Sponsor Check › Person
Related person on Form D filings · address state as listed: WI · listed Nov 17, 2008 → Jan 29, 2010
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
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Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
2 of 2 offerings report sales commissions totalling $2,617,388; 0 report finder's fees; 2 report proceeds to related persons totalling $3,712,637. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jan 29, 2010 D/A File 021-126258 | $1,630,688 (est.) | $0 | $2,207,058 (est.) | Pavek Investments Inc. BrokerCheck CRD 15791 ↗ via Lindwall, Larry L. (CRD 2396758 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Miller, David M. (CRD 5365411 ↗) Pavek Investments Inc. BrokerCheck CRD 15791 ↗ via Wedepohl, Warren A. (CRD 4581750 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Vail, Joshua J. (CRD 4396876 ↗) Pavek Investments Inc. BrokerCheck CRD 15791 ↗ via Brumm, Robert C (CRD 2090141 ↗) Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗ via Strickland, David L. (CRD 1602570 ↗) Eliason Financial Group, LLC BrokerCheck CRD 130144 ↗ via Knobel, Kathy M. (CRD 2385929 ↗) Direct Capital Securities, Inc. BrokerCheck CRD 29639 ↗ via Del Rio, Lisa Y. (CRD 5039684 ↗) Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ via Elhoff, David G. (CRD 855864 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Williams, Gary A. (CRD 5513280 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Barron MR, Brett D. (CRD 5448645 ↗) Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ via Ferguson, John H. (CRD 4947624 ↗) Regent Capital Group, Inc. BrokerCheck CRD 126881 ↗ via Pappas, Leslie M. (CRD 1735372 ↗) Direct Capital Securities, Inc. BrokerCheck CRD 29639 ↗ via Vanian, Lara J. (CRD 4818018 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Stern, Adam M. (CRD 5473903 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Woods, Thomas B. (CRD 4916648 ↗) Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗ via Lefton, Martin H. (CRD 5460199 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Deininger, Colleen (CRD 5564352 ↗) Omni Brokerage, Inc. BrokerCheck CRD 16878 ↗ via Gates, Martin (CRD 3180861 ↗) Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ via Biesheuvel, Thomas (CRD 21268 ↗) Advisory Group Equity Services Ltd. BrokerCheck CRD 15427 ↗ via Burwick, Michael (CRD 4885553 ↗) Alternative Weallth Strategies, Inc. BrokerCheck CRD 130933 ↗ via Conte, Paul (CRD 4803177 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Massa, David (CRD 5093184 ↗) Omni Brokerage, Inc. BrokerCheck CRD 16878 ↗ via Insalaco, Joseph (CRD 2978175 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Meyer, Robert (CRD 5262157 ↗) Sigma Financial Corporation BrokerCheck CRD 14303 ↗ via Mahaffey, Redge (CRD 5441288 ↗) Ameriprise Advisor Services, Inc. BrokerCheck CRD 5979 ↗ via Chang, Dan (CRD 3160890 ↗) Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ via Kahn, Bruce (CRD 5280938 ↗) Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ via Ungerecht, Joshua (CRD 5183573 ↗) KCD Financial, Inc. BrokerCheck CRD 127473 ↗ via Knobel, Kathy (CRD 2385929 ↗) Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ via Fitzgerald, John (CRD 5109435 ↗) Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ via Cook, Jason (CRD 4349388 ↗) KCD Financial, Inc. BrokerCheck CRD 127473 ↗ via Bennett, John (CRD 3222759 ↗) Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗ via Swayne III, William (CRD 4616158 ↗) Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ via Dorn, Peter (CRD 1089858 ↗) KCD Financial, Inc. BrokerCheck CRD 127473 ↗ via Seymour, Donald (CRD 2719145 ↗) Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗ via Titley, Andrew (CRD 4951067 ↗) KCD Financial, Inc. BrokerCheck CRD 127473 ↗ via Eliason, Brian (CRD 4746038 ↗) MCL Financial Group, Inc. BrokerCheck CRD 41180 ↗ via Flater, Gary (CRD 1049132 ↗) VFG Securities, Inc. BrokerCheck CRD 15121 ↗ via Vanclef, Jason (CRD 5096529 ↗) Capitalquest Securities, Inc. BrokerCheck CRD 7699 ↗ via Lindahl, Nicholas (CRD 4576354 ↗) Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗ via LeMay, Barry (CRD 306332 ↗) Winslow, Evans & Crocker, Inc. BrokerCheck CRD 29686 ↗ via DeNapoli, Paul (CRD 2198525 ↗) Insalaco, Joseph BrokerCheck CRD 2978175 ↗ via Investors Capital Corp. (CRD 30613 ↗) |
