PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:09 AM ET

Sponsor Check › Person

CS
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Caleb Stroup

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Jul 29, 2020 → Sep 2, 2025

2deals (issuers)
$683Kreported sold
16investors
11Form D filings
2020–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:47 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Caleb Stroup is listed as an executive officer and director on 11 SEC Form D filings by 2 issuers between Jul 2020 and Sep 2025: Headwater Gold Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2020–2025; $485K reported sold to 10 investors) and RED CANYON RESOURCES LTD. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2023–2024; $198K reported sold to 6 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $683K sold in total.

Listed alongside ALISTAIR WADDELL (11 shared filings), SANDRA WONG (11 shared filings), WENDELL ZERB (10 shared filings), TERO KOSONEN (6 shared filings), Cecil R. Bond (5 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Caleb. Each name links to their own page.

All 2 issuers belong to the sponsor group Headwater (3 issuers, $664K reported sold, 2020–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Headwater has 3 companies on file and $664K reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 11 public filings for Caleb Stroup and found 1 difference, 1 worth asking the sponsor about: 8 Form Ds were filed more than 15 days after the first sale.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Caleb Stroup has not run yet — it is joining a line of 8,103 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:47 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Caleb Stroup..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:47 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Caleb Stroup — 1 worth asking about (compared 11 filings on Oct 24, 2026)

Worth asking · Feb 11, 2019 – Jul 5, 2024

8 Form Ds were filed more than 15 days after the first sale

Form D filed 68 days after the first sale — RED CANYON RESOURCES LTD. · Form D filed 509 days after the first sale — RED CANYON RESOURCES LTD. · Form D filed 789 days after the first sale — RED CANYON RESOURCES LTD. · Form D filed 159 days after the first sale — Headwater Gold Inc. · Form D filed 534 days after the first sale — Headwater Gold Inc. · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 11 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 2, 2025 D
Headwater Gold Inc.
File 021-556389
$0$0$0None listed on this filingEDGAR ↗
Jul 5, 2024 D
RED CANYON RESOURCES LTD.
File 021-517851
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2023 D
RED CANYON RESOURCES LTD.
File 021-483574
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2023 D
RED CANYON RESOURCES LTD.
File 021-483575
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2023 D
RED CANYON RESOURCES LTD.
File 021-483577
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2023 D
RED CANYON RESOURCES LTD.
File 021-483578
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2023 D
Headwater Gold Inc.
File 021-473844
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2021 D
Headwater Gold Inc.
File 021-392027
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2021 D
Headwater Gold Inc.
File 021-391657
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2020 D
Headwater Gold Inc.
File 021-377683
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2020 D
Headwater Gold Inc.
File 021-372065
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Caleb Stroup on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other · group: Headwater

Headwater Gold Inc.

Vancouver, British Columbia, Canada (as filed: A1) · Jul 29, 2020 → Sep 2, 2025 · 6 filings
  • Sep 2, 2025 · D · $443,469 sold of $443,469 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 21, 2023 · D · $484,660 sold of $484,660 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 12, 2021 · D · $118,640 sold of $118,640 · 4 investors · min. No minimum reported · role: Executive Officer, Director (President) EDGAR ↗
  • Mar 9, 2021 · D · $33,100 sold of $33,100 · 4 investors · min. No minimum reported · role: Executive Officer, Director (President) EDGAR ↗
  • Oct 13, 2020 · D · $8,223 sold of $8,223 · 1 investors · min. No minimum reported · role: Executive Officer, Director (President) EDGAR ↗
  • Jul 29, 2020 · D · $103,621 sold of $103,621 · 6 investors · min. No minimum reported · role: Executive Officer, Director (President) EDGAR ↗

Raised $485K from 10 investors (100% of the $443K target) as of the latest filing. Caleb is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Headwater

RED CANYON RESOURCES LTD.

Vancouver, British Columbia, Canada (as filed: A1) · Jun 7, 2023 → Jul 5, 2024 · 5 filings
  • Jul 5, 2024 · D · $198,263 sold of $198,263 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 7, 2023 · D · $193,802 sold of $193,802 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 7, 2023 · D · $122,731 sold of $122,731 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 7, 2023 · D · $51,014 sold of $51,014 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 7, 2023 · D · $23,916 sold of $23,916 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $198K from 6 investors (100% of the $198K target) as of the latest filing. Caleb is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Caleb 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SW
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Person

SANDRA WONG

Executive Officer · 11 shared filings (2 issuers) · also on 5 other issuers

SANDRA WONG is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AW
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Person

ALISTAIR WADDELL

Executive Officer, Director · 11 shared filings (2 issuers) · also on 5 other issuers

ALISTAIR WADDELL is on 7 issuers in total — a repeat sponsor. Their page lists every one.

WZ
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Person

WENDELL ZERB

Director, Executive Officer · 10 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Caleb Stroup. Their page shows their other deals.

TK
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Person

TERO KOSONEN

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Caleb Stroup. Their page shows their other deals.

CB
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Person

Cecil R. Bond

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Caleb Stroup. Their page shows their other deals.

LR
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Person

Lauren Roberts

Director · 5 shared filings (1 issuer)

Listed on the same filings as Caleb Stroup. Their page shows their other deals.

GC
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Person

GRAEME CURRIE

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Caleb Stroup. Their page shows their other deals.

JH
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Person

Jerry Huang

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Caleb Stroup. Their page shows their other deals.

FM
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Person

Fraser MacCorquodale

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Caleb Stroup. Their page shows their other deals.

PY
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Person

PHILLIP YEE

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Caleb Stroup. Their page shows their other deals.

The team behind the deals

Sponsor group

Headwater

3 issuers · 17 filings · $664K reported sold · 2020–2025

One team, 3 deal companies. Caleb Stroup is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Caleb Stroup.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Caleb Stroup by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Caleb Stroup is listed on: none on file. No website or social profile named in Headwater Gold Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #62,376 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Business registries

Change history

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