Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:29 AM ET

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Brian Cauble

Named as an officer, director or promoter on SEC Form D filings · CT · Dec 12, 2018 → Dec 12, 2018

1deal (issuers)

$50Kreported sold

2investors

1Form D filing

2018year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:42 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Cauble is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Dec 2018: Newton RFID, Inc. (Shelbyville, TN — other technology — 2018; $50K reported sold to 2 investors).

What this means One deal on file with the SEC, filed Dec 2018. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Frank Waters (1 shared filing) and Mark Johnson (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 6 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for Brian Cauble has not run yet — it is joining a line of 17,520 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 1 open, 4 dismissed, 1 closed (disposition not in docket feed)

Cauble v. Farmers Property and Casualty Insurance Company open

District Court, M.D. Louisiana · No. 3:25-cv-00632 · Filed Jul 21, 2025

Role of Cauble: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); surname only in the caption; court in LA (not a filing state)

United States v. Winston Reid Cauble and M&R Development Inc dismissed

District Court, D. South Carolina · No. 4:13-cv-00119 · Filed Jan 10, 2013 · Closed Feb 26, 2013 · Nature of suit: Other Statutes: False Claims Act · Cause: 31:3729 False Claims Act

Role of Winston Reid Cauble and M&R Development Inc: Defendant · Outcome: Terminated 2013-02-26 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); different first name (reid); court in SC (not a filing state)

Cauble v. Bank of America, NA dismissed

District Court, D. Maryland · No. 1:12-cv-01967 · Filed Jul 2, 2012 · Closed Nov 14, 2012 · Nature of suit: 370 Other fraud

Role of Cauble: Plaintiff · Outcome: Terminated 2012-11-14 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); surname only in the caption; court in MD (not a filing state)

Adolph & Ceresia Produce Co., Inc. v. Cauble & Field, Inc. dismissed

District Court, E.D. Missouri · No. 4:10-cv-01282 · Filed Jul 15, 2010 · Closed Jul 25, 2011 · Nature of suit: 890 Other statutory actions

Role of Cauble & Field, Inc.: Defendant · Outcome: Terminated 2011-07-25 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); surname only in the caption; court in MO (not a filing state)

United States v. CAUBLE, BRIAN D closed

District Court, S.D. Indiana · No. 1:02-cr-00135 · Filed Oct 9, 2002 · Closed Apr 24, 2003 · Nature of suit: 220 Foreclosure

Role of CAUBLE, BRIAN D: Defendant · Outcome: Terminated 2003-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); first name matches; court in IN (not a filing state); criminal docket

Cauble v. Burlington Northern Santa Fe Railway Company dismissed

District Court, W.D. Missouri · No. 4:02-cv-00259 · Filed Mar 19, 2002 · Closed Dec 24, 2002 · Nature of suit: 330 Federal employers' liability

Role of Cauble: Plaintiff · Outcome: Terminated 2002-12-24 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); surname only in the caption; court in MO (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:42 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Cauble..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Michael Stephen Bowers and Tonya Cauble Bowers closed

United States Bankruptcy Court, M.D. North Carolina · No. 22-50543 · Filed Sep 22, 2022 · Closed Jan 27, 2025

Role of Michael Stephen Bowers and Tonya Cauble Bowers: Debtor · Outcome: Case closed 2025-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); different first name (tonya); court in NC (not a filing state)

Brian David Cauble and Venus Ann Cauble closed

United States Bankruptcy Court, S.D. Indiana · No. 08-RLM-7 · Filed Mar 21, 2019 · Closed Jun 25, 2019

Role of Brian David Cauble and Venus Ann Cauble: Debtor · Outcome: Case closed 2019-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); different first name (david); court in IN (not a filing state)

Brian W. Cauble closed

United States Bankruptcy Court, E.D. California · No. 04-11660 · Filed Mar 1, 2004 · Closed Aug 29, 2006

Role of Brian W. Cauble: Debtor · Outcome: Case closed 2006-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); first name matches; court in CA (not a filing state)

Mbna America Bank v. Cauble closed

United States Bankruptcy Court, C.D. California · No. 8:03-ap-02969 · Filed Nov 21, 2003 · Closed Aug 12, 2004

Role of Cauble: Defendant · Outcome: Case closed 2004-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); surname only in the caption; court in CA (not a filing state)

Richard Stanley Teel and Sue Cauble Teel closed

United States Bankruptcy Court, N.D. Georgia · No. 01-12338 · Filed Sep 6, 2001 · Closed Jan 29, 2002

Role of Richard Stanley Teel and Sue Cauble Teel: Debtor · Outcome: Case closed 2002-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); different first name (sue); court in GA (not a filing state)

Michael Anthony Bender and Nancy Cauble closed

United States Bankruptcy Court, E.D. North Carolina · No. 92-01313 · Filed Sep 30, 1992 · Closed Mar 23, 1993

Role of Michael Anthony Bender and Nancy Cauble: Debtor · Outcome: Case closed 1993-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); different first name (nancy); court in NC (not a filing state)

Alan Gene Ferguson and Carolyn Cauble Ferguson closed

United States Bankruptcy Court, M.D. North Carolina · No. 91-13379 · Filed Jul 30, 1991 · Closed May 28, 1996

Role of Alan Gene Ferguson and Carolyn Cauble Ferguson: Debtor · Outcome: Case closed 1996-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 22 federal dockets); different first name (carolyn); court in NC (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:42 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for Brian Cauble (compared 1 filing on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 12, 2018 D Newton RFID, Inc. File 021-327731	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Brian Cauble on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Newton RFID, Inc.

Shelbyville, TN · Dec 12, 2018

Dec 12, 2018 · D · $50,000 sold of $50,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director (Secretary and director) EDGAR ↗

Raised $50K from 2 investors (100% of the $50K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Brian 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Frank Waters

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Cauble. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark Johnson

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Cauble. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Cauble by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian Cauble is listed on: none on file. No website or social profile named in Newton RFID, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #244,516 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Shelbyville, TN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Members get an email when Brian Cauble appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Brian Cauble

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 1

Newton RFID, Inc.

People around Brian 2

Frank Waters

Mark Johnson

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person