Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:43 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

Brian Malone

Named as an officer, director or promoter on SEC Form D filings · MA · Mar 9, 2016 → Oct 10, 2024

4deals (issuers)

$89.1Mreported sold

93investors

8Form D filings

2016–2024years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:35 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Malone is listed as an executive officer and director on 8 SEC Form D filings by 4 issuers between Mar 2016 and Oct 2024: Life Biosciences LLC (Boston, MA — industry reported as "Other" — 2018–2021; $74.8M reported sold to 45 investors), Burl Capital Offshore Fund II Ltd. (Boston, MA — pooled investment fund — 2016; $8.39M reported sold to 7 investors), Entheos Labs, Inc. (Brookline, MA — other health care — 2024; $3.58M reported sold to 26 investors) and Animal Biosciences, Inc. (Boston, MA — industry reported as "Other" — 2020; $2.32M reported sold to 15 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $89.1M sold in total.

Listed alongside Alexander Tristan Edwards (6 shared filings), Bracken Darrell (5 shared filings), David Sinclair (5 shared filings), Stuart Gibson (4 shared filings), Amit Shashank (3 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

1 of the issuers belongs to the sponsor group Burl (3 issuers, $34.2M reported sold, 2009–2016).

What this means A sponsor group is one team that sets up a new company for each deal. Burl has 3 companies on file and $34.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 34 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Brian Malone and found 8 differences, 4 worth asking the sponsor about: Bankruptcy case: Brian T. Malone; Paid seller listed without a CRD number: Morgan Stanley Australia Securities Limited; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Malone has not run yet — it is joining a line of 39,449 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

MALONE, BRIAN v. STEPHENSON, HOMER E. closed

District Court, S.D. Texas · No. · Filed Oct 12, 1988 · Closed Jul 10, 1989 · Nature of suit: 190 Other contract actions

Role of MALONE, BRIAN: Plaintiff · Outcome: Terminated 1989-07-10 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in TX (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:35 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Malone..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

34 cases: 1 open, 33 closed (disposition not in docket feed)

Brian Malone open

United States Bankruptcy Court, N.D. Alabama · No. 25-00121 · Filed Jan 15, 2025

Role of Brian Malone: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in AL (not a filing state)

Brian P. Malone closed

United States Bankruptcy Court, N.D. Ohio · No. 20-11146 · Filed Feb 28, 2020 · Closed Jun 9, 2020

Role of Brian P. Malone: Debtor · Outcome: Case closed 2020-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in OH (not a filing state)

Brian Malone and Lynnesha Laschell Malone closed

United States Bankruptcy Court, N.D. Georgia · No. 15-59552 · Filed May 22, 2015 · Closed Sep 15, 2015

Role of Brian Malone and Lynnesha Laschell Malone: Debtor · Outcome: Case closed 2015-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in GA (not a filing state)

Brian E Malone closed

United States Bankruptcy Court, N.D. Alabama · No. 15-01183 · Filed Mar 25, 2015 · Closed Feb 22, 2019

Role of Brian E Malone: Debtor · Outcome: Case closed 2019-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in AL (not a filing state)

Brian M. Malone closed

United States Bankruptcy Court, E.D. Virginia · No. 14-14269 · Filed Nov 14, 2014 · Closed Mar 2, 2015

Role of Brian M. Malone: Debtor · Outcome: Case closed 2015-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in VA (not a filing state)

Brian J. Malone and Teresa A. Malone closed

United States Bankruptcy Court, E.D. Virginia · No. 14-12089 · Filed May 31, 2014 · Closed Sep 13, 2019

Role of Brian J. Malone and Teresa A. Malone: Debtor · Outcome: Case closed 2019-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in VA (not a filing state)

Brian Malone closed

United States Bankruptcy Court, E.D. New York · No. 8-14-71848 · Filed Apr 25, 2014 · Closed Oct 14, 2014

Role of Brian Malone: Debtor · Outcome: Case closed 2014-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in NY (not a filing state)

