Brian Oh is listed as an executive officer and promoter on 5 SEC Form D filings by 2 issuers between Sep 2019 and Aug 2021: Saiga Capital Fund LP (New York, NY — pooled investment fund — 2019–2021; $5.99M reported sold to 30 investors) and Saiga Offshore Fund, Ltd (New Yorl, NY — pooled investment fund — 2020–2021; $500K reported sold to 1 investors).
What this means 2 separate companies raised money with this person listed as executive officer and promoter, over about 2 years. Across those companies the filings report $6.49M sold in total.
Listed alongside Saiga Capital GP, LLC (5 shared filings, management entity) and Saiga Capital Management, LLC (5 shared filings, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.
All 2 issuers belong to the sponsor group Saiga (2 issuers, $6.49M reported sold, 2019–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Saiga has 2 companies on file and $6.49M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Brian Oh and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Minimum investment changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.