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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:10 AM ET

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CG
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Carl Gupton

Named as an officer, director or promoter on SEC Form D filings · VA · Apr 19, 2022 → Sep 10, 2024

1deal (issuers)
$10.8Mreported sold
9investors
8Form D filings
2022–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:52 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Carl Gupton is listed as an executive officer on 8 SEC Form D filings by 1 issuer between Apr 2022 and Sep 2024: Greenswell Growers, Inc. (Manakin Sabot, VA — agriculture — 2022–2024; $10.8M reported sold to 9 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bradley L. Worsham (8 shared filings), Charles M. Metzgar (8 shared filings), John May (8 shared filings), Laura Bacon (8 shared filings), Robert D. Hinton (8 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Carl. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Carl Gupton and found 6 differences: Form D filed 16 days after the first sale; Form D filed 18 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Carl Gupton has not run yet — it is joining a line of 8,663 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 2 closed (disposition not in docket feed), 2 open, 1 dismissed

GUPTON v. Ajanta Pharma USA Inc. closed
District Court, S.D. Florida · No. 3:23-cv-10141 · Filed Feb 1, 2023 · Closed Feb 1, 2023
Role of GUPTON: Plaintiff · Outcome: Terminated 2023-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in FL (not a filing state)
GUPTON v. ASTRAZENECA PHARMACEUTICALS LP open
District Court, D. New Jersey · No. 2:20-cv-01140 · Filed Jan 31, 2020 · Nature of suit: 367 Health care / pharm
Role of GUPTON: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in NJ (not a filing state)
Gupton v. Sanofi US Services Inc. open
District Court, E.D. Louisiana · No. 2:18-cv-11640 · Filed Nov 28, 2018 · Nature of suit: 367 Health care / pharm
Role of Gupton: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in LA (not a filing state)
Gupton v. Navient Solutions, LLC dismissed
District Court, M.D. Florida · No. 8:17-cv-00628 · Filed Mar 16, 2017 · Closed Dec 28, 2017 · Nature of suit: 890 Other Statutory Actions · Cause: Restrictions on Use of Telephone Equipment
Role of Gupton: Plaintiff · Outcome: Terminated 2017-12-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in FL (not a filing state)
Gupton v. Big City Diner Pearlridge, LLC closed
District Court, D. Hawaii · No. 1:13-mc-00143 · Filed Aug 14, 2013 · Closed Aug 28, 2013
Role of Gupton: Plaintiff · Outcome: Terminated 2013-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in HI (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:52 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Carl Gupton..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Gupton v. Beneficial Financial I, Inc. closed
United States Bankruptcy Court, M.D. North Carolina · No. 15-09023 · Filed Jun 23, 2015 · Closed Oct 1, 2015
Role of Gupton: Plaintiff · Outcome: Case closed 2015-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in NC (not a filing state)
Gupton v. Ocwen Loan Servicing, LLC closed
United States Bankruptcy Court, N.D. Texas · No. 15-04033 · Filed May 7, 2015 · Closed Oct 18, 2017
Role of Gupton: Plaintiff · Outcome: Case closed 2017-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in TX (not a filing state)
Michael Omanuel Beach and Paige Gupton Beach closed
United States Bankruptcy Court, E.D. Virginia · No. 10-35282 · Filed Jul 30, 2010 · Closed Apr 17, 2013
Role of Michael Omanuel Beach and Paige Gupton Beach: Debtor · Outcome: Case closed 2013-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); different first name (paige); court in the person's filing state (VA)
FIA CARD SERVICES, N.A. v. GUPTON closed
United States Bankruptcy Court, D. Nevada · No. 09-01042 · Filed Feb 10, 2009 · Closed Apr 14, 2009
Role of GUPTON: Defendant · Outcome: Case closed 2009-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in NV (not a filing state)
US Bank v. Gupton closed
United States Bankruptcy Court, W.D. Missouri · No. 08-03021 · Filed May 23, 2008 · Closed Jan 27, 2010
Role of Gupton: Defendant · Outcome: Case closed 2010-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in MO (not a filing state)
Gupton v. Homecomings Financial closed
United States Bankruptcy Court, E.D. Virginia · No. 03-03328 · Filed Jun 26, 2003 · Closed Mar 24, 2005
Role of Gupton: Plaintiff · Outcome: Case closed 2005-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (VA)
Doninger Metal Products Corp. v. Hughes, Pittman & Gupton, LLP closed
United States Bankruptcy Court, E.D. North Carolina · No. 96-00070 · Filed Jul 31, 1996 · Closed Jul 14, 1997
Role of Hughes, Pittman & Gupton, LLP: Defendant · Outcome: Case closed 1997-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in NC (not a filing state)
Gupton v. Chrysler Credit Corp. closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:89-ap-04020 · Filed May 26, 1989 · Closed Sep 29, 1989
Role of Gupton: Plaintiff · Outcome: Case closed 1989-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in AR (not a filing state)
Carl Gupton closed
United States Bankruptcy Court, D. New Jersey · No. 88-02320 · Filed Apr 7, 1988 · Closed Mar 23, 1993
Role of Carl Gupton: Debtor · Outcome: Case closed 1993-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 50 federal dockets); first name matches; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:52 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Carl Gupton (compared 8 filings on Oct 24, 2026)

Note · Jun 29, 2022 – Jul 15, 2022

Form D filed 16 days after the first sale — Greenswell Growers, Inc.

