Brian O'Kelley is listed as an executive officer, director, and promoter on 3 SEC Form D filings by 1 issuer between Jan 2013 and Apr 2015: APPNEXUS INC (New York, NY — other technology — 2013–2015; $72M reported sold to 22 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David O'Hara (3 shared filings), David Yuan (3 shared filings), Edwin Gillis (3 shared filings), Michael Rubenstein (3 shared filings), Michael Tyrrell (3 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Brian O'Kelley and found 3 differences: Bankruptcy case: Togut, Not Individually but Solely in His Capacity v. Appnexus Inc; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.