Byron Dunn is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Apr 2009 and Jul 2018: Independence Contract Drilling, Inc. (Houston, TX — industry reported as "Other" — 2012–2018; $154.9M reported sold to 30 investors) and PARTICLE DRILLING TECHNOLOGIES INC/NV (Houston, TX — oil and gas — 2009; $82K reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $155M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Byron Dunn and found 3 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Sprott Private Wealth GP Inc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.