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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:51 AM ET

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Brook Smith

Named as an officer, director or promoter on SEC Form D filings · TX · Mar 10, 2015 → Mar 9, 2020

17deals (issuers)
$210.4Mreported sold
148investors
36Form D filings
2015–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brook Smith is listed as an executive officer and director on 36 SEC Form D filings by 17 issuers between Mar 2015 and Mar 2020. Largest by amount reported sold: SIMR Parent, LLC (Southlake, TX — industry reported as "Other" — 2018–2019; $44.8M reported sold to 8 investors), PL Parent, LLC (Fort Worth, TX — industry reported as "Other" — 2015; $40M reported sold to 7 investors), Ancor Pledge Fund VII, LLC (Southlake, TX — industry reported as "Other" — 2015–2019; $25.9M reported sold to 16 investors), LSC Parent, LLC (Southlake, TX — industry reported as "Other" — 2019; $20.5M reported sold to 8 investors), AT Parent, LLC (Southlake, TX — industry reported as "Other" — 2015–2019; $15M reported sold to 6 investors) and 12 more (all listed below).

What this means That is a lot of deals — 17 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $210.4M sold in total.

Listed alongside Timothy J. McKibben (35 shared filings), J. Randall Keene (26 shared filings), Raymond H. Kingsbury (19 shared filings), Austin Henderson (12 shared filings), Bryan Dickenson (10 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brook. Each name links to their own page.

All 17 issuers belong to the sponsor group Ancor Pledge (17 issuers, $97.3M reported sold, 2015–2020).

What this means A sponsor group is one team that sets up a new company for each deal. Ancor Pledge has 17 companies on file and $97.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 7 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 36 public filings for Brook Smith and found 6 differences: 8 Form Ds were filed more than 15 days after the first sale; Brook Smith is written 2 different ways on the filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brook Smith has not run yet — it is joining a line of 28,430 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brook Smith..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

BROOK E SMITH closed
United States Bankruptcy Court, D. Montana · No. 16-61049 · Filed Oct 26, 2016 · Closed Jan 23, 2017
Role of BROOK E SMITH: Debtor · Outcome: Case closed 2017-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in MT (not a filing state)
Brook M. Smith closed
United States Bankruptcy Court, D. Massachusetts · No. 11-41131 · Filed Mar 25, 2011 · Closed Jul 5, 2011
Role of Brook M. Smith: Debtor · Outcome: Case closed 2011-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Brook L. Smith and Rebecca L. Smith closed
United States Bankruptcy Court, S.D. Iowa · No. 06-00002 · Filed Jan 2, 2006 · Closed Nov 20, 2006
Role of Brook L. Smith and Rebecca L. Smith: Debtor · Outcome: Case closed 2006-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in IA (not a filing state)
Edward S. Kildow and Brook E. Smith closed
United States Bankruptcy Court, D. Idaho · No. 05-04833 · Filed Oct 13, 2005 · Closed Dec 12, 2006
Role of Edward S. Kildow and Brook E. Smith: Debtor · Outcome: Case closed 2006-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in ID (not a filing state)
Brook N. Smith closed
United States Bankruptcy Court, E.D. Virginia · No. 05-34553 · Filed May 16, 2005 · Closed Aug 29, 2005
Role of Brook N. Smith: Debtor · Outcome: Case closed 2005-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in VA (not a filing state)
Brook H. Smith closed
United States Bankruptcy Court, D. Maryland · No. 03-66407 · Filed Nov 21, 2003 · Closed Mar 19, 2004
Role of Brook H. Smith: Debtor · Outcome: Case closed 2004-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)
Brook D. Smith closed
United States Bankruptcy Court, M.D. Florida · No. 2:03-bk-01764 · Filed Jan 29, 2003 · Closed Jan 8, 2004
Role of Brook D. Smith: Debtor · Outcome: Case closed 2004-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Brook Smith (compared 36 filings on Oct 24, 2026)

Note · Jan 31, 2017 – Sep 9, 2019

8 Form Ds were filed more than 15 days after the first sale

Form D filed 17 days after the first sale — CIP Pledge Fund Investors, LLC · Form D filed 17 days after the first sale — CIP Equity Investment Partners, LLC · Form D filed 17 days after the first sale — Ancor Pledge Fund XIII, LLC · Form D filed 17 days after the first sale — Ancor/SIMR Holdings, LLC · Form D filed 17 days after the first sale — SIMR Parent, LLC · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Sep 9, 2019 ↗CIP Pledge Fund Investors, LLC — PartnerFacts page ↗Form D · Sep 9, 2019 ↗CIP Equity Investment Partners, LLC — PartnerFacts page ↗
Sources
Note · Mar 10, 2015 – Nov 12, 2015

