Brian Buccella is listed as an executive officer on 3 SEC Form D filings by 1 issuer in Oct 2008: T3 Motion, Inc. (Costa Mesa, CA — manufacturing — 2008; $6M reported sold to 44 investors).
What this means One deal on file with the SEC, filed Oct 2008. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Corey Smead (3 shared filings), David Snowden (3 shared filings), Jason Kim (3 shared filings), Kelly Anderson (3 shared filings), Kenneth Cao (3 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 3 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Brian Buccella and found 7 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Paid seller listed without a CRD number: Maddog Executive Services, LLC; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.