 Form D/A says $1,978,000 sold — $37,701,524 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Sep 30, 2021 ↗Form D/A (later) · Sep 28, 2022 ↗SIBILLA CAPITAL LTD. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Sep 30, 2021 ↗ (Sep 30, 2021)
Form D/A (later) · Sep 28, 2022 ↗ (Sep 28, 2022)
SIBILLA CAPITAL LTD. — PartnerFacts page ↗ (Nov 7, 2025)

Worth asking · Jul 30, 2021 – Apr 6, 2022

Amount sold went down between filings — Mendon Capital Ltd.

The Jul 30, 2021 filing says $8,902,999 sold; the Apr 6, 2022 Form D/A says $3,462,914 sold — $5,440,085 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 30, 2021 ↗Form D/A (later) · Apr 6, 2022 ↗Mendon Capital Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jul 30, 2021 ↗ (Jul 30, 2021)
Form D/A (later) · Apr 6, 2022 ↗ (Apr 6, 2022)
Mendon Capital Ltd. — PartnerFacts page ↗ (Sep 11, 2026)

Worth asking · Jul 30, 2021 – Apr 6, 2022

Investor count went down between filings — Mendon Capital Ltd.

The Jul 30, 2021 filing reports 23 investors; the Apr 6, 2022 Form D/A reports 7 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 30, 2021 ↗Form D/A (later) · Apr 6, 2022 ↗Mendon Capital Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jul 30, 2021 ↗ (Jul 30, 2021)
Form D/A (later) · Apr 6, 2022 ↗ (Apr 6, 2022)
Mendon Capital Ltd. — PartnerFacts page ↗ (Sep 11, 2026)

Note · Aug 13, 2025

iCapital Markets LLC is both a listed promoter and a paid seller — Canyon Balanced HedgeFocus Fund LP

The Aug 13, 2025 Form D/A lists ICAPITAL MARKETS LLC as promoter of the issuer and also as a person receiving sales compensation (CRD 118219). Sales commissions reported on this filing: $9,619.

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D/A · Aug 13, 2025 ↗iCapital Markets LLC — PartnerFacts page ↗Canyon Balanced HedgeFocus Fund LP — PartnerFacts page ↗

Sources

Form D/A · Aug 13, 2025 ↗ (Aug 13, 2025)
iCapital Markets LLC — PartnerFacts page ↗
Canyon Balanced HedgeFocus Fund LP — PartnerFacts page ↗ (Aug 13, 2025)

Note · Nov 19, 2021

iCapital Securities, LLC is both a listed promoter and a paid seller — Canyon Balanced HedgeFocus Fund LP

The Nov 19, 2021 Form D/A lists iCapital Securities, LLC as promoter of the issuer and also as a person receiving sales compensation (CRD 171061). Sales commissions reported on this filing: $9,619.

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D/A · Nov 19, 2021 ↗iCapital Securities, LLC — PartnerFacts page ↗Canyon Balanced HedgeFocus Fund LP — PartnerFacts page ↗

Sources

Form D/A · Nov 19, 2021 ↗ (Nov 19, 2021)
iCapital Securities, LLC — PartnerFacts page ↗
Canyon Balanced HedgeFocus Fund LP — PartnerFacts page ↗ (Aug 13, 2025)

Worth asking · Sep 1, 2021 – Jun 4, 2026

7 Form Ds were filed more than 15 days after the first sale

Form D filed 67 days after the first sale — Jiva Peak Feeder Fund Ltd · Form D filed 394 days after the first sale — Conductor Energy Delaware Fund LP · Form D filed 394 days after the first sale — Conductor Energy Master Fund Ltd · Form D filed 278 days after the first sale — Sourcerock Offshore Fund Ltd · Form D filed 142 days after the first sale — Diversified Alpha SP-Institutional, a Segregated Portfolio of Nickel Digital Asset Fund SPC · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Dec 9, 2025 ↗Jiva Peak Feeder Fund Ltd — PartnerFacts page ↗Form D · Feb 9, 2023 ↗Conductor Energy Delaware Fund LP — PartnerFacts page ↗

Sources

Form D · Dec 9, 2025 ↗ (Dec 9, 2025)
Jiva Peak Feeder Fund Ltd — PartnerFacts page ↗ (Dec 9, 2025)
Form D · Feb 9, 2023 ↗ (Feb 9, 2023)
Conductor Energy Delaware Fund LP — PartnerFacts page ↗ (Feb 9, 2023)
Form D · Feb 9, 2023 ↗ (Feb 9, 2023)
Conductor Energy Master Fund Ltd — PartnerFacts page ↗ (Feb 9, 2023)
Form D · Jul 6, 2022 ↗ (Jul 6, 2022)
Sourcerock Offshore Fund Ltd — PartnerFacts page ↗ (Aug 12, 2026)

