Catherine OliverSmith is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 1 issuer between Sep 2009 and Feb 2014: Urban Planet Media & Entertainment Corp. (Durham, NC — other technology — 2009–2014; $50K reported sold to 6 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brian OliverSmith (6 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Catherine. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Catherine OliverSmith and found 5 differences: Offering amount lowered between filings; 5 offerings have no amendment in the last 12 months and may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.