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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:01 AM ET

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Charles R. Doty

Named as an officer, director or promoter on SEC Form D filings · GA · Mar 10, 2010 → Mar 21, 2024

4deals (issuers)
$210Mreported sold
169investors
57Form D filings
2010–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Charles R. Doty is listed as an executive officer and promoter on 57 SEC Form D filings by 4 issuers between Jun 2009 and Mar 2024: APA High Income Opportunity Fund, L.P. (Atlanta, GA — pooled investment fund — 2009–2024; $70.4M reported sold to 54 investors), APA SHORT TERM TAX EXEMPT BOND FUND LP I (Atlanta, GA — pooled investment fund — 2010–2019; $61.9M reported sold to 23 investors), GEORGIA TAX EXEMPT BOND FUND L P 1 (Atlanta, GA — pooled investment fund — 2010–2024; $49.4M reported sold to 59 investors) and APA Taxable Municipal Bond L P I (Atlanta, GA — pooled investment fund — 2010–2023; $28.3M reported sold to 33 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and promoter, over about 15 years. Across those companies the filings report $210M sold in total.

Listed alongside Kevin B. Woods (55 shared filings), Kenneth R. Woods (54 shared filings), R. Asset Preservation Advisors, Inc. (29 shared filings, management entity), Fixed Income Advisors, LLC (26 shared filings, management entity), Fixed Income Advisers, LLC (16 shared filings, management entity) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Charles. Each name links to their own page.

All 4 issuers belong to the sponsor group R Asset Preservation (4 issuers, $210M reported sold, 2009–2024).

What this means A sponsor group is one team that sets up a new company for each deal. R Asset Preservation has 4 companies on file and $210M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 17 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 57 public filings for Charles R. Doty and found 16 differences, 2 worth asking the sponsor about: 5 offerings reported less sold on a later filing than an earlier one; 20 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Charles R. Doty has not run yet — it is joining a line of 4,322 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Charles R. Doty..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

17 cases: 17 closed (disposition not in docket feed)