Note · Jan 1, 2015 – Aug 13, 2025

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Canyon Balanced HedgeFocus Fund LP (latest filing Aug 13, 2025) · No amendment in the last 12 months on an offering that may still be open — Lemniscap Opportunities Fund I, LP (latest filing Apr 12, 2024) · No amendment in the last 12 months on an offering that may still be open — Nickel Digital Asset Series Fund LP - Diversified Alpha Series (latest filing Jan 19, 2024) · No amendment in the last 12 months on an offering that may still be open — Lemniscap Fund, LP (latest filing May 3, 2023) · No amendment in the last 12 months on an offering that may still be open — Conductor Energy Delaware Fund LP (latest filing Feb 9, 2023) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Aug 13, 2025 ↗Canyon Balanced HedgeFocus Fund LP — PartnerFacts page ↗Form D/A · Apr 12, 2024 ↗Lemniscap Opportunities Fund I, LP — PartnerFacts page ↗

Sources

Form D/A · Aug 13, 2025 ↗ (Aug 13, 2025)
Canyon Balanced HedgeFocus Fund LP — PartnerFacts page ↗ (Aug 13, 2025)
Form D/A · Apr 12, 2024 ↗ (Apr 12, 2024)
Lemniscap Opportunities Fund I, LP — PartnerFacts page ↗ (Apr 12, 2024)
Form D/A · Jan 19, 2024 ↗ (Jan 19, 2024)
Nickel Digital Asset Series Fund LP - Diversified Alpha Series — PartnerFacts page ↗ (Jan 19, 2024)
Form D/A · May 3, 2023 ↗ (May 3, 2023)
Lemniscap Fund, LP — PartnerFacts page ↗ (May 3, 2023)

Worth asking · Jul 30, 2021 – Apr 6, 2022

Charles Thomas is no longer listed on the Apr 6, 2022 amendment — Mendon Capital Ltd.

Charles Thomas appears on the Jul 30, 2021 Form D/A (director) but not on the Apr 6, 2022 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 30, 2021 ↗Form D/A · Apr 6, 2022 ↗Charles Thomas — PartnerFacts page ↗Mendon Capital Ltd. — PartnerFacts page ↗

Sources

Form D/A · Jul 30, 2021 ↗ (Jul 30, 2021)
Form D/A · Apr 6, 2022 ↗ (Apr 6, 2022)
Charles Thomas — PartnerFacts page ↗
Mendon Capital Ltd. — PartnerFacts page ↗ (Sep 11, 2026)

Note · Nov 8, 2024 – Nov 7, 2025

Minimum investment changed between filings — SIBILLA CAPITAL LTD.

The Nov 8, 2024 filing lists a minimum of $1,000,000; the Nov 7, 2025 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Nov 8, 2024 ↗Form D/A (later) · Nov 7, 2025 ↗SIBILLA CAPITAL LTD. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Nov 8, 2024 ↗ (Nov 8, 2024)
Form D/A (later) · Nov 7, 2025 ↗ (Nov 7, 2025)
SIBILLA CAPITAL LTD. — PartnerFacts page ↗ (Nov 7, 2025)

Note · Aug 3, 2022 – May 3, 2023

Minimum investment changed between filings — Lemniscap Fund, LP

The Aug 3, 2022 filing lists a minimum of $500,000; the May 3, 2023 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 3, 2022 ↗Form D/A (later) · May 3, 2023 ↗Lemniscap Fund, LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Aug 3, 2022 ↗ (Aug 3, 2022)
Form D/A (later) · May 3, 2023 ↗ (May 3, 2023)
Lemniscap Fund, LP — PartnerFacts page ↗ (May 3, 2023)

Note · Jul 30, 2021 – Apr 6, 2022

Minimum investment changed between filings — Mendon Capital Ltd.

The Jul 30, 2021 filing lists a minimum of $250,000; the Apr 6, 2022 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 30, 2021 ↗Form D/A (later) · Apr 6, 2022 ↗Mendon Capital Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jul 30, 2021 ↗ (Jul 30, 2021)
Form D/A (later) · Apr 6, 2022 ↗ (Apr 6, 2022)
Mendon Capital Ltd. — PartnerFacts page ↗ (Sep 11, 2026)

Note · Jul 11, 2012 – Jul 28, 2026

Same name, different state: "Charles Jonathan Thomas" (TX) is a separate record

This page covers filings where the address state is E9 or KS. A separate record, "Charles Jonathan Thomas" with address state TX, is listed on 55 filings — most recently by WEG Consolidated, LLC (Jul 28, 2026). Both records have filings in the same period (Nov 4, 2013 to Jul 28, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Charles Jonathan Thomas (TX) — PartnerFacts page ↗Form D · Jul 28, 2026 ↗WEG Consolidated, LLC — PartnerFacts page ↗Charles Thomas (E9,KS) — this page ↗

Sources

Charles Jonathan Thomas (TX) — PartnerFacts page ↗ (Jul 28, 2026)
Form D · Jul 28, 2026 ↗ (Jul 28, 2026)
WEG Consolidated, LLC — PartnerFacts page ↗ (Jul 28, 2026)
Charles Thomas (E9,KS) — this page ↗ (Sep 25, 2026)

Note · Oct 6, 2025

Same name, different state: "CHARLES THOMAS" (CO) is a separate record

This page covers filings where the address state is E9 or KS. A separate record, "CHARLES THOMAS" with address state CO, is listed on 1 filing — most recently by IntBlt INC (Oct 6, 2025). Both records have filings in the same period (Oct 6, 2025).

