Cesar Pera is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jun 2012 and Jun 2013: FORTUNA SILVER MINES INC (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2012–2013; 22 investors reported).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Jorge Ganoza (2 shared filings), Luis Ganoza (2 shared filings), Manuel Ruiz-Conejo (2 shared filings), Mario Szotlender (2 shared filings), Michael Iverson (2 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Cesar. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 9 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Cesar Pera and found 3 differences: Cesar Pera appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.