Cathrin Petty is listed as an executive officer on 3 SEC Form D filings by 3 issuers in Jul 2018: Sphinx Part 3 (Paris, France (as filed: I0) — industry reported as "Other" — 2018; $328K reported sold to 11 investors), Sphinx Part 1 (Paris, France (as filed: I0) — industry reported as "Other" — 2018; $314K reported sold to 11 investors) and Sphinx Part 2 (Paris, France (as filed: I0) — industry reported as "Other" — 2018; $58K reported sold to 11 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer. Across those companies the filings report $701K sold in total.
All 3 issuers belong to the sponsor group Sphinx Part (3 issuers, $701K reported sold, 2018).
What this means A sponsor group is one team that sets up a new company for each deal. Sphinx Part has 3 companies on file and $701K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Cathrin Petty and found 3 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.