CHARLES THOMAS (CO) — PartnerFacts page ↗Form D · Oct 6, 2025 ↗IntBlt INC — PartnerFacts page ↗Charles Thomas (E9,KS) — this page ↗

Sources

CHARLES THOMAS (CO) — PartnerFacts page ↗ (Oct 6, 2025)
Form D · Oct 6, 2025 ↗ (Oct 6, 2025)
IntBlt INC — PartnerFacts page ↗ (Oct 6, 2025)
Charles Thomas (E9,KS) — this page ↗ (Sep 25, 2026)

Note · Jul 19, 2013 – Mar 16, 2015

Same name, different state: "CHARLES THOMAS" (MI) is a separate record

This page covers filings where the address state is E9 or KS. A separate record, "CHARLES THOMAS" with address state MI, is listed on 6 filings — most recently by ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP (Mar 16, 2015). Both records have filings in the same period (Nov 4, 2013 to Mar 16, 2015).

CHARLES THOMAS (MI) — PartnerFacts page ↗Form D/A · Mar 16, 2015 ↗ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP — PartnerFacts page ↗Charles Thomas (E9,KS) — this page ↗

Sources

CHARLES THOMAS (MI) — PartnerFacts page ↗ (Mar 16, 2015)
Form D/A · Mar 16, 2015 ↗ (Mar 16, 2015)
ROBINSON INCOME & PRINCIPAL PRESERVATION FUND I, LP — PartnerFacts page ↗ (Mar 16, 2015)
Charles Thomas (E9,KS) — this page ↗ (Sep 25, 2026)

Note · Jan 27, 2014 – Apr 21, 2014

Same name, different state: "CHARLES THOMAS" (MD) is a separate record

This page covers filings where the address state is E9 or KS. A separate record, "CHARLES THOMAS" with address state MD, is listed on 2 filings — most recently by Digital Global Systems, Inc. (Apr 21, 2014). Both records have filings in the same period (Jan 27, 2014 to Apr 21, 2014).

CHARLES THOMAS (MD) — PartnerFacts page ↗Form D/A · Apr 21, 2014 ↗Digital Global Systems, Inc. — PartnerFacts page ↗Charles Thomas (E9,KS) — this page ↗

Sources

CHARLES THOMAS (MD) — PartnerFacts page ↗ (Apr 21, 2014)
Form D/A · Apr 21, 2014 ↗ (Apr 21, 2014)
Digital Global Systems, Inc. — PartnerFacts page ↗ (Nov 2, 2018)
Charles Thomas (E9,KS) — this page ↗ (Sep 25, 2026)

Note · Feb 25, 2010

Same name, different state: "Charles H Thomas, Jr." (MS) is a separate record

This page covers filings where the address state is E9 or KS. A separate record, "Charles H Thomas, Jr." with address state MS, is listed on 1 filing — most recently by Shuqualak Lumber Company, Inc. (Feb 25, 2010). The two records do not overlap in time: this page runs Nov 4, 2013 to Sep 25, 2026; the other has one filing dated Feb 25, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Charles H Thomas, Jr. (MS) — PartnerFacts page ↗Form D · Feb 25, 2010 ↗Shuqualak Lumber Company, Inc. — PartnerFacts page ↗Charles Thomas (E9,KS) — this page ↗

Sources

Charles H Thomas, Jr. (MS) — PartnerFacts page ↗ (Feb 25, 2010)
Form D · Feb 25, 2010 ↗ (Feb 25, 2010)
Shuqualak Lumber Company, Inc. — PartnerFacts page ↗ (Feb 25, 2010)
Charles Thomas (E9,KS) — this page ↗ (Sep 25, 2026)

Note · Sep 10, 2015 – Mar 20, 2025

4 address changes between filings

Address moved from New York, NY to Darien, CT — 11 Capital Offshore Fund Ltd · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to George Town, Cayman Islands (as filed: E9) — Lemniscap Fund, LP · Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — Center Lake Capital, Ltd. · Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — Canyon Balanced HedgeFocus Fund LP

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 24, 2025 ↗Form D/A · Mar 20, 2025 ↗11 Capital Offshore Fund Ltd — PartnerFacts page ↗Form D/A · Aug 3, 2022 ↗