Brian S Malone and Lori A Malone closed

United States Bankruptcy Court, W.D. Wisconsin · No. 1-13-16071 · Filed Dec 26, 2013 · Closed Apr 7, 2014

Role of Brian S Malone and Lori A Malone: Debtor · Outcome: Case closed 2014-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in WI (not a filing state)

Brian K Malone closed

United States Bankruptcy Court, N.D. Illinois · No. 12-08523 · Filed Mar 5, 2012 · Closed Jun 28, 2012

Role of Brian K Malone: Debtor · Outcome: Case closed 2012-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in IL (not a filing state)

Brian Malone closed

United States Bankruptcy Court, N.D. Illinois · No. 11-37179 · Filed Sep 13, 2011 · Closed Dec 16, 2011

Role of Brian Malone: Debtor · Outcome: Case closed 2011-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in IL (not a filing state)

Brian P Malone and Melissa A Malone closed

United States Bankruptcy Court, D. Maryland · No. 10-15478 · Filed Mar 16, 2010 · Closed Jan 15, 2015

Role of Brian P Malone and Melissa A Malone: Debtor · Outcome: Case closed 2015-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in MD (not a filing state)

Brian T. Malone closed

United States Bankruptcy Court, D. Massachusetts · No. 09-14921 · Filed May 29, 2009 · Closed Sep 30, 2009

Role of Brian T. Malone: Debtor · Outcome: Case closed 2009-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in the person's filing state (MA)

Brian Malone closed

United States Bankruptcy Court, E.D. Wisconsin · No. 07-23439 · Filed May 4, 2007 · Closed May 24, 2007

Role of Brian Malone: Debtor · Outcome: Case closed 2007-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in WI (not a filing state)

Brian J. Malone and Valerie J. Malone closed

United States Bankruptcy Court, N.D. Ohio · No. 05-67370 · Filed Oct 10, 2005 · Closed Feb 12, 2008

Role of Brian J. Malone and Valerie J. Malone: Debtor · Outcome: Case closed 2008-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in OH (not a filing state)

Brian A Malone and Crystal G Malone closed

United States Bankruptcy Court, D. Idaho · No. 05-40888 · Filed Apr 29, 2005 · Closed Aug 12, 2005

Role of Brian A Malone and Crystal G Malone: Debtor · Outcome: Case closed 2005-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in ID (not a filing state)

Brian K Malone closed

United States Bankruptcy Court, C.D. California · No. 1:04-bk-13661 · Filed May 25, 2004 · Closed Sep 19, 2008

Role of Brian K Malone: Debtor · Outcome: Case closed 2008-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in CA (not a filing state)

Brian Malone closed

United States Bankruptcy Court, N.D. Ohio · No. 04-16210 · Filed May 17, 2004 · Closed Mar 18, 2005

Role of Brian Malone: Debtor · Outcome: Case closed 2005-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in OH (not a filing state)

Brian Malone closed

United States Bankruptcy Court, D. New Jersey · No. 04-16274 · Filed Feb 26, 2004 · Closed Jun 10, 2004

Role of Brian Malone: Debtor · Outcome: Case closed 2004-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in NJ (not a filing state)

Brian K Malone closed

United States Bankruptcy Court, N.D. Illinois · No. 04-00210 · Filed Jan 5, 2004 · Closed Apr 30, 2004

Role of Brian K Malone: Debtor · Outcome: Case closed 2004-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in IL (not a filing state)

Brian A Malone and Kari A Malone closed

United States Bankruptcy Court, N.D. Illinois · No. 03-73712 · Filed Jul 11, 2003 · Closed Dec 15, 2003

Role of Brian A Malone and Kari A Malone: Debtor · Outcome: Case closed 2003-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in IL (not a filing state)

Brian R. Malone and Michelle L. Malone closed

United States Bankruptcy Court, N.D. New York · No. 03-10805 · Filed Feb 11, 2003 · Closed Jun 2, 2003