Brook Smith is written 2 different ways on the filings

listed as "Brook Smith" on 25 filings (from Mar 10, 2015), and "Brook M. Smith" on 11 filings (from Nov 12, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Mar 10, 2015 ↗Form D · Nov 12, 2015 ↗Brook Smith — PartnerFacts page ↗
Sources
Note · Jun 17, 2025

Same name, different state: "Brook Smith" (IN) is a separate record

This page covers filings where the address state is TX. A separate record, "Brook Smith" with address state IN, is listed on 1 filing — most recently by Milly Books, Inc. (Jun 17, 2025). The two records do not overlap in time: this page runs Mar 10, 2015 to Mar 9, 2020; the other has one filing dated Jun 17, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brook Smith (IN) — PartnerFacts page ↗Form D · Jun 17, 2025 ↗Milly Books, Inc. — PartnerFacts page ↗Brook Smith (TX) — this page ↗
Sources
Note · Sep 25, 2023

Same name, different state: "Brook Smith" (KY) is a separate record

This page covers filings where the address state is TX. A separate record, "Brook Smith" with address state KY, is listed on 1 filing — most recently by GoodMaps Inc. (Sep 25, 2023). The two records do not overlap in time: this page runs Mar 10, 2015 to Mar 9, 2020; the other has one filing dated Sep 25, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brook Smith (KY) — PartnerFacts page ↗Form D · Sep 25, 2023 ↗GoodMaps Inc. — PartnerFacts page ↗Brook Smith (TX) — this page ↗
Sources
Note · Jun 12, 2015 – Feb 1, 2018

Same name, different state: "Brook T. Smith" (KY) is a separate record

This page covers filings where the address state is TX. A separate record, "Brook T. Smith" with address state KY, is listed on 5 filings — most recently by MakeTime Inc. (Feb 1, 2018). Both records have filings in the same period (Jun 12, 2015 to Feb 1, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brook T. Smith (KY) — PartnerFacts page ↗Form D · Feb 1, 2018 ↗MakeTime Inc. — PartnerFacts page ↗Brook Smith (TX) — this page ↗
Sources
Note · Mar 10, 2015 – Jan 3, 2019

