Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Sep 2, 2009 → Jan 5, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
5 of 11 offerings report sales commissions totalling $5,027,732; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jan 5, 2026 D File 021-568820 | $295,000 (est.) | $0 (est.) | $0 (est.) The management company will receive management fees in an amount based off the amount of securities sold. | EQUUS FINANCIAL CONSULTING LLC BrokerCheck CRD 131449 ↗ Bastion Advisors (UK) LTD, Bastion Advisors LLP and Bastion Advisors (Malta) no CRD number reported |
| EDGAR ↗ | Apr 15, 2025 D/A File 021-233058 | $0 | $0 | $0 The general partner is entitled to a performance allocation. The management company is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Apr 4, 2024 D File 021-509724 | $2,000,000 | $0 | $0 | LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗ |
| EDGAR ↗ | Apr 4, 2024 D File 021-509725 | $0 | $0 | $0 | LAZARD FRERES & CO, LLC BrokerCheck CRD 2528 ↗ |
| EDGAR ↗ | Dec 13, 2021 D/A File 021-383126 | $550,000 (est.) | $0 | $0 (est.) The General Partner, or an affiliate of the General Partner, may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time. | ASANTE CAPITAL GROUP ADVISORS LLC BrokerCheck CRD 155178 ↗ |
| EDGAR ↗ | May 29, 2020 D File 021-367956 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 5, 2016 D File 021-271897 | $1,182,732 | $0 | $0 | BTIG, LLC BrokerCheck CRD 122225 ↗ via BTIG, LLC (CRD 122225 ↗) |
| EDGAR ↗ | Jan 28, 2015 D File 021-233049 | $0 | $0 | $0 The general partner is entitled to a performance allocation. The management company is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Aug 14, 2012 D/A File 021-153632 | $0 | $0 | $0 (est.) The general partner is entitled to a carried interest and a management fee. The carried interest and management fee are fully disclosed in the Issuer's confidential offering materials. | Gladstone Securities, LLC BrokerCheck CRD 127808 ↗ |
| EDGAR ↗ | Aug 14, 2012 D/A File 021-153633 | $1,000,000 | $0 | $0 (est.) The general partner is entitled to a carried interest and a management fee. The carried interest and management fee are fully disclosed in the Issuer's confidential offering materials. | Gladstone Securities, LLC BrokerCheck CRD 127808 ↗ |
| EDGAR ↗ | Sep 2, 2009 D/A File 021-129086 | $0 | $0 | $0 The General Partner will receive a management fee payable quarterly in advance, generally equal to 1.0% of aggregate commitments. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Catalyst Investors VI, L.P. group: Catalyst | Executive Officer Managing Member of the General Partner | Jan 5, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $67,150,000 | 66 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Catalyst Investors QP IV, L.P. group: Catalyst | Promoter Executive Officer of General Partner of General Partner of the Issuer | Apr 15, 2025 | D/A | $419,000,000 similar: $155,000–$5,250,000 | $419,000,000 | 39 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Catalyst Investors QP IV AIV, L.P. group: Catalyst | Director Managing Partner of the Investment Advisor and Director of the general partner of the General Partner. | Apr 4, 2024 | D | $25,252,155 similar: $155,000–$5,250,000 | $25,252,155 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Catalyst Investors CF, L.P. group: Catalyst | Director Managing Partner of the Investment Advisor and Director of the general partner of the General Partner. | Apr 4, 2024 | D | $98,880,422 similar: $155,000–$5,250,000 | $98,880,422 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CATALYST INVESTORS V, L.P. group: Catalyst | Executive Officer MANAGING MEMBER OF THE GENERAL PARTNER OF THE GENERAL PARTNER OF THE ISSUER | Dec 13, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $158,530,250 | 62 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PresenceLearning, Inc. group: Presencelearning | Director | May 29, 2020 | D | $26,979,471 similar: $1,100,015–$10,001,163 | $25,979,471 | 10 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | BrightFarms, Inc. | Director | Oct 5, 2016 | D | $30,200,500 similar: $500,000–$7,000,000 | $30,099,996 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Catalyst Investors QP IV, L.P. group: Catalyst | Promoter Executive Officer of General Partner of General Partner of the Issuer | Jan 29, 2015 | D | $350,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Catalyst Investors IV, L.P. group: Catalyst | Promoter Executive Officer of General Partner of General Partner of Issuer | Jan 28, 2015 | D | $350,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Catalyst Investors III, L.P. group: Catalyst | Executive Officer, Promoter President of general partner of general partner of the Issuer | Aug 14, 2012 | D/A | $213,000,000 similar: $155,000–$5,250,000 | $213,000,000 | 34 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Catalyst Investors QP III, L.P. group: Catalyst | Executive Officer, Promoter President of general partner of general partner of the Issuer | Aug 14, 2012 | D/A | $213,000,000 similar: $155,000–$5,250,000 | $213,000,000 | 29 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Catalyst Investors QP III, L.P. group: Catalyst | Executive Officer, Promoter President of general partner of general partner of the Issuer | Jan 13, 2012 | D/A | $250,000,000 similar: $155,000–$5,250,000 | $100,964,500 | 22 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Catalyst Investors III, L.P. group: Catalyst | Executive Officer, Promoter President of general partner of general partner of the Issuer | Jan 13, 2012 | D/A | $250,000,000 similar: $155,000–$5,250,000 | $100,964,500 | 34 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Catalyst Investors QP III, L.P. group: Catalyst | Executive Officer, Promoter President of General Partner of General Partner of Issuer | Jan 13, 2011 | D | $250,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Catalyst Investors III, L.P. group: Catalyst | Executive Officer, Promoter President of General Partner of General Partner of Issuer | Jan 13, 2011 | D | $250,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Catalyst Special Opportunity Fund, L.P. group: Catalyst | Executive Officer Member of the general partner of the issuer's general partner. | Sep 2, 2009 | D/A | $17,960,000 similar: $155,000–$5,250,000 | $17,960,000 | 23 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Brian A. Rich. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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