Sources

Form D/A · Jan 24, 2025 ↗ (Jan 24, 2025)
Form D/A · Mar 20, 2025 ↗ (Mar 20, 2025)
11 Capital Offshore Fund Ltd — PartnerFacts page ↗ (Mar 20, 2026)
Form D/A · Aug 3, 2022 ↗ (Aug 3, 2022)
Form D/A · May 3, 2023 ↗ (May 3, 2023)
Lemniscap Fund, LP — PartnerFacts page ↗ (May 3, 2023)
Form D/A · Aug 15, 2019 ↗ (Aug 15, 2019)
Form D/A · Aug 13, 2020 ↗ (Aug 13, 2020)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 353 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

57 of 143 offerings report sales commissions totalling $89,140,541; 0 report finder's fees; 1 reports proceeds to related persons totalling $27,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 25, 2026 D/A Center Lake Capital, Ltd. File 021-319261	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 8, 2026 D AVM Global Opportunity Fund File 021-596580	$0	$0	$27,000 (est.)	None listed on this filing	EDGAR ↗
Aug 12, 2026 D/A Sourcerock Offshore Fund Ltd File 021-451321	$0	$0	$0 The Investment Manager is entitled to a Management Fee and the General Partner of the Main Fund is entitled to an Incentive Allocation, each at the Main Fund level, as described in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Jun 4, 2026 D Shinfalls Commodities Fund LP File 021-586146	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Jun 2, 2026 D/A Kirigami Master Fund Ltd File 021-548050	$0 (est.)	$0 (est.)	$0 (est.) The Investment Manager receives customary management fees.	None listed on this filing	EDGAR ↗
Mar 20, 2026 D/A 11 Capital Offshore Fund Ltd File 021-359403	$0	$0	$0 The Investment Manager will receive a quarterly fee based on each limited partner's capital account balance and an affiliate of the Investment Manager will receive Incentive Allocations as more fully set forth in the offering materials.	None listed on this filing	EDGAR ↗
Dec 9, 2025 D Jiva Peak Feeder Fund Ltd File 021-566250	$0 (est.)	$0 (est.)	$0 (est.) The Investment Manager receives customary management fees. The directors are paid customary director fees.	None listed on this filing	EDGAR ↗
Nov 7, 2025 D/A SIBILLA CAPITAL LTD. File 021-173588	$0 (est.)	$0	$0 (est.) The Issuer pays (i) the Investment Manager an annual management fee of 1.5% to 2% of the Issuer's assets under management, dependent on share class, and (ii) fees to its independent directors	None listed on this filing	EDGAR ↗
Aug 13, 2025 D/A Canyon Balanced HedgeFocus Fund LP File 021-232102	$9,619 (est.)	$0	$0	ICAPITAL MARKETS LLC BrokerCheck CRD 118219 ↗ UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗	EDGAR ↗
Jun 13, 2024 D Cerasus Fund III Cayman, LP File 021-515904	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 12, 2024 D/A Lemniscap Opportunities Fund I, LP File 021-478516	$0 (est.)	$0 (est.)	$0 (est.) Lemniscap Global Limited and certain persons listed in Item 3 may receive a management fee based on the value of the issuer's assets and/or a performance based fee based on the issuer's profits.	None listed on this filing	EDGAR ↗
Jan 19, 2024 D/A Nickel Digital Asset Series Fund LP - Diversified Alpha Series File 021-429696	$0	$0	$0 Investment Manager is entitled to a management fee and a performance fee.	None listed on this filing	EDGAR ↗
May 3, 2023 D/A Lemniscap Fund, LP File 021-402442	$0 (est.)	$0 (est.)	$0 (est.) Lemniscap Global Limited and certain persons listed in Item 3 may receive a management fee based on the value of the issuer's assets and/or a performance based fee based on the issuer's profits.	None listed on this filing	EDGAR ↗
Feb 9, 2023 D Conductor Energy Master Fund Ltd File 021-473047	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 9, 2023 D Conductor Energy Delaware Fund LP File 021-473057	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 25, 2023 D/A Nickel Digital Asset Series Fund LP - Defi Liquid Venture Series File 021-433481	$0	$0	$0 Investment Manager is entitled to a management fee and a performance fee.	None listed on this filing	EDGAR ↗
Jan 21, 2022 D Digital Asset Arbitrage SP-Institutional, a Segregated Portfolio of Nickel Digital Asset Fund SPC File 021-430342	$0	$0	$0 Investment Manager is entitled to a management fee and a performance fee.	None listed on this filing	EDGAR ↗
Jan 21, 2022 D Diversified Alpha SP-Institutional, a Segregated Portfolio of Nickel Digital Asset Fund SPC File 021-430337	$0	$0	$0 Investment Manager is entitled to a management fee and performance fee.	None listed on this filing	EDGAR ↗
Dec 7, 2021 D/A Logical Capital Ltd. File 021-382712	$0 (est.)	$0 (est.)	$0 (est.) Logical Capital Management LLC and/or its affiliates will receive customary management fees and/or performance allocations,as described in the Issuer's Confidential Private Placement Memorandum.	None listed on this filing	EDGAR ↗
