Brian Babbage is listed as a director on 1 SEC Form D filing by 1 issuer in Mar 2023: 509 E. Main LLC (Lexington, KY — commercial — 2023).
What this means One deal on file with the SEC, filed Mar 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Henry Moore (1 shared filing), Robert Whitfield Ladd (1 shared filing), Tyler Bromagen (1 shared filing) and Will Ryan (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.
The issuer belongs to the sponsor group Taylor (2 issuers, $800K reported sold, 2021–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Taylor has 2 companies on file and $800K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Brian Babbage and found 1 difference: Brian Babbage appears on 1 deal that stopped filing before reaching its target.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.