The filing says the first sale was Jun 29, 2022. The Form D was filed Jul 15, 2022 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 15, 2022 ↗Greenswell Growers, Inc. — PartnerFacts page ↗
Sources
Note · Apr 29, 2022 – May 17, 2022

Form D filed 18 days after the first sale — Greenswell Growers, Inc.

The filing says the first sale was Apr 29, 2022. The Form D was filed May 17, 2022 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 17, 2022 ↗Greenswell Growers, Inc. — PartnerFacts page ↗
Sources
Note · May 24, 2022 – Apr 18, 2023

Offering amount changed between filings — Greenswell Growers, Inc.

The May 24, 2022 filing says $300,000 offered; the Apr 18, 2023 Form D/A says $550,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 24, 2022 ↗Form D/A (later) · Apr 18, 2023 ↗Greenswell Growers, Inc. — PartnerFacts page ↗
Sources
Note · Aug 26, 2024 – Sep 10, 2024

No amendment in the last 12 months on an offering that may still be open — Greenswell Growers, Inc. (latest filing Sep 10, 2024)

The latest filing for this offering is dated Sep 10, 2024 (first sale Aug 26, 2024). It reports $175,000 sold of $750,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 10, 2024 ↗Greenswell Growers, Inc. — PartnerFacts page ↗
Sources
Note · Dec 1, 2023 – Dec 8, 2023

No amendment in the last 12 months on an offering that may still be open — Greenswell Growers, Inc. (latest filing Dec 8, 2023)

The latest filing for this offering is dated Dec 8, 2023 (first sale Dec 1, 2023). It reports $486,310 sold of $500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 8, 2023 ↗Greenswell Growers, Inc. — PartnerFacts page ↗
Sources
Note · Apr 5, 2022 – Apr 19, 2022

No amendment in the last 12 months on an offering that may still be open — Greenswell Growers, Inc. (latest filing Apr 19, 2022)

The latest filing for this offering is dated Apr 19, 2022 (first sale Apr 5, 2022). It reports $250,000 sold of $1,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 19, 2022 ↗Greenswell Growers, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 7 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 10, 2024 D
Greenswell Growers, Inc.
File 021-523592
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 8, 2023 D
Greenswell Growers, Inc.
File 021-499121
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2023 D/A
Greenswell Growers, Inc.
File 021-446799
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 18, 2023 D
Greenswell Growers, Inc.
File 021-479273
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 15, 2022 D
Greenswell Growers, Inc.
File 021-452554
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 17, 2022 D
Greenswell Growers, Inc.
File 021-445960
$0$0$0None listed on this filingEDGAR ↗
Apr 19, 2022 D
Greenswell Growers, Inc.
File 021-442413
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Carl Gupton on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GG
Agriculture

Greenswell Growers, Inc.

Manakin Sabot, VA · Apr 19, 2022 → Sep 10, 2024 · 8 filings
  • Sep 10, 2024 · D · $175,000 sold of $750,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 8, 2023 · D · $486,310 sold of $500,000 · 7 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 18, 2023 · D · $6,365,040 sold of $6,365,040 · 9 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 18, 2023 · D/A · $550,000 sold of $550,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 15, 2022 · D · $300,000 sold of $300,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 24, 2022 · D · $300,000 sold of $300,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 17, 2022 · D · $1,380,507 sold of $1,380,507 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 19, 2022 · D · $250,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $10.8M from 9 investors (100% of the $750K target) as of the latest filing. Carl is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Agriculture / 506(b) (448 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Carl 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Charles M. Metzgar

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as Carl Gupton. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas E. Pruitt

Director · 8 shared filings (1 issuer)

Listed on the same filings as Carl Gupton. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley L. Worsham

Director, Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Carl Gupton. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Bacon

Director · 8 shared filings (1 issuer)

Listed on the same filings as Carl Gupton. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John May

Director, Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Carl Gupton. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert D. Hinton

Director · 8 shared filings (1 issuer)

Listed on the same filings as Carl Gupton. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Aronson

Director · 3 shared filings (1 issuer)

Listed on the same filings as Carl Gupton. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Carl Gupton by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Carl Gupton is listed on: none on file. No website or social profile named in Greenswell Growers, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #91,307 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Manakin Sabot, VA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Virginia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Virginia Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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