4 address changes between filings

Address moved from Southlake, TX to Minneapolis, MN — AT Parent, LLC · Address moved from Fort Worth, TX to Southlake, TX — AT Parent, LLC · Address moved from Fort Worth, TX to Southlake, TX — Ancor Pledge Fund VIII, LLC · Address moved from Fort Worth, TX to Southlake, TX — Ancor Pledge Fund VII, LLC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Oct 9, 2018 ↗Form D · Jan 3, 2019 ↗AT Parent, LLC — PartnerFacts page ↗Form D · Sep 18, 2015 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 36 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 9, 2020 D
Ancor Pledge Fund X, LLC
File 021-362292
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2020 D
Ancor Pledge Fund VIII, LLC
File 021-359714
$0$0$0None listed on this filingEDGAR ↗
Dec 31, 2019 D
SIMR Parent, LLC
File 021-356801
$0$0$0None listed on this filingEDGAR ↗
Dec 31, 2019 D
Ancor/SIMR Holdings, LLC
File 021-356791
$0$0$0None listed on this filingEDGAR ↗
Dec 31, 2019 D
Ancor Pledge Fund XIII, LLC
File 021-356787
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2019 D
Ancor Pledge Fund VII, LLC
File 021-349104
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2019 D
CIP Equity Investment Partners, LLC
File 021-348240
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2019 D
CIP Pledge Fund Investors, LLC
File 021-348269
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2019 D
CIP Equity Investments, LLC
File 021-348232
$0$0$0None listed on this filingEDGAR ↗
Aug 2, 2019 D
Ancor Pledge Fund VIII, LLC
File 021-345655
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2019 D
LSC Parent, LLC
File 021-341962
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2019 D
Ancor Pledge Fund XIV, LLC
File 021-342012
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2019 D
Ancor Pledge Fund X, LLC
File 021-337114
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2019 D
Ancor Pledge Fund VIII, LLC
File 021-332488
$0$0$0None listed on this filingEDGAR ↗
Feb 8, 2019 D
AT Parent, LLC
File 021-332429
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2019 D
AT Parent, LLC
File 021-329485
$0$0$0None listed on this filingEDGAR ↗
Dec 12, 2018 D
Ancor Pledge Fund VII, LLC
File 021-327670
$0$0$0None listed on this filingEDGAR ↗
Nov 7, 2018 D
Ancor Pledge Fund XI, LLC
File 021-325229
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2018 D
Ancor Pledge Fund VIII, LLC
File 021-323040
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2018 D
AT Parent, LLC
File 021-323042
$0$0$0None listed on this filingEDGAR ↗
Sep 24, 2018 D
SIMR Parent, LLC
File 021-322024
$0$0$0None listed on this filingEDGAR ↗
Sep 24, 2018 D
Ancor/SIMR Holdings, LLC
File 021-322017
$0$0$0None listed on this filingEDGAR ↗
Sep 24, 2018 D
Ancor Pledge Fund XIII, LLC
File 021-322033
$0$0$0None listed on this filingEDGAR ↗
Jul 11, 2018 D
Ancor Pledge Fund VII, LLC
File 021-316466
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2018 D
Ancor Pledge Fund VII, LLC
File 021-310706
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2018 D
Ancor Pledge Fund VIII, LLC
File 021-310728
$0$0$0None listed on this filingEDGAR ↗
Nov 8, 2017 D
Ancor Pledge Fund VII, LLC
File 021-298292
$0$0$0None listed on this filingEDGAR ↗
Jul 18, 2017 D
Ancor Pledge Fund XII, LLC
File 021-290991
$0$0$0None listed on this filingEDGAR ↗
May 30, 2017 D
Ancor Pledge Fund XI, LLC
File 021-287676
$0$0$0None listed on this filingEDGAR ↗
Feb 17, 2017 D
Ancor Pledge Fund X, LLC
File 021-280980
$0$0$0None no CRD number reportedEDGAR ↗
Nov 12, 2015 D
Ancor Pledge Fund VI, LLC
File 021-251066
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2015 D
TS Parent, LLC
File 021-251069
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2015 D
Ancor Pledge Fund VIII, LLC
File 021-247894
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2015 D
AT Parent, LLC
File 021-247852
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2015 D
Ancor Pledge Fund VII, LLC
File 021-235499
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2015 D
PL Parent, LLC
File 021-235501
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 17

Every issuer that named Brook Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AP
Other · group: Ancor Pledge

Ancor Pledge Fund X, LLC

Southlake, TX · Feb 17, 2017 → Mar 9, 2020 · 3 filings
  • Mar 9, 2020 · D · $1,050,000 sold of $1,050,000 · 7 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗
  • Apr 11, 2019 · D · $250,000 sold of $250,000 · 7 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗
  • Feb 17, 2017 · D · $2,500,000 sold of $2,500,000 · 7 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗

Raised $2.5M from 7 investors (100% of the $1.05M target) as of the latest filing. Brook is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Other · group: Ancor Pledge

Ancor Pledge Fund VIII, LLC

Southlake, TX · Sep 18, 2015 → Feb 4, 2020 · 6 filings
  • Feb 4, 2020 · D · $310,000 sold of $310,000 · 7 investors · min. No minimum reported · role: Executive Officer (Vice President and Secretary) EDGAR ↗
  • Aug 2, 2019 · D · $1,016,316 sold of $1,016,316 · 7 investors · min. No minimum reported · role: Executive Officer (Vice President and Secretary) EDGAR ↗
  • Feb 8, 2019 · D · $614,025 sold of $614,025 · 10 investors · min. No minimum reported · role: Executive Officer (Vice President and Secretary) EDGAR ↗
  • Oct 9, 2018 · D · $1,000,000 sold of $1,000,000 · 12 investors · min. No minimum reported · role: Executive Officer (Vice President and Secretary) EDGAR ↗
  • Apr 20, 2018 · D · $1,283,333 sold of $1,283,333 · 12 investors · min. No minimum reported · role: Executive Officer (Vice President and Secretary) EDGAR ↗
  • Sep 18, 2015 · D · $5,500,000 sold of $5,500,000 · 11 investors · min. No minimum reported · role: Executive Officer (Vice President and Secretary) EDGAR ↗

Raised $5.5M from 12 investors (100% of the $310K target) as of the latest filing. Brook is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Other · group: Ancor Pledge

