PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:29 AM ET

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Charles Cocuzza

Named as an officer, director or promoter on SEC Form D filings · NY · Dec 9, 2020 → Nov 19, 2024

8deals (issuers)
$1.83Breported sold
91investors
9Form D filings
2020–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:47 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Charles Cocuzza is listed as an executive officer on 9 SEC Form D filings by 8 issuers between Dec 2020 and Nov 2024. Largest by amount reported sold: GoldPoint Partners Private Debt V, LP (New York, NY — pooled investment fund — 2020; $756.7M reported sold to 28 investors), Apogem Private Equity Fund X, LP (New York, NY — pooled investment fund — 2022–2024; $382.5M reported sold to 18 investors), Apogem Private Equity Fund XI, LP (New York, NY — pooled investment fund — 2024; $321.4M reported sold to 28 investors), Apogem Co-Investment VII, LP (New York, NY — pooled investment fund — 2023; $299.9M reported sold to 12 investors), GPP Private Debt V RS LP (New York, NY — pooled investment fund — 2021; $40M reported sold to 4 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $1.83B sold in total.

Listed alongside Dorothy Kee Tilghman Rabb (4 shared filings), John Grady (4 shared filings), Louise Woltz Smith (4 shared filings), Richard W. Wiltshire, III (4 shared filings), Apogem Capital LLC (3 shared filings, management entity) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Charles. Each name links to their own page.

All 8 issuers belong to the sponsor group Goldpoint (94 issuers, $17.89B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Goldpoint has 94 companies on file and $17.89B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Charles Cocuzza and found 12 differences, 4 worth asking the sponsor about: Bankruptcy case: Charles M. Cocuzza; Form D filed 169 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Charles Cocuzza has not run yet — it is joining a line of 34,111 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 open, 1 closed (disposition not in docket feed)

COCUZZA v. THE PRUDENTIAL INSURANCE COMPANY OF AMERICA open
District Court, D. New Jersey · No. 3:26-cv-02350 · Filed Mar 5, 2026
Role of COCUZZA: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); surname only in the caption; court in NJ (not a filing state)
Cocuzza v. Covidien LP open
District Court, D. Massachusetts · No. 1:23-cv-12650 · Filed Nov 3, 2023
Role of Cocuzza: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); surname only in the caption; court in MA (not a filing state)
Cocuzza v. St.Paul Fire & Marine Insurance Co closed
District Court, S.D. Ohio · No. 2:03-cv-00927 · Filed Oct 14, 2003 · Closed Dec 5, 2003 · Nature of suit: 190 Other contract actions
Role of Cocuzza: Plaintiff · Outcome: Terminated 2003-12-05 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); surname only in the caption; court in OH (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:47 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Charles Cocuzza..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Michael Scott Cocuzza closed
United States Bankruptcy Court, E.D. New York · No. 8-22-73638 · Filed Dec 28, 2022 · Closed Mar 29, 2023
Role of Michael Scott Cocuzza: Debtor · Outcome: Case closed 2023-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); different first name (scott); court in the person's filing state (NY)
Michael Wray Duffy and Marsha Cocuzza Seymour-Duffy closed
United States Bankruptcy Court, N.D. Georgia · No. 04-14062 · Filed Dec 10, 2004 · Closed Mar 31, 2005
Role of Michael Wray Duffy and Marsha Cocuzza Seymour-Duffy: Debtor · Outcome: Case closed 2005-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); different first name (marsha); court in GA (not a filing state)
Charles M. Cocuzza closed
United States Bankruptcy Court, D. New Jersey · No. 95-33562 · Filed May 22, 1995 · Closed Sep 20, 1995
Role of Charles M. Cocuzza: Debtor · Outcome: Case closed 1995-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); first name matches; court in NJ (not a filing state)
Lysar Financial Services, Inc. v. Cocuzza closed
United States Bankruptcy Court, D. New Jersey · No. 93-2514 · Filed Aug 25, 1993 · Closed Jan 13, 1994
Role of Cocuzza: Defendant · Outcome: Case closed 1994-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 13 federal dockets); surname only in the caption; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:47 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Charles Cocuzza — 4 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · May 22, 1995 – Sep 20, 1995

Bankruptcy case: Charles M. Cocuzza — filed May 22, 1995

United States Bankruptcy Court, D. New Jersey docket "Charles M. Cocuzza" filed May 22, 1995, closed Sep 20, 1995. Charles Cocuzza is listed as Debtor ("Charles M. Cocuzza"). Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗
Sources
Note · Aug 25, 1993 – Jan 13, 1994

