Bruce Wiggins is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 2 issuers between Apr 2009 and May 2016: NORIBACHI GROUP LLC (Albuquerque, NM — other technology — 2009–2011; $500K reported sold to 3 investors) and Noribachi Corp (Harbor City, CA — other technology — 2011–2016; $100K reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 7 years. Across those companies the filings report $600K sold in total.
Listed alongside Farzad Dibachi (8 shared filings), Rhonda Dibachi (8 shared filings), Ravi Chiruvolu (3 shared filings), Joe Gillach (2 shared filings), Joseph P Gillach (2 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Bruce. Each name links to their own page.
All 2 issuers belong to the sponsor group Noribachi (2 issuers, $0 reported sold, 2009–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Noribachi has 2 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Bruce Wiggins and found 16 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Paid seller listed without a CRD number: HCAP Partners, LLC; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.