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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:02 AM ET

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CM
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CATHERINE MINOR

Named as an officer, director or promoter on SEC Form D filings · NJ, CA · Feb 26, 2019 → Feb 26, 2020

1deal (issuers)
$11.3Breported sold
234investors
3Form D filings
2019–2020years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:43 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

CATHERINE MINOR is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Feb 2018 and Feb 2020: PRISA LP (Newark, NJ — pooled investment fund — 2018–2020; $11.3B reported sold to 234 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside FRANK E. GARCIA (3 shared filings), James Glen (3 shared filings) and Joanna Mulford (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around CATHERINE. Each name links to their own page.

The issuer belongs to the sponsor group Prisa (8 issuers, $13.5B reported sold, 2013–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Prisa has 8 companies on file and $13.5B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for CATHERINE MINOR and found 3 differences, 1 worth asking the sponsor about: CATHERINE MINOR is no longer listed on the Feb 26, 2021 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for CATHERINE MINOR has not run yet — it is joining a line of 4,720 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:43 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched CATHERINE MINOR..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Catherine G. Minor closed
United States Bankruptcy Court, N.D. Ohio · No. 20-60801 · Filed May 5, 2020 · Closed Aug 28, 2020
Role of Catherine G. Minor: Debtor · Outcome: Case closed 2020-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in OH (not a filing state)
Ralph Minor and Catherine J Minor closed
United States Bankruptcy Court, E.D. Virginia · No. 13-13677 · Filed Aug 10, 2013 · Closed Dec 2, 2013
Role of Catherine J Minor: Debtor · Outcome: Case closed 2013-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in VA (not a filing state)
Catherine A. Minor closed
United States Bankruptcy Court, N.D. Alabama · No. 10-01834 · Filed Mar 22, 2010 · Closed Nov 18, 2011
Role of Catherine A. Minor: Debtor · Outcome: Case closed 2011-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in AL (not a filing state)
Catherine G Minor closed
United States Bankruptcy Court, N.D. Ohio · No. 07-60450 · Filed Feb 23, 2007 · Closed Jul 11, 2007
Role of Catherine G Minor: Debtor · Outcome: Case closed 2007-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in OH (not a filing state)
Catherine Minor closed
United States Bankruptcy Court, D. New Jersey · No. 05-28796 · Filed Jun 6, 2005 · Closed Jan 23, 2006
Role of Catherine Minor: Debtor · Outcome: Case closed 2006-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in the person's filing state (NJ)
Catherine A Minor closed
United States Bankruptcy Court, M.D. Florida · No. 8:04-bk-12141 · Filed Jun 15, 2004 · Closed Sep 17, 2004
Role of Catherine A Minor: Debtor · Outcome: Case closed 2004-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in FL (not a filing state)
Herman R Minor and Catherine K Minor closed
United States Bankruptcy Court, W.D. Virginia · No. 03-02520 · Filed Jun 17, 2003 · Closed Aug 28, 2007
Role of Catherine K Minor: Debtor · Outcome: Case closed 2007-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in VA (not a filing state)
Catherine S Minor closed
United States Bankruptcy Court, S.D. Ohio · No. 3:99-bk-32242 · Filed Apr 29, 1999 · Closed Dec 15, 1999
Role of Catherine S Minor: Debtor · Outcome: Case closed 1999-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in OH (not a filing state)
Catherine C. Minor closed
United States Bankruptcy Court, M.D. Georgia · No. 94-50153 · Filed Jan 18, 1994 · Closed May 20, 1994
Role of Catherine C. Minor: Debtor · Outcome: Case closed 1994-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for CATHERINE MINOR — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Feb 26, 2020 – Feb 26, 2021

CATHERINE MINOR is no longer listed on the Feb 26, 2021 amendment — PRISA LP

CATHERINE MINOR appears on the Feb 26, 2020 Form D/A (executive officer) but not on the Feb 26, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Mar 1, 2022 – Feb 27, 2023

Address moved from Madison, NJ to Newark, NJ — PRISA LP

The people listed on the Mar 1, 2022 filing give Madison, NJ; on the Feb 27, 2023 filing they give Newark, NJ. The address now on file (655 Broad Street, 14th Floor, Newark, NJ) is a registered-agent or shared-office address used by 11 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Feb 16, 2018 – Feb 26, 2020

CATHERINE MINOR is listed with 2 different address states: NJ, CA

NJ on 1 filing (Feb 16, 2018); CA on 2 filings (Feb 26, 2019 to Feb 26, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 26, 2020 D/A
PRISA LP
File 021-190284
$0 (est.)$0 (est.)$0 (est.)Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Catherine Minor on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Prisa

PRISA LP

Newark, NJ · Feb 16, 2018 → Feb 26, 2020 · 3 filings
  • Feb 26, 2020 · D/A · $6,682,639,055 sold of Indefinite · 150 investors · min. $500,000 · role: Executive Officer (Vice President, PRISA Assistant Portfolio Manager) EDGAR ↗
  • Feb 26, 2019 · D/A · $5,552,979,624 sold of Indefinite · 126 investors · min. $500,000 · role: Executive Officer (Vice President, PRISA Assistant Portfolio Manager) EDGAR ↗
  • Feb 16, 2018 · D/A · $3,844,992,571 sold of Indefinite · 126 investors · min. $500,000 · role: Executive Officer (Vice President, PRISA Assistant Portfolio Manager) EDGAR ↗

Raised $11.3B from 234 investors as of the latest filing. Catherine is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Catherine 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joanna Mulford

Executive Officer · 3 shared filings (1 issuer) · also on 7 other issuers

Joanna Mulford is on 8 issuers in total — a repeat sponsor. Their page lists every one.

FG
No photo found yet (own website and image search run after this page is viewed)
Person

FRANK E. GARCIA

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Catherine Minor. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

James Glen

Executive Officer · 3 shared filings (1 issuer) · also on 4 other issuers

James Glen is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Prisa

8 issuers · 30 filings · $13.5B reported sold · 2013–2026

One team, 8 deal companies. Catherine Minor is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name CATHERINE MINOR.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to CATHERINE MINOR by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Catherine Minor is listed on: none on file. No website or social profile named in PRISA LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #39,743 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newark, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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