Role of Brian R. Malone and Michelle L. Malone: Debtor · Outcome: Case closed 2003-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in NY (not a filing state)

BRIAN E MALONE closed

United States Bankruptcy Court, N.D. Alabama · No. 02-01826 · Filed Mar 6, 2002 · Closed Jan 14, 2003

Role of BRIAN E MALONE: Debtor · Outcome: Case closed 2003-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in AL (not a filing state)

Brian G. Malone closed

United States Bankruptcy Court, M.D. Florida · No. 8:01-bk-07825 · Filed Apr 30, 2001 · Closed Aug 2, 2001

Role of Brian G. Malone: Debtor · Outcome: Case closed 2001-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in FL (not a filing state)

Brian Malone and Brandy Malone closed

United States Bankruptcy Court, E.D. Arkansas · No. 1:01-bk-10203 · Filed Apr 12, 2001 · Closed Jul 16, 2001

Role of Brian Malone and Brandy Malone: Debtor · Outcome: Case closed 2001-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in AR (not a filing state)

Brian Malone closed

United States Bankruptcy Court, N.D. Illinois · No. 00-20600 · Filed Jul 14, 2000 · Closed Oct 25, 2000

Role of Brian Malone: Debtor · Outcome: Case closed 2000-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in IL (not a filing state)

Brian P. Malone closed

United States Bankruptcy Court, N.D. Georgia · No. 00-50446 · Filed Jun 13, 2000 · Closed Sep 13, 2000

Role of Brian P. Malone: Debtor · Outcome: Case closed 2000-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in GA (not a filing state)

Brian J Malone closed

United States Bankruptcy Court, E.D. New York · No. 8-98-92049 · Filed Dec 4, 1998 · Closed Apr 23, 1999

Role of Brian J Malone: Debtor · Outcome: Case closed 1999-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in NY (not a filing state)

Brian S. Malone and Lori A. Malone closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-98-10556 · Filed Feb 4, 1998 · Closed Apr 9, 2003

Role of Brian S. Malone and Lori A. Malone: Debtor · Outcome: Case closed 2003-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in WI (not a filing state)

Brian S. Malone and Lori A. Malone closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-97-13728 · Filed Jul 30, 1997 · Closed Jan 26, 1998

Role of Brian S. Malone and Lori A. Malone: Debtor · Outcome: Case closed 1998-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in WI (not a filing state)

BRIAN J MALONE and CATHY J MALONE closed

United States Bankruptcy Court, D. Minnesota · No. 97-44897 · Filed Jul 11, 1997 · Closed Jun 13, 2001

Role of BRIAN J MALONE and CATHY J MALONE: Debtor · Outcome: Case closed 2001-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in MN (not a filing state)

Brian J Malone closed

United States Bankruptcy Court, S.D. Ohio · No. 1:96-bk-11189 · Filed Mar 13, 1996 · Closed May 15, 1997

Role of Brian J Malone: Debtor · Outcome: Case closed 1997-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in OH (not a filing state)

Brian J. Malone closed

United States Bankruptcy Court, M.D. Florida · No. 8:92-bk-08394 · Filed Jun 22, 1992 · Closed Dec 21, 1992

Role of Brian J. Malone: Debtor · Outcome: Case closed 1992-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in FL (not a filing state)

Brian A Malone closed

United States Bankruptcy Court, N.D. Illinois · No. 92-02912 · Filed Feb 7, 1992 · Closed Sep 15, 1992

Role of Brian A Malone: Debtor · Outcome: Case closed 1992-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in IL (not a filing state)

Brian A Malone closed

United States Bankruptcy Court, N.D. Illinois · No. 91-17793 · Filed Aug 21, 1991 · Closed Feb 14, 1992

Role of Brian A Malone: Debtor · Outcome: Case closed 1992-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 51 federal dockets); court in IL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:35 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Brian Malone — 4 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · May 29, 2009 – Sep 30, 2009