Bankruptcy case: Lysar Financial Services, Inc. v. Cocuzza — filed Aug 25, 1993

United States Bankruptcy Court, D. New Jersey docket "Lysar Financial Services, Inc. v. Cocuzza" filed Aug 25, 1993, closed Jan 13, 1994. Charles Cocuzza is listed as Defendant ("Cocuzza"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗
Sources
Note · Oct 14, 2003 – Mar 5, 2026

3 court cases name Charles Cocuzza

By role: plaintiff in 3. Newest: "COCUZZA v. THE PRUDENTIAL INSURANCE COMPANY OF AMERICA" (District Court, D. New Jersey, Mar 5, 2026); "Cocuzza v. Covidien LP" (District Court, D. Massachusetts, Nov 3, 2023); "Cocuzza v. St.Paul Fire & Marine Insurance Co" (District Court, S.D. Ohio, Oct 14, 2003). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · COCUZZA v. THE PRUDENTIAL INSURANCE COMPANY OF AMERICA ↗Docket · Cocuzza v. Covidien LP ↗Docket · Cocuzza v. St.Paul Fire & Marine Insurance Co ↗
Sources
Worth asking · Oct 23, 2023 – Apr 9, 2024

Form D filed 169 days after the first sale — Apogem Private Equity Fund X (Cayman), LP

The filing says the first sale was Oct 23, 2023. The Form D was filed Apr 9, 2024 — 169 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 154 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 9, 2024 ↗Apogem Private Equity Fund X (Cayman), LP — PartnerFacts page ↗
Sources
Note · Jul 15, 2022 – Aug 16, 2022

Form D filed 32 days after the first sale — Apogem Private Equity Fund X, LP

The filing says the first sale was Jul 15, 2022. The Form D was filed Aug 16, 2022 — 32 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 17 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 16, 2022 ↗Apogem Private Equity Fund X, LP — PartnerFacts page ↗
Sources
Note · Dec 18, 2020 – Jan 6, 2021

Form D filed 19 days after the first sale — GPP Private Debt V RS LP

The filing says the first sale was Dec 18, 2020. The Form D was filed Jan 6, 2021 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 6, 2021 ↗GPP Private Debt V RS LP — PartnerFacts page ↗
Sources
Note · Dec 18, 2020 – Apr 9, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Apogem Private Equity Fund X (Cayman), LP (latest filing Apr 9, 2024) · No amendment in the last 12 months on an offering that may still be open — Apogem Private Equity Fund X, LP (latest filing Feb 8, 2024) · No amendment in the last 12 months on an offering that may still be open — Apogem Co-Investment VII, LP (latest filing Jul 26, 2023) · No amendment in the last 12 months on an offering that may still be open — GPP Private Debt V RS LP (latest filing Jan 6, 2021)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 9, 2024 ↗Apogem Private Equity Fund X (Cayman), LP — PartnerFacts page ↗Form D/A · Feb 8, 2024 ↗Apogem Private Equity Fund X, LP — PartnerFacts page ↗
Sources
Worth asking · Nov 19, 2024 – Nov 17, 2025

Charles Cocuzza is no longer listed on the Nov 17, 2025 amendment — Apogem Private Equity Fund XI, LP

Charles Cocuzza appears on the Nov 19, 2024 Form D (executive officer) but not on the Nov 17, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Nov 19, 2024 ↗Form D/A · Nov 17, 2025 ↗Charles Cocuzza — PartnerFacts page ↗Apogem Private Equity Fund XI, LP — PartnerFacts page ↗
Sources
Worth asking · Dec 9, 2020 – Feb 9, 2022

Charles Cocuzza is no longer listed on the Feb 9, 2022 amendment — GoldPoint Partners Private Debt V, LP

Charles Cocuzza appears on the Dec 9, 2020 Form D/A (executive officer) but not on the Feb 9, 2022 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Dec 9, 2020 ↗Form D/A · Feb 9, 2022 ↗Charles Cocuzza — PartnerFacts page ↗GoldPoint Partners Private Debt V, LP — PartnerFacts page ↗
Sources
Note · Apr 8, 2021 – Jul 26, 2023

