Paid seller listed without a CRD number: Nash Fitzwilliams Ltd — Affinity Solutions, Inc.
Nash Fitzwilliams Ltd is listed as receiving sales compensation on 1 filing (Jun 17, 2011) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
Sources
- Form D · Jun 17, 2011 ↗ (Jun 17, 2011)
- BrokerCheck search: Nash Fitzwilliams Ltd ↗
- Affinity Solutions, Inc. — PartnerFacts page ↗ (May 21, 2019)