Nov 24, 2021 D AC Aviation Finance Opportunities, L.P. File 021-422457	$0	$0	$0 (est.) The Investment Manager is entitled to a management fee. The management fee is fully discussed in the Issuer's governing agreements.	None listed on this filing	EDGAR ↗
Jul 30, 2021 D/A Mendon Capital Ltd. File 021-222396	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 5, 2021 D/A Mendon Capital QP Ltd. File 021-237612	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 26, 2021 D/A Mendon Global Long/Short Financial QP Offshore Fund Ltd File 021-308544	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 17, 2020 D Cerasus Fund II Cayman, LP File 021-383517	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 31, 2020 D/A Iron Road Multi-Strategy Fund Ltd. File 021-222217	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 2, 2020 D/A Twin Lake Total Return Partners QP Ltd. File 021-174456	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 21, 2020 D/A A.W. JONES FUND, LTD. File 021-174428	$0 (est.)	$0 (est.)	$0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary director's fees.	Thomas W. Watts BrokerCheck CRD 2598112 ↗ via KARBONE CAPITAL MARKETS, LLC (CRD 150704 ↗) Bhargava Capital BrokerCheck CRD 131817 ↗ Fort Ghent Brokerage LLC BrokerCheck CRD 170803 ↗ Alpha Strategies Investment Consulting Inc. BrokerCheck CRD 151782 ↗ Tangent Capital Partners, LLC BrokerCheck CRD 146999 ↗ Yuki-Co, LLC BrokerCheck CRD 282236 ↗	EDGAR ↗
Jun 10, 2019 D Rocket Global Innovation Fund II (Offshore), L.P. File 021-341518	$785,000 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Jun 5, 2019 D/A Aspect US HedgeFocus Fund LP File 021-193700	$255,925 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ iCapital Securities, LLC BrokerCheck CRD 171061 ↗	EDGAR ↗
Jun 5, 2019 D/A MKP Opportunity HedgeFocus Fund LP File 021-193702	$1,496,936 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ iCapital Securities, LLC BrokerCheck CRD 171061 ↗	EDGAR ↗
Jun 5, 2019 D/A OZDPII HedgeFocus Fund LP File 021-193704	$1,070,405 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ iCapital Securities, LLC BrokerCheck CRD 171061 ↗	EDGAR ↗
Jun 5, 2019 D/A Millennium USA HedgeFocus Fund LP File 021-198374	$3,504,761 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ iCapital Securities, LLC BrokerCheck CRD 171061 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Jefferies LLC BrokerCheck CRD 2347 ↗	EDGAR ↗
Jun 5, 2019 D/A SPF HedgeFocus Fund LP File 021-220252	$62,224 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ iCapital Securities, LLC BrokerCheck CRD 171061 ↗	EDGAR ↗
Jun 5, 2019 D/A York Credit Opportunities HedgeFocus Fund LP File 021-198377	$966,790 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ iCapital Securities, LLC BrokerCheck CRD 171061 ↗	EDGAR ↗
May 17, 2019 D/A Monarch Debt Recovery Participation Fund Ltd. File 021-146658	$550,723 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
May 16, 2019 D/A Beach Point Access Ltd. File 021-127278	$4,212,816 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
May 16, 2019 D/A AG Mortgage Value Participation Fund Ltd. File 021-192876	$2,136,621 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
May 16, 2019 D/A Renaissance Access Ltd File 021-104141	$12,395,000 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Apr 3, 2019 D/A YORK TOTAL ACCESS LTD File 021-104060	$6,064,765 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Mar 6, 2019 D/A PSF CAV Offshore LP File 021-307056	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 26, 2019 D/A Graticule PivotBase CAV Offshore, LP File 021-306439	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 19, 2019 D LNZ AZ CAV Onshore, LP File 021-333055	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 17, 2019 D/A Kora Offshore Fund Ltd File 021-210118	$0 (est.)	$0 (est.)	$0 (est.) Investment Manager may receive a quarterly fee based on the balance of each Limited Partner's capital account and Kora GP Ltd., an affiliated entity and general partner of Kora Master Fund LP, may receive an incentive allocation.	None listed on this filing	EDGAR ↗
Jan 17, 2019 D/A Private Markets Fund VII (Cayman) L.P. File 021-276894	$205,300 (est.)	$0	$0	MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Jan 17, 2019 D/A Private Markets Fund VII LP File 021-276893	$480,850 (est.)	$0	$0	MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Jan 11, 2019 D/A Multi-Manager Cayman Portfolio, Ltd. File 021-209842	$0	$0	$0 Does not include ongoing management fees paid to fund manager under the operating documents.	None listed on this filing	EDGAR ↗
Jan 4, 2019 D/A Diversified Credit Opportunities Fund II LP File 021-312550	$465,300	$0	$0	Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Jan 2, 2019 D PE Premier Blackstone Energy Partners III Offshore Feeder LP File 021-329393	$900,000 (est.)	$0	$0	Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney (CRD 149777 ↗)	EDGAR ↗
