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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:58 AM ET

Sponsor Check › Person

Charles Cook

Related person on Form D filings · address state/country as listed: British Columbia, Canada (as filed: A1) · listed Nov 23, 2009 → Sep 27, 2017

3issuers
9Form D filings
2009–2017years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 9 offerings report sales commissions; 1 reports finder's fees totalling $510,000; 1 reports proceeds to related persons totalling $102,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Sep 27, 2017 D
File 021-295475
$0$0$0None listed on this filing
EDGAR ↗Nov 10, 2014 D
File 021-228005
$0$0$0None listed on this filing
EDGAR ↗Feb 19, 2014 D
File 021-212125
$0$0$0None listed on this filing
EDGAR ↗Sep 17, 2013 D
File 021-203042
$0$0$0None listed on this filing
EDGAR ↗Jan 4, 2013 D
File 021-189474
$0$0$0None listed on this filing
EDGAR ↗Jul 26, 2012 D
File 021-181846
$0$0$0None listed on this filing
EDGAR ↗May 4, 2012 D
File 021-177681
$0$0$0None listed on this filing
EDGAR ↗May 24, 2010 D
File 021-142473
$0$510,000 (est.)$102,000 (est.)
Dividends were paid on Class C shares and the estimate includes amounts paid to directors who hold Class C shares. Interest was paid on outstanding promissory notes and the estimate includes amounts paid to directors who hold promissory notes.
None listed on this filing
EDGAR ↗Nov 23, 2009 D
File 021-136368
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Tantalus Systems Shareholders Inc.
group: Tantalus
Director
Charles Cook is a Director of Tantalus Systems Shareholders Inc.
Sep 27, 2017DIndefinite
similar: $500,000–$7,000,000
$025
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Mobidia Technology Inc.DirectorNov 10, 2014D$35,097
similar: $1,100,015–$10,001,163
$21,9361
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Mobidia Technology Inc.DirectorFeb 19, 2014D$38,901
similar: $1,100,015–$10,001,163
$24,3141
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Mobidia Technology Inc.DirectorSep 17, 2013D$48,005$48,0051No minimum reported
EDGAR ↗Mobidia Technology Inc.DirectorJan 4, 2013D$124,233$124,2333No minimum reported
EDGAR ↗Mobidia Technology Inc.DirectorJul 26, 2012D$76,140$76,1402No minimum reported
EDGAR ↗Mobidia Technology Inc.DirectorMay 4, 2012D$123,198$123,1984No minimum reported
EDGAR ↗Vivonet IncDirectorMay 24, 2010D$6,862,483$6,862,4836No minimum reported
EDGAR ↗Mobidia Technology Inc.DirectorNov 23, 2009D$194,073$194,0733No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Charles Cook — address state TX, 2 issuers, Aug 15, 2012 → Oct 9, 2013 · no shared issuer found
  • Charles Cook — address state AZ, 1 issuer, Aug 9, 2011 → Aug 9, 2011 · no shared issuer found
  • Charles W. Cook, Jr. — address state TN, 1 issuer, Jun 5, 2013 → Jun 5, 2013 · no shared issuer found
  • Charles J.A. Cook — address state British Columbia, Canada (as filed: A1), 1 issuer, Aug 2, 2010 → Aug 2, 2010 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 24 names on the same filings (0 management entities, 24 people)

People and management entities the issuers listed as related persons on the same Form D filings as Charles Cook. Source: the EDGAR rows in the table above.

  • Derek Spratt — 7 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Kent Thexton — 7 shared filings (1 issuer) · role as listed: Director
  • Robert E. Neal — 7 shared filings (1 issuer) · role as listed: Director
  • Nazmin Alani — 5 shared filings (1 issuer) · role as listed: Director
  • Jim Heppell — 4 shared filings (1 issuer) · role as listed: Director · also listed on 8 other issuers
  • DAVID RAFFA — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Chris Hill — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Chris Welsh — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Lawrence Chee — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Jacques Denommee — 2 shared filings (1 issuer) · role as listed: Director
  • Al Larmour — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Trent Punnett — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • WENDY PORTER — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • John McEwen — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 3 other issuers
  • RYAN VOLBERG — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Kevin Froese — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Graham Hill — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Lukas Blucher — 1 shared filing (1 issuer) · role as listed: Director
  • KEVIN FALK — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Sean Morrison — 1 shared filing (1 issuer) · role as listed: Director
  • Peter Londa — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 3 other issuers
  • Francis J. Harvey — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Dermot O'Leary — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Param Pawar — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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