SIMR Parent, LLC

Southlake, TX · Sep 24, 2018 → Dec 31, 2019 · 2 filings
  • Dec 31, 2019 · D · $2,665,178 sold of $2,665,178 · 7 investors · min. No minimum reported · role: Executive Officer (Vice President and Secretary) EDGAR ↗
  • Sep 24, 2018 · D · $44,800,000 sold of $44,800,000 · 8 investors · min. No minimum reported · role: Executive Officer (Vice President and Secretary) EDGAR ↗

Raised $44.8M from 8 investors (100% of the $2.67M target) as of the latest filing. Brook is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Other · group: Ancor Pledge

Ancor/SIMR Holdings, LLC

Southlake, TX · Sep 24, 2018 → Dec 31, 2019 · 2 filings
  • Dec 31, 2019 · D · $589,285 sold of $589,285 · 2 investors · min. No minimum reported · role: Executive Officer (Vice President and Secretary) EDGAR ↗
  • Sep 24, 2018 · D · $8,800,000 sold of $8,800,000 · 2 investors · min. No minimum reported · role: Executive Officer (Vice President and Secretary) EDGAR ↗

Raised $8.8M from 2 investors (100% of the $589K target) as of the latest filing. Brook is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Other · group: Ancor Pledge

Ancor Pledge Fund XIII, LLC

Southlake, TX · Sep 24, 2018 → Dec 31, 2019 · 2 filings
  • Dec 31, 2019 · D · $468,750 sold of $468,750 · 11 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗
  • Sep 24, 2018 · D · $12,000,000 sold of $12,000,000 · 12 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗

Raised $12M from 12 investors (100% of the $469K target) as of the latest filing. Brook is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Other · group: Ancor Pledge

Ancor Pledge Fund VII, LLC

Southlake, TX · Mar 10, 2015 → Sep 18, 2019 · 6 filings
  • Sep 18, 2019 · D · $308,608 sold of $308,608 · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 12, 2018 · D · $2,107,625 sold of $2,107,625 · 16 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗
  • Jul 11, 2018 · D · $1,000,000 sold of $1,000,000 · 6 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗
  • Apr 20, 2018 · D · $2,000,000 sold of $2,000,000 · 10 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗
  • Nov 8, 2017 · D · $4,863,750 sold of $4,863,750 · 12 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗
  • Mar 10, 2015 · D · $25,940,000 sold of $25,940,000 · 13 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗

Raised $25.9M from 16 investors (100% of the $309K target) as of the latest filing. Brook is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Other · group: Ancor Pledge

CIP Pledge Fund Investors, LLC

Southlake, TX · Sep 9, 2019
  • Sep 9, 2019 · D · $4,850,000 sold of $4,850,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $4.85M from 4 investors (100% of the $4.85M target) as of the latest filing. Brook is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Other · group: Ancor Pledge

CIP Equity Investment Partners, LLC

Southlake, TX · Sep 9, 2019
  • Sep 9, 2019 · D · $5,150,000 sold of $5,150,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $5.15M from 2 investors (100% of the $5.15M target) as of the latest filing. Brook is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Other · group: Ancor Pledge

CIP Equity Investments, LLC

Southlake, TX · Sep 6, 2019
  • Sep 6, 2019 · D · $1,300,000 sold of $1,300,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $1.3M from 5 investors (100% of the $1.3M target) as of the latest filing. Brook is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Other · group: Ancor Pledge

Ancor Pledge Fund XIV, LLC

Southlake, TX · Jun 14, 2019
  • Jun 14, 2019 · D · $2,520,000 sold of $2,520,000 · 10 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗

Raised $2.52M from 10 investors (100% of the $2.52M target) as of the latest filing. Brook is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LP
Other · group: Ancor Pledge

LSC Parent, LLC

Southlake, TX · Jun 14, 2019
  • Jun 14, 2019 · D · $20,520,000 sold of $20,520,000 · 8 investors · min. No minimum reported · role: Executive Officer (Vice President and Secretary) EDGAR ↗

Raised $20.5M from 8 investors (100% of the $20.5M target) as of the latest filing. Brook is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Other · group: Ancor Pledge

AT Parent, LLC

Southlake, TX · Sep 18, 2015 → Feb 8, 2019 · 4 filings
  • Feb 8, 2019 · D · $1,500,000 sold of $1,500,000 · 4 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Jan 3, 2019 · D · $1,000,000 sold of $1,000,000 · 4 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Oct 9, 2018 · D · $3,000,000 sold of $3,000,000 · 4 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Sep 18, 2015 · D · $15,000,000 sold of $15,000,000 · 6 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $15M from 6 investors (100% of the $1.5M target) as of the latest filing. Brook is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Other · group: Ancor Pledge

