Brian Karst is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Oct 2015 and Sep 2026: Eclipse Bancorp, Inc. (Louisville, KY — commercial banking — 2022–2026; $15M reported sold to 30 investors) and FCB Bancorp, Inc. (Louisville, KY — commercial banking — 2015; $10.4M reported sold to 6 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $25.4M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 10 court cases matching the name, 6 bankruptcy cases matching the name listed in Key records below.
What this means 16 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Brian Karst and found 3 differences, 3 worth asking the sponsor about: Bankruptcy case: Karst Robbins Coal Company, Inc; 4 court cases name Brian Karst; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.