Charles E. Doty and Naomi Doty closed
United States Bankruptcy Court, N.D. Georgia · No. 12-41727 · Filed Jun 7, 2012 · Closed Sep 7, 2012
Role of Charles E. Doty and Naomi Doty: Debtor · Outcome: Case closed 2012-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in the person's filing state (GA); middle initial differs
Charles Doty and Joan Doty closed
United States Bankruptcy Court, M.D. Florida · No. 6:10-bk-05563 · Filed Apr 2, 2010 · Closed Jul 30, 2010
Role of Charles Doty and Joan Doty: Debtor · Outcome: Case closed 2010-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in FL (not a filing state); middle initial differs
Charles Doty and Priscilla Anna Doty closed
United States Bankruptcy Court, D. Oregon · No. 05-48114 · Filed Oct 14, 2005 · Closed Jan 27, 2006
Role of Charles Doty and Priscilla Anna Doty: Debtor · Outcome: Case closed 2006-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in OR (not a filing state); middle initial differs
Charles Doty closed
United States Bankruptcy Court, W.D. Kentucky · No. 05-35376 · Filed Aug 3, 2005 · Closed Oct 18, 2005
Role of Charles Doty: Debtor · Outcome: Case closed 2005-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in KY (not a filing state)
Charles T. Doty and Kendra Lynn Doty closed
United States Bankruptcy Court, W.D. Michigan · No. 05-09573 · Filed Jul 11, 2005 · Closed Nov 30, 2005
Role of Charles T. Doty and Kendra Lynn Doty: Debtor · Outcome: Case closed 2005-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in MI (not a filing state); middle initial differs
Charles R. Doty and Donna K. Doty closed
United States Bankruptcy Court, N.D. Ohio · No. 05-31240 · Filed Feb 22, 2005 · Closed Jul 7, 2005
Role of Charles R. Doty and Donna K. Doty: Debtor · Outcome: Case closed 2005-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in OH (not a filing state)
CHARLES DOTY closed
United States Bankruptcy Court, S.D. Mississippi · No. 04-06042 · Filed Nov 17, 2004 · Closed Apr 20, 2007
Role of CHARLES DOTY: Debtor · Outcome: Case closed 2007-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in MS (not a filing state)
Charles T. Doty closed
United States Bankruptcy Court, N.D. Indiana · No. 04-60427 · Filed Feb 5, 2004 · Closed May 18, 2004
Role of Charles T. Doty: Debtor · Outcome: Case closed 2004-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in IN (not a filing state); middle initial differs
Charles L Doty closed
United States Bankruptcy Court, S.D. Ohio · No. 2:02-bk-63673 · Filed Oct 17, 2002 · Closed Nov 4, 2003
Role of Charles L Doty: Debtor · Outcome: Case closed 2003-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in OH (not a filing state); middle initial differs
Charles E. Doty closed
United States Bankruptcy Court, N.D. Indiana · No. 99-64109 · Filed Dec 7, 1999 · Closed Mar 21, 2000
Role of Charles E. Doty: Debtor · Outcome: Case closed 2000-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in IN (not a filing state); middle initial differs
Charles R. Doty and Kathleen A. Doty closed
United States Bankruptcy Court, M.D. Florida · No. 6:99-bk-00225 · Filed Jan 12, 1999 · Closed May 7, 1999
Role of Charles R. Doty and Kathleen A. Doty: Debtor · Outcome: Case closed 1999-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in FL (not a filing state)
Charles E. Doty and Naomi Doty closed
United States Bankruptcy Court, N.D. Georgia · No. 98-78037 · Filed Oct 28, 1998 · Closed Feb 24, 1999
Role of Charles E. Doty and Naomi Doty: Debtor · Outcome: Case closed 1999-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in the person's filing state (GA); middle initial differs
Charles R. Doty and Donna K. Doty closed
United States Bankruptcy Court, N.D. Ohio · No. 96-33288 · Filed Oct 4, 1996 · Closed Feb 27, 1997
Role of Charles R. Doty and Donna K. Doty: Debtor · Outcome: Case closed 1997-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in OH (not a filing state)
Charles H. Doty closed
United States Bankruptcy Court, D. Oregon · No. 94-33408 · Filed Jun 3, 1994 · Closed Sep 17, 1994
Role of Charles H. Doty: Debtor · Outcome: Case closed 1994-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in OR (not a filing state); middle initial differs
CHARLES L. DOTY and REBECCA L. DOTY closed
United States Bankruptcy Court, D. Arizona · No. 4:90-bk-03610 · Filed Oct 18, 1990 · Closed Mar 5, 1991
Role of CHARLES L. DOTY and REBECCA L. DOTY: Debtor · Outcome: Case closed 1991-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in AR (not a filing state); middle initial differs
Charles Doty and DeAnne Doty closed
United States Bankruptcy Court, E.D. Louisiana · No. 90-11039 · Filed Mar 30, 1990 · Closed Aug 23, 1990
Role of Charles Doty and DeAnne Doty: Debtor · Outcome: Case closed 1990-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in LA (not a filing state); middle initial differs
Charles W Doty closed
United States Bankruptcy Court, D. New Jersey · No. 88-8152 · Filed Dec 13, 1988 · Closed Nov 29, 1989
Role of Charles W Doty: Debtor · Outcome: Case closed 1989-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 25 federal dockets); court in NJ (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Charles R. Doty — 2 worth asking about (compared the newest 50 of 57 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 10, 2011 – Mar 19, 2021

5 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — APA High Income Opportunity Fund, L.P. · Amount sold went down between filings — GEORGIA TAX EXEMPT BOND FUND L P 1 · Amount sold went down between filings — APA Taxable Municipal Bond L P I · Amount sold went down between filings — GEORGIA TAX EXEMPT BOND FUND L P 1 · Amount sold went down between filings — APA Taxable Municipal Bond L P I

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 20, 2020 ↗Form D/A (later) · Mar 19, 2021 ↗APA High Income Opportunity Fund, L.P. — PartnerFacts page ↗Form D/A (earlier) · Mar 22, 2013 ↗
Sources
Worth asking · Mar 10, 2011 – Mar 19, 2021