Dec 4, 2018 D Blackstone Alternatives Solution V Fund (Offshore), L.P. File 021-327158	$981,250 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Nov 30, 2018 D/A Palmer Square Multi-Strategy Fund, Ltd. File 021-148421	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 30, 2018 D/A Palmer Square Opportunistic Credit Fund Ltd. File 021-273880	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 15, 2018 D/A Principal Strategies CAV Offshore, LP File 021-298804	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 13, 2018 D/A Foxhaven Capital (Offshore), Ltd. File 021-205693	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 19, 2018 D/A Gemsstock CAV Offshore, LP File 021-297038	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 19, 2018 D/A Gemsstock CAV Onshore, LP File 021-297042	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 26, 2018 D/A Castlerigg CAV Onshore, LP File 021-295393	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 26, 2018 D/A Castlerigg CAV Offshore, LP File 021-295390	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 21, 2018 D GMM CAV Onshore, LP File 021-321930	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 21, 2018 D GMM CAV Offshore, LP File 021-321935	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 28, 2018 D BYDC Investors, L.P. File 021-320182	$0	$0	$0	Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗	EDGAR ↗
Aug 27, 2018 D/A IPM CAV Onshore, LP File 021-293510	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 27, 2018 D/A IPM CAV Offshore, LP File 021-293512	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 27, 2018 D China-U.S. Industrial Cooperation Partnership, L.P. File 021-320120	$0	$0	$0	Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗	EDGAR ↗
Aug 27, 2018 D China-U.S. Industrial Cooperation Partnership - Parallel, L.P. File 021-320121	$0	$0	$0	Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗	EDGAR ↗
Jul 26, 2018 D PE Premier Blackstone Tactical Opportunities III Offshore Feeder LP File 021-317822	$2,250,000 (est.)	$0	$0	Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney (CRD 149777 ↗)	EDGAR ↗
Jul 18, 2018 D/A X2 CAV Offshore, LP File 021-290953	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 18, 2018 D/A X2 CAV Onshore, LP File 021-290948	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 12, 2018 D KKR Global Infrastructure Offshore III LP File 021-316679	$559,500 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Jul 12, 2018 D North Haven Senior Loan Fund Offshore Feeder L.P. File 021-316688	$0	$0	$0	Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Jul 11, 2018 D/A Carlson Double Black Diamond Participation Fund Ltd. File 021-166123	$1,958,876 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Jul 11, 2018 D/A TRP CAV Offshore, LP File 021-312453	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 11, 2018 D TRP CAV Onshore, LP File 021-316506	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 25, 2018 D/A Corvex Offshore II Ltd. File 021-206070	$0	$0	$0 (est.) Interests in the Issuer are indirectly subject to performance allocations and management fees, which are fully discussed in the Issuer's confidential offering documents.	None listed on this filing	EDGAR ↗
Jun 25, 2018 D/A Corvex Offshore Ltd File 021-157063	$0	$0	$0 (est.) Interests in the Issuer are indirectly subject to performance allocations and management fees, which are fully discussed in the Issuer's confidential offering documents.	None listed on this filing	EDGAR ↗
Jun 18, 2018 D Silver Ridge Macro CAV Offshore, LP File 021-314791	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 18, 2018 D Silver Ridge Macro CAV Onshore, LP File 021-314794	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 7, 2018 D TEZA CAV Offshore, LP File 021-314057	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 7, 2018 D TEZA CAV Onshore, LP File 021-314063	$0	$0	$0	None listed on this filing	EDGAR ↗
May 16, 2018 D Diversified Credit Opportunities Fund II (Cayman) LP File 021-312555	$124,200	$0	$0	Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
May 15, 2018 D LNZ AZ CAV Offshore, LP File 021-312463	$0	$0	$0	None listed on this filing	EDGAR ↗
May 10, 2018 D Aon Alternatives Fund SPC - Aon Return Enhancing Alternatives Portfolio SP File 021-312060	$0	$0	$0 The fund charges a management fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗
May 9, 2018 D/A KABOUTER INTERNATIONAL INSIGHT OFFSHORE FUND LTD. File 021-213219	$0	$0	$0 A management fee will be paid to Kabouter Management, LLC, which is the Investment Manager of the Issuer.	None listed on this filing	EDGAR ↗
May 9, 2018 D/A KABOUTER INTERNATIONAL OPPORTUNITIES OFFSHORE FUND II, LTD. File 021-231041	$0	$0	$0 A management fee will be paid to Kabouter Management, LLC, which is the Investment Manager of the Issuer.	None listed on this filing	EDGAR ↗