Minimum investment changed between filings — Apogem Co-Investment VII, LP

The Apr 8, 2021 filing lists a minimum of $0; the Jul 26, 2023 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 8, 2021 ↗Form D/A (later) · Jul 26, 2023 ↗Apogem Co-Investment VII, LP — PartnerFacts page ↗
Sources
Note · Dec 9, 2020 – Jun 28, 2023

Charles Cocuzza is written 2 different ways on the filings

listed as "Charles Cocuzza" on 7 filings (from Dec 9, 2020), and "Charles A. Cocuzza" on 2 filings (from Jun 28, 2023).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Dec 9, 2020 ↗Form D · Jun 28, 2023 ↗Charles Cocuzza — PartnerFacts page ↗
Sources
Note · Nov 19, 2024 – Nov 17, 2025

Address moved from New York, NY to Richmond, VA — Apogem Private Equity Fund XI, LP

The people listed on the Nov 19, 2024 filing give New York, NY; on the Nov 17, 2025 filing they give Richmond, VA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Nov 19, 2024 ↗Form D/A · Nov 17, 2025 ↗Apogem Private Equity Fund XI, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 8 offerings reports sales commissions totalling $27,500; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 19, 2024 D
Apogem Private Equity Fund XI, LP
File 021-529786
$0$0$0
Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement.
NY Life Distributors LLC BrokerCheck CRD 35350 ↗EDGAR ↗
Apr 9, 2024 D
Apogem Private Equity Fund X (Cayman), LP
File 021-510028
$0$0$0
Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement.
NY Life Distributors LLC BrokerCheck CRD 35350 ↗EDGAR ↗
Feb 8, 2024 D/A
Apogem Private Equity Fund X, LP
File 021-456033
$0$0$0
Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement.
NYLife Distributors LLC BrokerCheck CRD 35350 ↗EDGAR ↗
Jul 26, 2023 D/A
Apogem Co-Investment VII, LP
File 021-395144
$0$0$0NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗EDGAR ↗
Jun 28, 2023 D
Apogem Heritage Fund V LP
File 021-485408
$0$0$0 (est.)
The general partner is entitled to carried interest and management fees. The carried interest and management fees are fully disclosed in the Issuer's offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jun 28, 2023 D
Apogem Heritage Fund VI LP
File 021-485410
$0$0$0 (est.)
The general partner is entitled to carried interest and management fees. The carried interest and management fees are fully disclosed in the Issuer's offering materials.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Jan 6, 2021 D
GPP Private Debt V RS LP
File 021-385369
$27,500 (est.)$0$0Equus Financial Consulting LLC BrokerCheck CRD 131449 ↗EDGAR ↗
Dec 9, 2020 D/A
GoldPoint Partners Private Debt V, LP
File 021-355198
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Charles Cocuzza on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AP
Pooled Investment Fund · group: Goldpoint

Apogem Private Equity Fund XI, LP

New York, NY · Nov 19, 2024
  • Nov 19, 2024 · D · $115,000,000 sold of $550,000,000 · 3 investors · min. $1,000,000 · role: Executive Officer (Managing Director of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗

Raised $321.4M from 28 investors (58% of the $550M target) as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Pooled Investment Fund · group: Goldpoint

Apogem Private Equity Fund X (Cayman), LP

Grand Cayman, Cayman Islands (as filed: E9) · Apr 9, 2024
  • Apr 9, 2024 · D · $30,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Managing Director of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗

Raised $30M from 1 investor as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Pooled Investment Fund · group: Goldpoint

Apogem Private Equity Fund X, LP

New York, NY · Aug 16, 2022 → Feb 8, 2024 · 2 filings
  • Feb 8, 2024 · D/A · $382,500,000 sold of $500,000,000 · 18 investors · min. $1,000,000 · role: Executive Officer (Managing Director of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗
  • Aug 16, 2022 · D · $220,000,000 sold of $500,000,000 · 3 investors · min. $1,000,000 · role: Executive Officer (Authorized Signatory of the General Partner of the Issuer) EDGAR ↗

Raised $382.5M from 18 investors (77% of the $500M target) as of the latest filing. Charles is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Goldpoint

Apogem Co-Investment VII, LP

New York, NY · Jul 26, 2023
  • Jul 26, 2023 · D/A · $299,868,093 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (Managing Director of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗

Raised $299.9M from 12 investors as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AH
Pooled Investment Fund · group: Goldpoint

Apogem Heritage Fund VI LP

New York, NY · Jun 28, 2023
  • Jun 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AH
Pooled Investment Fund · group: Goldpoint