20 offerings reported fewer investors on a later filing

Investor count went down between filings — APA High Income Opportunity Fund, L.P. · Investor count went down between filings — GEORGIA TAX EXEMPT BOND FUND L P 1 · Investor count went down between filings — APA Taxable Municipal Bond L P I · Investor count went down between filings — APA High Income Opportunity Fund, L.P. · Investor count went down between filings — GEORGIA TAX EXEMPT BOND FUND L P 1 · and 15 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 20, 2020 ↗Form D/A (later) · Mar 19, 2021 ↗APA High Income Opportunity Fund, L.P. — PartnerFacts page ↗Form D/A (earlier) · Mar 20, 2020 ↗
Sources
Note · Jun 8, 2011 – May 31, 2012

Charles R. Doty's role changed at APA High Income Opportunity Fund, L.P.: executive officer → executive officer, promoter

The Jun 8, 2011 filing lists Charles R. Doty as executive officer; the May 31, 2012 Form D/A lists executive officer, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jun 8, 2011 ↗Form D/A · May 31, 2012 ↗Charles R. Doty — PartnerFacts page ↗APA High Income Opportunity Fund, L.P. — PartnerFacts page ↗
Sources
Note · Mar 10, 2011 – Mar 22, 2012

Charles R. Doty's role changed at GEORGIA TAX EXEMPT BOND FUND L P 1: executive officer → executive officer, promoter

The Mar 10, 2011 filing lists Charles R. Doty as executive officer; the Mar 22, 2012 Form D/A lists executive officer, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Mar 10, 2011 ↗Form D/A · Mar 22, 2012 ↗Charles R. Doty — PartnerFacts page ↗GEORGIA TAX EXEMPT BOND FUND L P 1 — PartnerFacts page ↗
Sources
Note · May 18, 2004 – Mar 21, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — APA High Income Opportunity Fund, L.P. (latest filing Mar 21, 2024) · No amendment in the last 12 months on an offering that may still be open — GEORGIA TAX EXEMPT BOND FUND L P 1 (latest filing Mar 21, 2024) · No amendment in the last 12 months on an offering that may still be open — APA Taxable Municipal Bond L P I (latest filing Mar 21, 2023) · No amendment in the last 12 months on an offering that may still be open — APA SHORT TERM TAX EXEMPT BOND FUND LP I (latest filing Mar 21, 2019)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 21, 2024 ↗APA High Income Opportunity Fund, L.P. — PartnerFacts page ↗Form D/A · Mar 21, 2024 ↗GEORGIA TAX EXEMPT BOND FUND L P 1 — PartnerFacts page ↗
Sources
Note · Jun 5, 2009 – Mar 10, 2010

Charles R. Doty is written 2 different ways on the filings

listed as "Charles Doty" on 15 filings (from Jun 5, 2009), and "Charles R. Doty" on 42 filings (from Mar 10, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 5, 2009 ↗Form D/A · Mar 10, 2010 ↗Charles R. Doty — PartnerFacts page ↗
Sources
Note · Jun 5, 2009 – May 31, 2012

Reported net asset value range changed between filings — APA High Income Opportunity Fund, L.P.

"$1 - $5,000,000" (Jun 5, 2009); then "$5,000,001 - $25,000,000" (Jun 18, 2010); then "Decline to Disclose" (May 31, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 5, 2009 ↗Form D/A · Jun 18, 2010 ↗Form D/A · May 31, 2012 ↗APA High Income Opportunity Fund, L.P. — PartnerFacts page ↗
Sources
Note · Mar 21, 2016 – Mar 21, 2017

Minimum investment changed between filings — APA Taxable Municipal Bond L P I

The Mar 21, 2016 filing lists a minimum of $500,000; the Mar 21, 2017 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 21, 2016 ↗Form D/A (later) · Mar 21, 2017 ↗APA Taxable Municipal Bond L P I — PartnerFacts page ↗
Sources
Note · Mar 21, 2016 – Mar 21, 2017