May 9, 2018 D/A KABOUTER INTERNATIONAL MISSION OFFSHORE FUND, LTD. File 021-231042	$0	$0	$0 A management fee will be paid to Kabouter Management, LLC, which is the Investment Manager of the Issuer.	None listed on this filing	EDGAR ↗
May 9, 2018 D KABOUTER EMERGING MARKETS OFFSHORE FUND, LTD. File 021-312026	$0	$0	$0 A management fee will be paid to Kabouter Management, LLC, which is the Investment Manager of the Issuer.	None listed on this filing	EDGAR ↗
May 1, 2018 D/A Tide Point HedgeFocus Fund LP File 021-220254	$142,921 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ iCapital Securities, LLC BrokerCheck CRD 171061 ↗	EDGAR ↗
Apr 3, 2018 D/A YORK ACCESS LTD File 021-51490	$9,446,995 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Apr 3, 2018 D/A Sirios Access Ltd. File 021-166129	$937,284 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Mar 1, 2018 D GSO Rescue Finance Fund III (Offshore), L.P. File 021-306776	$506,250 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Jan 30, 2018 D/A Ascend Access Ltd. File 021-149892	$1,229,723 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Jan 19, 2018 D Blackstone Alternatives Solution IV Fund (Offshore), L.P. File 021-303709	$679,375 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Jan 19, 2018 D Blackstone Alt Sol IV (Offshore), L.P.-SIF File 021-303684	$750,000 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Jan 17, 2018 D/A Ashbridge Transformational Secondaries Fund I, LP File 021-255297	$2,163,290	$0	$0	Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Jan 17, 2018 D/A Ashbridge Transformational Secondaries Fund I (Cayman), LP File 021-255309	$763,256	$0	$0	Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Nov 15, 2017 D Abraaj Growth Markets Fund II (Offshore), L.P. File 021-298813	$608,250 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Oct 16, 2017 D/A PineView Fund Ltd. File 021-225973	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 13, 2017 D/A PhaseCapital Dynamic Risk Allocation Fund Ltd. File 021-236265	$0	$0	$0 (est.) Affiliates (Investment Manager) of, and/or persons named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Jul 18, 2017 D QAM CAV Offshore, LP File 021-290950	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 18, 2017 D QAM CAV Onshore, LP File 021-290954	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 6, 2017 D BPG Investors, L.P. File 021-290121	$0	$0	$0	Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗	EDGAR ↗
Jul 6, 2017 D BPG Investors Offshore, L.P. File 021-290122	$0	$0	$0	Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗	EDGAR ↗
May 10, 2017 D Landmark Private Equity Secondaries Fund XVI (Offshore), L.P. File 021-286461	$163,750 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
May 2, 2017 D SOF Global Real Estate Fund XI (Offshore), L.P. File 021-285876	$479,500 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Apr 11, 2017 D/A Gavea Global Macro HedgeFocus Fund LP File 021-175596	$468,692 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ iCapital Securities, LLC BrokerCheck CRD 171061 ↗	EDGAR ↗
Apr 11, 2017 D/A Doonbeg HedgeFocus Fund LP File 021-198383	$561,751 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ iCapital Securities, LLC BrokerCheck CRD 171061 ↗	EDGAR ↗
Apr 3, 2017 D/A Brevan Howard Multi-Strategy Participation Fund Ltd. File 021-169297	$2,313,117 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Mar 17, 2017 D/A 1837 Partners Ltd. File 021-175512	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 13, 2017 D/A Marathon Access Ltd. File 021-158879	$1,260,725 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Feb 9, 2017 D/A Chilton Small Cap & Mid Cap Access Ltd. File 021-68254	$2,966,520 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Feb 9, 2017 D/A Clough Access Ltd. File 021-162358	$724,245 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Feb 1, 2017 D/A ESG Cross Border Equity Participation Fund Ltd. File 021-210163	$703,290 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Dec 21, 2016 D West Street Capital Partners VII, L.P. File 021-276787	$0	$0	$0	Goldman, Sachs & Co. BrokerCheck CRD 361 ↗	EDGAR ↗
Dec 21, 2016 D West Street Capital Partners VII - Parallel, L.P. File 021-276788	$0	$0	$0	Goldman, Sachs & Co. BrokerCheck CRD 361 ↗	EDGAR ↗
Dec 19, 2016 D Blackstone Alternatives Solution 2016 Fund (Offshore) L.P. File 021-276602	$1,979,625 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Sep 23, 2016 D GSO Mezzanine Finance Fund II (Offshore) L.P. File 021-271205	$474,350 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Sep 7, 2016 D KKR Custom Equity Opportunities Cayman Fund L.P. File 021-270173	$1,164,375 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Aug 17, 2016 D/A Raveneur Offshore Fund Ltd File 021-222995	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 18, 2016 D/A Raveneur Master Fund Ltd File 021-221228	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 7, 2016 D GSO Credit Alpha Annex Fund (Offshore) L.P. File 021-266525	$915,925	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
