Brook Katzen is listed as an executive officer on 2 SEC Form D filings by 2 issuers in Apr 2021: MM SAMBROOK RE, LLC (Chilmark, MA — other real estate — 2021; $753K reported sold to 18 investors) and MM SAMBROOK OPERATING, LLC (Chilmark, MA — retailing — 2021; $713K reported sold to 16 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $1.47M sold in total.
All 2 issuers belong to the sponsor group Mm Sambrook (2 issuers, $1.47M reported sold, 2021).
What this means A sponsor group is one team that sets up a new company for each deal. Mm Sambrook has 2 companies on file and $1.47M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Brook Katzen and found 4 differences: Form D filed 17 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.