Minimum investment changed between filings — APA SHORT TERM TAX EXEMPT BOND FUND LP I

The Mar 21, 2016 filing lists a minimum of $500,000; the Mar 21, 2017 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 21, 2016 ↗Form D/A (later) · Mar 21, 2017 ↗APA SHORT TERM TAX EXEMPT BOND FUND LP I — PartnerFacts page ↗
Sources
Note · Mar 21, 2014 – Aug 3, 2015

Minimum investment changed between filings — APA Taxable Municipal Bond L P I

The Mar 21, 2014 filing lists a minimum of $100,000; the Aug 3, 2015 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 21, 2014 ↗Form D/A (later) · Aug 3, 2015 ↗APA Taxable Municipal Bond L P I — PartnerFacts page ↗
Sources
Note · Mar 21, 2014 – Mar 20, 2015

Minimum investment changed between filings — APA SHORT TERM TAX EXEMPT BOND FUND LP I

The Mar 21, 2014 filing lists a minimum of $100,000; the Mar 20, 2015 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 21, 2014 ↗Form D/A (later) · Mar 20, 2015 ↗APA SHORT TERM TAX EXEMPT BOND FUND LP I — PartnerFacts page ↗
Sources
Note · Mar 22, 2013 – Mar 21, 2014

Minimum investment changed between filings — APA Taxable Municipal Bond L P I

The Mar 22, 2013 filing lists a minimum of $500,000; the Mar 21, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 22, 2013 ↗Form D/A (later) · Mar 21, 2014 ↗APA Taxable Municipal Bond L P I — PartnerFacts page ↗
Sources
Note · Mar 22, 2013 – Mar 21, 2014

Minimum investment changed between filings — APA SHORT TERM TAX EXEMPT BOND FUND LP I

The Mar 22, 2013 filing lists a minimum of $500,000; the Mar 21, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 22, 2013 ↗Form D/A (later) · Mar 21, 2014 ↗APA SHORT TERM TAX EXEMPT BOND FUND LP I — PartnerFacts page ↗
Sources
Note · Mar 22, 2012 – Mar 22, 2013

Minimum investment changed between filings — GEORGIA TAX EXEMPT BOND FUND L P 1

The Mar 22, 2012 filing lists a minimum of $0; the Mar 22, 2013 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 22, 2012 ↗Form D/A (later) · Mar 22, 2013 ↗GEORGIA TAX EXEMPT BOND FUND L P 1 — PartnerFacts page ↗
Sources
Note · Mar 22, 2012 – Mar 22, 2013

Minimum investment changed between filings — APA Taxable Municipal Bond L P I

The Mar 22, 2012 filing lists a minimum of $0; the Mar 22, 2013 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 22, 2012 ↗Form D/A (later) · Mar 22, 2013 ↗APA Taxable Municipal Bond L P I — PartnerFacts page ↗
Sources
Note · Mar 22, 2012 – Mar 22, 2013

Minimum investment changed between filings — APA SHORT TERM TAX EXEMPT BOND FUND LP I

The Mar 22, 2012 filing lists a minimum of $0; the Mar 22, 2013 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 22, 2012 ↗Form D/A (later) · Mar 22, 2013 ↗APA SHORT TERM TAX EXEMPT BOND FUND LP I — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 57 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 21, 2024 D/A
APA High Income Opportunity Fund, L.P.
File 021-131763
$0$0$0
The Fund Manager is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management as described in the offering documents.
None listed on this filingEDGAR ↗
Mar 21, 2024 D/A
GEORGIA TAX EXEMPT BOND FUND L P 1
File 021-89365-3A
$0$0$0
The Fund Manager is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management as described in the offering documents.
None listed on this filingEDGAR ↗
Mar 21, 2023 D/A
APA Taxable Municipal Bond L P I
File 021-65722
$0$0$0
The Fund Manager is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management as described in the offering documents.
None listed on this filingEDGAR ↗
Mar 21, 2019 D/A
APA SHORT TERM TAX EXEMPT BOND FUND LP I
File 021-51631
$0$0$0
The Fund Manager is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management as described in the offering documents.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Charles R. Doty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AH
Pooled Investment Fund · group: R Asset Preservation

APA High Income Opportunity Fund, L.P.