May 31, 2016 D Blackstone Strategic Partners Secondaries VII Fund (Offshore), L.P. File 021-264122	$1,349,325	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Apr 4, 2016 D Rocket Global Innovation Fund (Offshore), L.P. File 021-260609	$0	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Mar 1, 2016 D/A Paulson Recovery Participation Fund Ltd. File 021-139656	$2,338,377 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Feb 22, 2016 D RE Premier Blackstone Real Estate Debt Strategies III Offshore Feeder LP File 021-257919	$0	$0	$0	Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗	EDGAR ↗
Feb 19, 2016 D/A PAULSON ACCESS LTD File 021-52781	$6,733,122 (est.)	$0	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗	EDGAR ↗
Feb 4, 2016 D PB Strategic Partners Offshore Feeder VII, L.P. File 021-256710	$309,000 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Feb 4, 2016 D PB Strategic Partners Feeder VII, L.P. File 021-256704	$1,143,000 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Jan 14, 2016 D JB Investments Offshore Fund II, Ltd. File 021-255225	$0	$0	$0	MCG Securities, LLC BrokerCheck CRD 163144 ↗ via MCG Securities, LLC (CRD 163144 ↗)	EDGAR ↗
Sep 15, 2015 D Redmile Capital HedgeFocus Fund LP File 021-247618	$0 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Sep 10, 2015 D/A Finisterre Sovereign Debt HedgeFocus Fund LP File 021-175594	$241,906 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Sep 10, 2015 D/A Absolute Return Capital HedgeFocus Fund LP File 021-193697	$545,417 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Sep 10, 2015 D/A BlackGold Opportunity HedgeFocus Fund LP File 021-196219	$1,996,286 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Sep 10, 2015 D/A York Total Return HedgeFocus Fund LP File 021-159967	$1,183,625 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Sep 10, 2015 D/A Susa HedgeFocus Fund LP File 021-242809	$0 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Sep 10, 2015 D/A York Multi-Strategy HedgeFocus Fund LP File 021-220263	$119,413 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Jul 14, 2015 D PB Coatue Private Fund Feeder II, L.P. File 021-243696	$230,500 (est.)	$0	$0	Credit Suisse Securties (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Jul 13, 2015 D PB Coatue Private Fund Offshore Feeder II, L.P. File 021-243503	$110,500 (est.)	$0	$0	Credit Suisse Securties (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
Apr 10, 2015 D PE Premier Carlyle Energy Credit Opportunities II Offshore Feeder LP File 021-237727	$0	$0	$0	Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗	EDGAR ↗
Apr 7, 2015 D BX Tac Opps II Offshore Feeder Fund LP File 021-237402	$0	$0	$0	Morgan Stanley Smith Barney BrokerCheck CRD 14977 ↗	EDGAR ↗
Mar 25, 2015 D Interritus(Cayman) Limited Partnership File 021-236647	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 5, 2015 D PE Premier KKR Lending Partners Europe (USD) Offshore Feeder LP File 021-235260	$0	$0	$0	Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗	EDGAR ↗
Oct 31, 2014 D Macquarie Asia Infrastructure Fund LP File 021-227525	$0	$0	$0	Macquarie Capital (USA) INC. BrokerCheck CRD 36368 ↗ via Macquarie Capital (USA) INC. (CRD 36368 ↗)	EDGAR ↗
Jul 30, 2014 D Iron Road Multi-Strategy Fund Ltd. File 021-222020	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 18, 2014 D tPlus One Offshore Fund Ltd. File 021-221336	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 142

Every issuer that named Charles Thomas on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Center Lake

Center Lake Capital, Ltd.

West Palm Beach, FL · Aug 13, 2020 → Sep 25, 2026 · 8 filings

Sep 25, 2026 · D/A · $92,498,903 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗
Sep 26, 2025 · D/A · $92,498,903 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗
Sep 27, 2024 · D/A · $92,498,903 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗
Sep 29, 2023 · D/A · $92,498,903 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗
Sep 30, 2022 · D/A · $92,498,903 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗
Sep 30, 2021 · D/A · $86,700,000 sold of Indefinite · 33 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗
Oct 1, 2020 · D/A · $66,450,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗
Aug 13, 2020 · D/A · $58,700,000 sold of Indefinite · 24 investors · min. No minimum reported · role: Director (Director of the Issuer) EDGAR ↗

Raised $92.5M from 33 investors as of the latest filing. Charles is listed as director on 8 filings for this deal.