Brian Dolan is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Jan 2013 and Feb 2024: Audax Health Solutions, Inc. (Washington, DC — other health care — 2013; $29M reported sold to 16 investors) and Tara Mind, Inc. (Mclean, VA — industry reported as "Other" — 2024; $11M reported sold to 22 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 11 years. Across those companies the filings report $40M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Brian Dolan and found 8 differences, 3 worth asking the sponsor about: Bankruptcy case: Brian T. Dolan; Form D filed 121 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.