Bankruptcy case: Brian T. Malone — filed May 29, 2009

United States Bankruptcy Court, D. Massachusetts docket "Brian T. Malone" filed May 29, 2009, closed Sep 30, 2009. Brian Malone is listed as Debtor ("Brian T. Malone"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗

Sources

Docket · United States Bankruptcy Court, D. Massachusetts ↗ (May 29, 2009)

Note · Oct 10, 2024

Brian Malone appears on 1 deal that stopped filing before reaching its target

Entheos Labs, Inc. (last filing Oct 10, 2024; $3,579,985 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Entheos Labs, Inc. — PartnerFacts page ↗

Sources

Entheos Labs, Inc. — PartnerFacts page ↗ (Oct 10, 2024)

Worth asking · Jan 2, 2019 – Jun 11, 2021

Paid seller listed without a CRD number: Morgan Stanley Australia Securities Limited — Life Biosciences LLC

Morgan Stanley Australia Securities Limited is listed as receiving sales compensation on 2 filings (Jan 2, 2019 to Jun 11, 2021) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jun 11, 2021 ↗BrokerCheck search: Morgan Stanley Australia Securities Limited ↗Life Biosciences LLC — PartnerFacts page ↗

Sources

Form D/A · Jun 11, 2021 ↗ (Jun 11, 2021)
BrokerCheck search: Morgan Stanley Australia Securities Limited ↗
Life Biosciences LLC — PartnerFacts page ↗ (Apr 24, 2026)

Worth asking · Jun 11, 2021

Paid seller listed without a CRD number: McKenny McFarlane Capital Ltd — Life Biosciences LLC

McKenny McFarlane Capital Ltd is listed as receiving sales compensation on 1 filing (Jun 11, 2021) with no FINRA CRD number given.

Form D/A · Jun 11, 2021 ↗BrokerCheck search: McKenny McFarlane Capital Ltd ↗Life Biosciences LLC — PartnerFacts page ↗

Sources

Form D/A · Jun 11, 2021 ↗ (Jun 11, 2021)
BrokerCheck search: McKenny McFarlane Capital Ltd ↗
Life Biosciences LLC — PartnerFacts page ↗ (Apr 24, 2026)

Worth asking · Jan 1, 2016 – Mar 9, 2016

Form D filed 68 days after the first sale — Burl Capital Offshore Fund II Ltd.

The filing says the first sale was Jan 1, 2016. The Form D was filed Mar 9, 2016 — 68 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 53 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 9, 2016 ↗Burl Capital Offshore Fund II Ltd. — PartnerFacts page ↗

Sources

Form D · Mar 9, 2016 ↗ (Mar 9, 2016)
Burl Capital Offshore Fund II Ltd. — PartnerFacts page ↗ (Mar 9, 2016)

Note · Jan 1, 2016 – Oct 10, 2024

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Entheos Labs, Inc. (latest filing Oct 10, 2024) · No amendment in the last 12 months on an offering that may still be open — Life Biosciences LLC (latest filing Jun 11, 2021) · No amendment in the last 12 months on an offering that may still be open — Animal Biosciences, Inc. (latest filing Sep 25, 2020) · No amendment in the last 12 months on an offering that may still be open — Life Biosciences LLC (latest filing Sep 23, 2020) · No amendment in the last 12 months on an offering that may still be open — Life Biosciences LLC (latest filing Jan 2, 2019) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 10, 2024 ↗Entheos Labs, Inc. — PartnerFacts page ↗Form D/A · Jun 11, 2021 ↗Life Biosciences LLC — PartnerFacts page ↗

Sources

Form D · Oct 10, 2024 ↗ (Oct 10, 2024)
Entheos Labs, Inc. — PartnerFacts page ↗ (Oct 10, 2024)
Form D/A · Jun 11, 2021 ↗ (Jun 11, 2021)
Life Biosciences LLC — PartnerFacts page ↗ (Apr 24, 2026)
Form D · Sep 25, 2020 ↗ (Sep 25, 2020)
Animal Biosciences, Inc. — PartnerFacts page ↗ (Sep 9, 2026)
Form D · Sep 23, 2020 ↗ (Sep 23, 2020)
Form D/A · Jan 2, 2019 ↗ (Jan 2, 2019)