Atlanta, GA · Jun 5, 2009 → Mar 21, 2024 · 16 filings
  • Mar 21, 2024 · D/A · $70,447,010 sold of Indefinite · 43 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, LLC, General Partner to the Fund) EDGAR ↗
  • Mar 21, 2023 · D/A · $67,677,950 sold of Indefinite · 42 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, LLC, General Partner to the Fund) EDGAR ↗
  • Mar 21, 2022 · D/A · $67,577,950 sold of Indefinite · 40 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, LLC, General Partner to the Fund) EDGAR ↗
  • Mar 19, 2021 · D/A · $67,327,950 sold of Indefinite · 40 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, LLC, General Partner to the Fund) EDGAR ↗
  • Mar 20, 2020 · D/A · $67,466,543 sold of Indefinite · 41 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, LLC, General Partner to the Fund) EDGAR ↗
  • Mar 21, 2019 · D/A · $66,397,950 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, LLC, General Partner to the Fund) EDGAR ↗
  • Mar 21, 2018 · D/A · $64,647,950 sold of Indefinite · 43 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, LLC, General Partner to the Fund) EDGAR ↗
  • Mar 21, 2017 · D/A · $64,047,950 sold of Indefinite · 45 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, LLC, General Partner to the Fund) EDGAR ↗
  • Mar 21, 2016 · D/A · $58,241,767 sold of Indefinite · 47 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, LLC, General Partner to the Fund) EDGAR ↗
  • Mar 20, 2015 · D/A · $57,541,767 sold of Indefinite · 54 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, LLC, General Partner to the Fund) EDGAR ↗
  • Mar 21, 2014 · D/A · $53,470,446 sold of Indefinite · 53 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, LLC, General Partner to the Fund) EDGAR ↗
  • May 17, 2013 · D/A · $40,579,686 sold of Indefinite · 49 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, LLC, General Partner to the Fund) EDGAR ↗
  • May 31, 2012 · D/A · $29,275,669 sold of Indefinite · 40 investors · min. $100,000 · role: Executive Officer, Promoter (Member of Fixed Income Advisors, General Partner to Fund) EDGAR ↗
  • Jun 8, 2011 · D/A · $23,650,428 sold of Indefinite · 40 investors · min. $100,000 · role: Executive Officer (Member of Fixed Income Advisors, General Partner to Fund) EDGAR ↗
  • Jun 18, 2010 · D/A · $14,000,000 sold of Indefinite · 26 investors · min. $100,000 · role: Executive Officer (Member of Fixed Income Advisors, General Partner to Fund) EDGAR ↗
  • Jun 5, 2009 · D · $3,000,000 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (Member of Fixed Income Advisors, General Partner to Fund) EDGAR ↗

Raised $70.4M from 54 investors as of the latest filing. Charles is listed as executive officer, promoter on 16 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GT
Pooled Investment Fund · group: R Asset Preservation

GEORGIA TAX EXEMPT BOND FUND L P 1

Atlanta, GA · Mar 10, 2010 → Mar 21, 2024 · 15 filings
  • Mar 21, 2024 · D/A · $49,361,686 sold of Indefinite · 29 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2023 · D/A · $49,361,686 sold of Indefinite · 29 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2022 · D/A · $49,361,686 sold of Indefinite · 29 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 19, 2021 · D/A · $49,361,686 sold of Indefinite · 29 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 20, 2020 · D/A · $49,091,686 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2019 · D/A · $49,091,648 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2018 · D/A · $48,092,570 sold of Indefinite · 41 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2017 · D/A · $47,992,570 sold of Indefinite · 46 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2016 · D/A · $46,792,570 sold of Indefinite · 46 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 20, 2015 · D/A · $46,105,736 sold of Indefinite · 46 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2014 · D/A · $42,438,549 sold of Indefinite · 49 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 22, 2013 · D/A · $46,105,736 sold of Indefinite · 59 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 22, 2012 · D/A · $35,066,222 sold of Indefinite · 41 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Mar 10, 2011 · D/A · $35,640,577 sold of Indefinite · 43 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 10, 2010 · D/A · $45,950,452 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $49.4M from 59 investors as of the latest filing. Charles is listed as executive officer, promoter on 15 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Pooled Investment Fund · group: R Asset Preservation