Apogem Heritage Fund V LP

New York, NY · Jun 28, 2023
  • Jun 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GP
Pooled Investment Fund · group: Goldpoint

GPP Private Debt V RS LP

New York, NY · Jan 6, 2021
  • Jan 6, 2021 · D · $40,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Executive Vice President of GoldPoint Partners Private Debt V GenPar GP, LLC, general partner of the issuer's general partner) EDGAR ↗

Raised $40M from 4 investors as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GP
Pooled Investment Fund · group: Goldpoint

GoldPoint Partners Private Debt V, LP

New York, NY · Dec 9, 2020
  • Dec 9, 2020 · D/A · $556,300,000 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer (Executive Vice President of GoldPoint Partners Private Debt V GenPar GP, LLC, general partner of the Issuer's general partner) EDGAR ↗

Raised $756.7M from 28 investors as of the latest filing. Charles is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Charles 21

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AC
Management entity

Apogem Capital LLC

Promoter · 3 shared filings (3 issuers) · also on 2 other issuers

Apogem Capital LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

VW
Management entity

Vijay W. Palkar

Executive Officer · 2 shared filings (2 issuers) · also on 20 other issuers

Vijay W. Palkar is on 22 issuers in total — a repeat sponsor. Their page lists every one.

VG
Management entity

Vijay GoldPoint Partners LLC

Promoter · 2 shared filings (2 issuers) · also on 7 other issuers

Vijay GoldPoint Partners LLC is on 9 issuers in total — a repeat sponsor. Their page lists every one.

AX
Management entity

APEF X GP, LLC

Director · 2 shared filings (2 issuers)

Listed on the same filings as Charles Cocuzza. Their page shows their other deals.

AX
Management entity

APEF XI GP, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Cocuzza. Their page shows their other deals.

AX
Management entity

APEF X GP, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles Cocuzza. Their page shows their other deals.

WA
Management entity

Woltz Apogem Capital LLC

Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Charles Cocuzza. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dorothy Kee Tilghman Rabb

Executive Officer · 4 shared filings (3 issuers) · also on 2 other issuers

Dorothy Kee Tilghman Rabb is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard W. Wiltshire, III

Executive Officer · 4 shared filings (3 issuers) · also on 3 other issuers

Richard W. Wiltshire, III is on 6 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Louise Woltz Smith

Executive Officer · 4 shared filings (3 issuers) · also on 2 other issuers

Louise Woltz Smith is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Grady

Executive Officer · 4 shared filings (4 issuers) · also on 12 other issuers

John Grady is on 16 issuers in total — a repeat sponsor. Their page lists every one.

SI
No photo found yet (own website and image search run after this page is viewed)
Person

Scott J. Iorio

Executive Officer · 2 shared filings (2 issuers) · also on 14 other issuers

Scott J. Iorio is on 16 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Haubenstricker

Executive Officer · 2 shared filings (2 issuers) · also on 24 other issuers

Thomas Haubenstricker is on 26 issuers in total — a repeat sponsor. Their page lists every one.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

James Barker V

Executive Officer · 2 shared filings (2 issuers) · also on 24 other issuers

James Barker V is on 26 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Binayak R. Mishra

Executive Officer · 2 shared filings (2 issuers) · also on 14 other issuers

Binayak R. Mishra is on 16 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert M. Barrack

Executive Officer · 2 shared filings (2 issuers) · also on 14 other issuers

Robert M. Barrack is on 16 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Partners Stringer

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Charles Cocuzza. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Stringer

Executive Officer · 2 shared filings (1 issuer) · also on 11 other issuers

Christopher Stringer is on 12 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Kho

Executive Officer · 2 shared filings (2 issuers) · also on 3 other issuers

Michael Kho is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Ciaverelli

Executive Officer · 1 shared filing (1 issuer) · also on 34 other issuers

Gregory Ciaverelli is on 35 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Stringer

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Christopher Stringer is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

G
Sponsor group

Goldpoint

94 issuers · 326 filings · $17.89B reported sold · 2010–2026

One team, 94 deal companies. Charles Cocuzza is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Charles Cocuzza.

Same business address

23 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 8 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Apogem Private Equity Fund XI, LP, Apogem Private Equity Fund X (Cayman), LP, Apogem Co-Investment VII, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Charles Cocuzza by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Charles Cocuzza is listed on: none on file. No website or social profile named in GoldPoint Partners Private Debt V, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #165,166 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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