Brian Canning is listed as a director and promoter on 4 SEC Form D filings by 1 issuer between Feb 2018 and Jan 2021: Three Chord Bourbon, Inc. (Clarence, NY — industry reported as "Other" — 2018–2021; $4.53M reported sold to 68 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Neil Giraldo (4 shared filings), Paul Nanula (4 shared filings), Steven Nanula (4 shared filings), Marcy Almasy (3 shared filings), Nanco Associates LLC (3 shared filings, management entity) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.
The issuer belongs to the sponsor group Group linked by Nicholas Sinatra (32 issuers, $101.8M reported sold, 2014–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Nicholas Sinatra has 32 companies on file and $101.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Brian Canning and found 7 differences, 1 worth asking the sponsor about: Form D filed 157 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.