| EDGAR ↗ | Dec 15, 2008 D/A File 021-124320 | $986,700 (est.) | $0 | $1,505,579 (est.) | K-One Investment Company, Inc. BrokerCheck CRD 16156 ↗ via Hildebrand, Eric S. (CRD 5012449 ↗) Eliason Financial Group, LLC BrokerCheck CRD 130144 ↗ via Knobel, Kathy M. (CRD 2385929 ↗) Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ via Dorn, Peter R. (CRD 1089858 ↗) Private Asset Group, Inc. BrokerCheck CRD 142541 ↗ via Walsh, Jim (CRD 4545303 ↗) Eliason Financial Group, LLC BrokerCheck CRD 130144 ↗ via Bennett, John M. (CRD 3222759 ↗) Sigma Financial Corporation BrokerCheck CRD 14303 ↗ via Losson, Cary E. (CRD 2579397 ↗) Omni Brokerage, Inc. BrokerCheck CRD 16878 ↗ via Olsen, Meridee K. (CRD 4509924 ↗) Eliason Financial Group, LLC BrokerCheck CRD 130144 ↗ via Eliason, Brian E. (CRD 4746038 ↗) Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗ via Rumsey, David L. (CRD 5461014 ↗) Sigma Financial Corporation BrokerCheck CRD 14303 ↗ via Maurer, Steven R. (CRD 4850343 ↗) Sigma Financial Corporation BrokerCheck CRD 14303 ↗ via Thuma, John P. (CRD 2340205 ↗) Sigma Financial Corporation BrokerCheck CRD 14303 ↗ via Wallin, Robert G. (CRD 4707193 ↗) Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ via Kay, Dwight K. (CRD 5376903 ↗) Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ via Ferguson, John H. (CRD 4947624 ↗) Workman Securities Corporation BrokerCheck CRD 31898 ↗ via Erenstein, Ellen J. (CRD 3244253 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Meyer, Robert C. (CRD 5262157 ↗) MCL Financial Group, Inc. BrokerCheck CRD 41180 ↗ via Flater, Gary L. (CRD 1049132 ↗) Eplanning Securities, Inc. BrokerCheck CRD 46000 ↗ via Kahn, Bruce A. (CRD 5280938 ↗) Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ via Morris, Rena B. (CRD 4867589 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Perry, Stanley F. (CRD 729015 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Durazzo, Robert R. (CRD 5512107 ↗) Direct Capital Securities, Inc. BrokerCheck CRD 29639 ↗ via Del Rio, Lisa Y. (CRD 5039684 ↗) Eplanning Securities, Inc. BrokerCheck CRD 46000 ↗ via Finnegan, Peter A. (CRD 1336798 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via O'Keefe, Brett W. (CRD 5087640 ↗) Sigma Financial Corporation BrokerCheck CRD 14303 ↗ via Graumlich, Jeffery W. (CRD 4816380 ↗) Omni Brokerage, Inc. BrokerCheck CRD 16878 ↗ via Nielson, Christina S. (CRD 4866971 ↗) Omni Brokerage, Inc. BrokerCheck CRD 16878 ↗ via Simon, Scott M. (CRD 3015613 ↗) Welton Street Investments LLC BrokerCheck CRD 132111 ↗ via Williams, Gary A. (CRD 5513280 ↗) Omni Brokerage, Inc. BrokerCheck CRD 16878 ↗ via Insalaco, Joseph M. (CRD 2978175 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Jan 29, 2010 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $11,856,352 | 63 similar: 5–37 | $50,175 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Jan 27, 2010 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $11,520,180 | 60 similar: 5–37 | $50,175 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Jan 4, 2010 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $11,470,005 | 59 similar: 5–37 | $50,175 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Dec 29, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $10,376,190 | 50 similar: 5–37 | $50,175 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Dec 11, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $9,486,420 | 47 similar: 5–37 | $50,175 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Dec 2, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $9,136,867 | 45 similar: 5–37 | $50,175 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Nov 10, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $8,835,817 | 43 similar: 5–37 | $50,175 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Nov 3, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $8,263,822 | 39 similar: 5–37 | $50,175 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Oct 19, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $7,982,842 | 37 similar: 5–37 | $50,175 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Sep 21, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $7,823,955 | 35 similar: 5–37 | $50,175 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Aug 25, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $7,773,780 | 34 similar: 5–37 | $50,175 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Aug 11, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $6,524,422 | 30 similar: 5–37 | $50,175 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Jul 31, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $6,223,372 | 28 similar: 5–37 | $100,350 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Jul 21, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $5,721,622 | 27 similar: 5–37 | $100,350 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | May 28, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $5,607,892 | 25 similar: 5–37 | $100,350 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | May 14, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $5,407,192 | 24 similar: 5–37 | $100,350 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | May 7, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $4,955,617 | 21 similar: 5–37 | $100,350 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Apr 29, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $4,704,742 | 20 similar: 5–37 | $100,350 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Apr 21, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $4,331,775 | 19 similar: 5–37 | $100,350 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Apr 9, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $4,256,513 | 18 similar: 5–37 | $100,350 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Mar 17, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $3,150,990 | 14 similar: 5–37 | $100,350 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Mar 5, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $3,000,465 | 12 similar: 5–37 | $100,350 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Feb 6, 2009 | D/A | $16,725,000 similar: $1,675,000–$12,980,153 | $2,007,000 | 9 similar: 5–37 | $100,350 similar: $25,000–$86,942 |
| EDGAR ↗ | Brook Highland Place DST group: Cottonwood | Executive Officer | Jan 23, 2009 | D | $16,725,000 similar: $1,675,000–$12,980,153 | $1,781,213 | 7 similar: 5–37 | $100,350 similar: $25,000–$86,942 |
| EDGAR ↗ | Midtown Crossing DST group: Cottonwood | Executive Officer | Dec 15, 2008 | D/A | $10,120,000 similar: $1,675,000–$12,980,153 | $10,120,000 | 35 similar: 5–37 | $101,200 similar: $25,000–$86,942 |
| EDGAR ↗ | Midtown Crossing DST group: Cottonwood | Executive Officer | Dec 8, 2008 | D/A | $10,120,000 similar: $1,675,000–$12,980,153 | $10,018,800 | 34 similar: 5–37 | $101,200 similar: $25,000–$86,942 |
| EDGAR ↗ | Midtown Crossing DST group: Cottonwood | Executive Officer | Nov 24, 2008 | D/A | $10,120,000 similar: $1,675,000–$12,980,153 | $9,369,096 | 31 similar: 5–37 | $101,200 similar: $25,000–$86,942 |
| EDGAR ↗ | Midtown Crossing DST group: Cottonwood | Executive Officer | Nov 17, 2008 | D | $10,120,000 similar: $1,675,000–$12,980,153 | $3,164,524 | 13 similar: 5–37 | $101,200 similar: $25,000–$86,942 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Brian E Eliason. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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