Bruce Harney is listed as a promoter on 1 SEC Form D filing by 1 issuer in Oct 2013: Perpetua Investment Grade CMBS Fund, LLC (Charlotte, NC — pooled investment fund — 2013; $1.71M reported sold to 24 investors).
What this means One deal on file with the SEC, filed Oct 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Dennis Bunker (1 shared filing), Dennis Logsdon (1 shared filing), Frank McCollum (1 shared filing), Jack Harney (1 shared filing), Justin Starnes (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Bruce. Each name links to their own page.
The issuer belongs to the sponsor group Hh Perpetua (2 issuers, $5.4M reported sold, 2009–2013).
What this means A sponsor group is one team that sets up a new company for each deal. Hh Perpetua has 2 companies on file and $5.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Bruce Harney and found 1 difference, 1 worth asking the sponsor about: Form D filed 1,427 days after the first sale.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.