Cerity Cerity is listed as a promoter on 2 SEC Form D filings by 1 issuer between Oct 2021 and Oct 2022: RAVENSWOOD II LP (New York, NY — pooled investment fund — 2021–2022; $40.9M reported sold to 32 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Ravenswood (7 issuers, $386.8M reported sold, 2011–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Ravenswood has 7 companies on file and $386.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Cerity Cerity and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Address moved from Massapequa, NY to New York, NY; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.