PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:52 AM ET

Sponsor Check › Person

BRUNO MARUZZO

Related person on Form D filings · address states/countries as listed: Ontario, Canada (as filed: A6), MA · listed May 11, 2011 → Mar 18, 2022

4issuers
22Form D filings
2011–2022years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:59 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:59 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:59 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

3 of 17 offerings report sales commissions totalling $674,362; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Mar 18, 2022 D
File 021-437947
$243,761$0$0GLOBAL ALLIANCE SECURITIES LLC BrokerCheck CRD 167164 ↗
EDGAR ↗Jan 25, 2022 D
File 021-430691
$0$0$0None listed on this filing
EDGAR ↗Aug 8, 2018 D
File 021-318728
$0$0$0None listed on this filing
EDGAR ↗Aug 8, 2018 D
File 021-318729
$0$0$0None listed on this filing
EDGAR ↗Oct 13, 2017 D
File 021-296620
$0$0$0None listed on this filing
EDGAR ↗May 24, 2017 D/A
File 021-216835
$0$0$0None listed on this filing
EDGAR ↗May 10, 2017 D
File 021-286391
$426,940$0$0None listed on this filing
EDGAR ↗May 27, 2016 D
File 021-263978
$0$0$0None listed on this filing
EDGAR ↗May 27, 2016 D
File 021-263981
$0$0$0None listed on this filing
EDGAR ↗May 27, 2016 D
File 021-263983
$0$0$0None listed on this filing
EDGAR ↗Aug 18, 2015 D
File 021-246004
$0$0$0None listed on this filing
EDGAR ↗Jun 24, 2015 D
File 021-242377
$0$0$0None listed on this filing
EDGAR ↗Nov 19, 2014 D
File 021-228655
$0$0$0None listed on this filing
EDGAR ↗Sep 25, 2014 D/A
File 021-202337
$3,661$0$0MOODY CAPITAL SOLUTIONS, INC. BrokerCheck CRD 15989 ↗
EDGAR ↗Sep 25, 2014 D/A
File 021-202496
$0$0$0None listed on this filing
EDGAR ↗May 31, 2012 D
File 021-179028
$0$0$0 (est.)
To be used for general working capital purposes, including compensation to executive officers.
None listed on this filing
EDGAR ↗May 11, 2011 D
File 021-159578
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Sintana Energy Inc.DirectorMar 18, 2022D$9,286,141
similar: $500,000–$7,000,000
$3,482,3037
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Sintana Energy Inc.DirectorJan 25, 2022D$600,000
similar: $500,000–$7,000,000
$600,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Sintana Energy Inc.DirectorAug 8, 2018D$933,730
similar: $500,000–$7,000,000
$496,6651
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Sintana Energy Inc.DirectorAug 8, 2018D$19,035
similar: $500,000–$7,000,000
$19,0351
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Hamilton Thorne Ltd.DirectorOct 13, 2017D$150,000
similar: $2,000,000–$19,999,994
$150,0001
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Cotinga Pharmaceuticals Inc.DirectorMay 24, 2017D/A$570,000
similar: $2,000,000–$19,999,994
$02
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Hamilton Thorne Ltd.DirectorMay 10, 2017D$9,153,485
similar: $2,000,000–$19,999,994
$9,153,48521
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Cotinga Pharmaceuticals Inc.DirectorJun 10, 2016D/A$570,000
similar: $2,000,000–$19,999,994
$02
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Cotinga Pharmaceuticals Inc.DirectorMay 27, 2016D$17,415
similar: $2,000,000–$19,999,994
$01
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Cotinga Pharmaceuticals Inc.DirectorMay 27, 2016D$1,800,527
similar: $2,000,000–$19,999,994
$1,100,0001
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Cotinga Pharmaceuticals Inc.DirectorMay 27, 2016D$29,085
similar: $2,000,000–$19,999,994
$03
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Cotinga Pharmaceuticals Inc.DirectorAug 18, 2015D$23,453
similar: $2,000,000–$19,999,994
$13,7961
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Hamilton Thorne Ltd.DirectorJun 24, 2015D$1,227,633
similar: $2,000,000–$19,999,994
$1,227,63317
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Cotinga Pharmaceuticals Inc.DirectorMay 8, 2015D/A$570,000
similar: $2,000,000–$19,999,994
$02
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Hamilton Thorne Ltd.DirectorNov 19, 2014D$660,659
similar: $2,000,000–$19,999,994
$660,65916
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Cotinga Pharmaceuticals Inc.DirectorSep 25, 2014D/A$6,101
similar: $2,000,000–$19,999,994
$01
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Cotinga Pharmaceuticals Inc.DirectorSep 25, 2014D/A$144,900
similar: $2,000,000–$19,999,994
$45,7581
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Cotinga Pharmaceuticals Inc.DirectorMay 6, 2014D$570,000
similar: $2,000,000–$19,999,994
$285,0002
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Cotinga Pharmaceuticals Inc.DirectorSep 9, 2013D$6,101$01No minimum reported
EDGAR ↗Cotinga Pharmaceuticals Inc.DirectorSep 4, 2013D$144,900$45,7581No minimum reported
EDGAR ↗Hamilton Thorne Ltd.DirectorMay 31, 2012D$750,000$349,8956No minimum reported
EDGAR ↗Drift Lake Resources Inc.DirectorMay 11, 2011D$33,782,334$18,336,9996No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 29 names on the same filings (0 management entities, 29 people)

People and management entities the issuers listed as related persons on the same Form D filings as BRUNO MARUZZO. Source: the EDGAR rows in the table above.

  • JOHN C DRAKE — 12 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • GENE KELLY — 12 shared filings (1 issuer) · role as listed: Executive Officer
  • DOUGLAS S ALEXANDER — 12 shared filings (1 issuer) · role as listed: Director
  • WAYNE R DANTER — 11 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • DAVID SANDERSON — 10 shared filings (1 issuer) · role as listed: Director
  • Dean Gendron — 9 shared filings (2 issuers) · role as listed: Director
  • ALISON D SILVA — 6 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Carmelo Marrelli — 5 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 17 other issuers
  • Robert J. Potter — 5 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Daniel Thorne — 5 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • David Wolf — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Diarmaid H. Douglas-Hamilton — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Meg Spencer — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • David Cherry — 5 shared filings (2 issuers) · role as listed: Executive Officer
  • Keith Spickelmier — 5 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • JOHN YOO — 5 shared filings (1 issuer) · role as listed: Director
  • Michael Bruns — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Sean Austin — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Doug Manner — 3 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • David Sable — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • THOMAS WELLNER — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • MURRAY WALLACE — 2 shared filings (1 issuer) · role as listed: Director
  • BRENT NORTON — 2 shared filings (1 issuer) · role as listed: Director
  • KATHLEEN FERGUSON — 2 shared filings (1 issuer) · role as listed: Director
  • Bruce Linton — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Douglas Manner — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Robert Bose — 2 shared filings (1 issuer) · role as listed: Director
  • Lee Pettigrew — 1 shared filing (1 issuer) · role as listed: Director
  • BHARATT CHOWRIRA — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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