Ancor Pledge Fund XI, LLC

Southlake, TX · May 30, 2017 → Nov 7, 2018 · 2 filings
  • Nov 7, 2018 · D · $574,008 sold of $574,008 · 15 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗
  • May 30, 2017 · D · $6,038,000 sold of $6,038,000 · 15 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗

Raised $6.04M from 15 investors (100% of the $574K target) as of the latest filing. Brook is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Other · group: Ancor Pledge

Ancor Pledge Fund XII, LLC

Southlake, TX · Jul 18, 2017
  • Jul 18, 2017 · D · $10,885,000 sold of $10,885,000 · 15 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗

Raised $10.9M from 15 investors (100% of the $10.9M target) as of the latest filing. Brook is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TP
Other · group: Ancor Pledge

TS Parent, LLC

Fort Worth, TX · Nov 12, 2015
  • Nov 12, 2015 · D · $3,000,000 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗

Raised $3M from 3 investors (100% of the $3M target) as of the latest filing. Brook is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Other · group: Ancor Pledge

Ancor Pledge Fund VI, LLC

Fort Worth, TX · Nov 12, 2015
  • Nov 12, 2015 · D · $1,581,758 sold of $1,581,758 · 16 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗

Raised $1.58M from 16 investors (100% of the $1.58M target) as of the latest filing. Brook is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Other · group: Ancor Pledge

PL Parent, LLC

Fort Worth, TX · Mar 10, 2015
  • Mar 10, 2015 · D · $40,000,000 sold of $40,000,000 · 7 investors · min. No minimum reported · role: Executive Officer (Vice President and Assistant Secretary) EDGAR ↗

Raised $40M from 7 investors (100% of the $40M target) as of the latest filing. Brook is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Brook T. Smith — KY, 1 issuer, Jun 12, 2015 → Feb 1, 2018 · no shared issuer
  • Brook Smith — IN, 1 issuer, Jun 17, 2025 → Jun 17, 2025 · no shared issuer
  • Brook Smith — KY, 1 issuer, Sep 25, 2023 → Sep 25, 2023 · no shared issuer

People around Brook 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy J. McKibben

Executive Officer, Director · 35 shared filings (16 issuers)

Timothy J. McKibben is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

J. Randall Keene

Executive Officer, Director · 26 shared filings (11 issuers)

J. Randall Keene is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond H. Kingsbury

Executive Officer, Director · 19 shared filings (10 issuers)

Raymond H. Kingsbury is on 10 issuers in total — a repeat sponsor. Their page lists every one.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Austin Henderson

Executive Officer, Promoter · 12 shared filings (5 issuers)

Austin Henderson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Dickenson

Executive Officer · 10 shared filings (6 issuers)

Bryan Dickenson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Victor Keller

Executive Officer, Director · 7 shared filings (4 issuers)

Listed on the same filings as Brook Smith. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Corbin Cook

Promoter · 3 shared filings (3 issuers) · also on 3 other issuers

Corbin Cook is on 6 issuers in total — a repeat sponsor. Their page lists every one.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Vic Keller

Executive Officer, Director · 3 shared filings (3 issuers)

Listed on the same filings as Brook Smith. Their page shows their other deals.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Venessa King

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Brook Smith. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

William L. Dietz

Director · 2 shared filings (1 issuer) · also on 7 other issuers

William L. Dietz is on 8 issuers in total — a repeat sponsor. Their page lists every one.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Geoff Manna

Director · 2 shared filings (1 issuer)

Listed on the same filings as Brook Smith. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Darrah

Director · 2 shared filings (1 issuer)

Listed on the same filings as Brook Smith. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lori Ann Bonin

Director · 2 shared filings (1 issuer)

Listed on the same filings as Brook Smith. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Shand

Director · 2 shared filings (1 issuer)

Listed on the same filings as Brook Smith. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Sampair

Director · 2 shared filings (1 issuer)

Listed on the same filings as Brook Smith. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Reap

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Brook Smith. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Dickinson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brook Smith. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon Lamb

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brook Smith. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas K. Lamb

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brook Smith. Their page shows their other deals.

The team behind the deals

AP
Sponsor group

Ancor Pledge

17 issuers · 36 filings · $97.3M reported sold · 2015–2020

One team, 17 deal companies. Brook Smith is listed on 17 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brook Smith.

Same business address

12 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 17 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brook Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brook Smith is listed on: none on file. No website or social profile named in SIMR Parent, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #222,451 of 374,652 in line (1,346 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Southlake, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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