APA Taxable Municipal Bond L P I

Atlanta, GA · Mar 10, 2010 → Mar 21, 2023 · 14 filings
  • Mar 21, 2023 · D/A · $28,277,518 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2022 · D/A · $28,277,518 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 19, 2021 · D/A · $28,277,518 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 20, 2020 · D/A · $28,277,518 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2019 · D/A · $28,277,518 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2018 · D/A · $27,621,299 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2017 · D/A · $27,621,299 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2016 · D/A · $27,621,299 sold of Indefinite · 26 investors · min. $500,000 · role: Executive Officer, Promoter EDGAR ↗
  • Aug 3, 2015 · D/A · $25,621,299 sold of Indefinite · 31 investors · min. $500,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2014 · D/A · $25,046,299 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 22, 2013 · D/A · $25,309,299 sold of Indefinite · 33 investors · min. $500,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 22, 2012 · D/A · $24,900,058 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Mar 10, 2011 · D/A · $26,200,058 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Mar 10, 2010 · D/A · $23,094,058 sold of Indefinite · 31 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $28.3M from 33 investors as of the latest filing. Charles is listed as executive officer, promoter on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: R Asset Preservation

APA SHORT TERM TAX EXEMPT BOND FUND LP I

Atlanta, GA · Mar 10, 2010 → Mar 21, 2019 · 12 filings
  • Mar 21, 2019 · D/A · $61,942,381 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2018 · D/A · $59,442,381 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2017 · D/A · $58,157,381 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2016 · D/A · $48,653,870 sold of Indefinite · 23 investors · min. $500,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 20, 2015 · D/A · $43,302,236 sold of Indefinite · 18 investors · min. $500,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 20, 2015 · D/A · $43,302,236 sold of Indefinite · 18 investors · min. $500,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 21, 2014 · D/A · $39,652,236 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 22, 2013 · D/A · $29,158,727 sold of Indefinite · 13 investors · min. $500,000 · role: Executive Officer, Promoter EDGAR ↗
  • Mar 22, 2012 · D/A · $23,668,727 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Mar 22, 2012 · D/A · $23,668,727 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Mar 10, 2011 · D/A · $21,518,727 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Mar 10, 2010 · D/A · $22,371,207 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $61.9M from 23 investors as of the latest filing. Charles is listed as executive officer, promoter on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Charles 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FI
Management entity

Fixed Income Advisors, LLC

Promoter · 26 shared filings (2 issuers)

Listed on the same filings as Charles R. Doty. Their page shows their other deals.

FI
Management entity

Fixed Income Advisers, LLC

Director, Promoter, Executive Officer · 16 shared filings (1 issuer)

Listed on the same filings as Charles R. Doty. Their page shows their other deals.

RF
Management entity

R. Fixed Income Advisors, LLC

Promoter · 13 shared filings (1 issuer)

Listed on the same filings as Charles R. Doty. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin B. Woods

Executive Officer, Promoter · 55 shared filings (4 issuers)

Listed on the same filings as Charles R. Doty. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth R. Woods

Executive Officer, Director, Promoter · 54 shared filings (4 issuers)

Listed on the same filings as Charles R. Doty. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Woods

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Charles R. Doty. Their page shows their other deals.

The team behind the deals

RA
Sponsor group

R Asset Preservation

4 issuers · 57 filings · $210M reported sold · 2009–2024

One team, 4 deal companies. Charles R. Doty is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Charles R. Doty.

Registrations and other filings

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Charles R. Doty by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Charles R. Doty is listed on: none on file. No website or social profile named in GEORGIA TAX EXEMPT BOND FUND L P 1's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #104,412 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Atlanta, GA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Georgia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Georgia Secretary of State business search ↗OpenCorporates ↗

Change history

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