Note · Aug 31, 2018 – Jan 2, 2019

Offering amount changed between filings — Life Biosciences LLC

The Aug 31, 2018 filing says $25,000,000 offered; the Jan 2, 2019 Form D/A says $50,924,755.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 31, 2018 ↗Form D/A (later) · Jan 2, 2019 ↗Life Biosciences LLC — PartnerFacts page ↗

Sources

Form D (earlier) · Aug 31, 2018 ↗ (Aug 31, 2018)
Form D/A (later) · Jan 2, 2019 ↗ (Jan 2, 2019)
Life Biosciences LLC — PartnerFacts page ↗ (Apr 24, 2026)

Note · Aug 31, 2018 – Jan 2, 2019

Industry group changed between filings — Life Biosciences LLC

"Pooled Investment Fund" (Aug 31, 2018); then "Other" (Jan 2, 2019 to Jun 11, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Aug 31, 2018 ↗Form D/A · Jan 2, 2019 ↗Life Biosciences LLC — PartnerFacts page ↗

Sources

Form D · Aug 31, 2018 ↗ (Aug 31, 2018)
Form D/A · Jan 2, 2019 ↗ (Jan 2, 2019)
Life Biosciences LLC — PartnerFacts page ↗ (Apr 24, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 6 offerings reports sales commissions totalling $750,000; 2 report finder's fees totalling $1,846,741; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 10, 2024 D Entheos Labs, Inc. File 021-526440	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 11, 2021 D/A Life Biosciences LLC File 021-368839	$0	$321,741 (est.)	$0	Morgan Stanley Australia Securities Limited no CRD number reported McKenny McFarlane Capital Ltd no CRD number reported	EDGAR ↗
Sep 25, 2020 D Animal Biosciences, Inc. File 021-376412	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 23, 2020 D Life Biosciences LLC File 021-376149	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 2, 2019 D/A Life Biosciences LLC File 021-320525	$0	$1,525,000	$0	Race Rock Capital LLC BrokerCheck CRD 153363 ↗ via Race Rock Capital LLC (CRD 153363 ↗) Morgan Stanley Australia Securities Limited no CRD number reported via N/A	EDGAR ↗
Mar 9, 2016 D Burl Capital Offshore Fund II Ltd. File 021-258931	$750,000 (est.)	$0	$0	Race Rock Capital LLC BrokerCheck CRD 153363 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Brian Malone on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

Entheos Labs, Inc.

Brookline, MA · Oct 10, 2024

Oct 10, 2024 · D · $3,579,985 sold of $10,000,000 · 26 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3.58M from 26 investors (36% of the $10M target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Life Biosciences LLC

Boston, MA · Aug 31, 2018 → Jun 11, 2021 · 5 filings

Jun 11, 2021 · D/A · $74,774,925 sold of $99,999,997 · 35 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Sep 23, 2020 · D · $0 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jun 12, 2020 · D · $18,185,552 sold of $99,999,997 · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jan 2, 2019 · D/A · $48,604,803 sold of $50,924,755 · 45 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Aug 31, 2018 · D · $5,149,996 sold of $25,000,000 · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $74.8M from 45 investors (75% of the $100M target) as of the latest filing. Brian is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Animal Biosciences, Inc.

Boston, MA · Sep 25, 2020

Sep 25, 2020 · D · $633,531 sold of $2,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.32M from 15 investors (100% of the $2M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Burl

Burl Capital Offshore Fund II Ltd.

Boston, MA · Mar 9, 2016

Mar 9, 2016 · D · $8,394,427 sold of Indefinite · 7 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $8.39M from 7 investors as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Brian 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity