Brett Hersh is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 2 issuers between Mar 2021 and Jan 2023: Saxbys Growth Equity Fund, LLC (West Conshohocken, PA — pooled investment fund — 2021–2023; $9.66M reported sold to 79 investors) and Saxbys Holdco, PBLLC (Philadelphia, PA — industry reported as "Other" — 2022; $600K reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 2 years. Across those companies the filings report $10.3M sold in total.
Listed alongside SGEF Manager, LLC (3 shared filings, management entity), Andrew Brown (1 shared filing), Nick Bayer (1 shared filing) and Robert Brown (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brett. Each name links to their own page.
All 2 issuers belong to the sponsor group Saxbys (2 issuers, $10.3M reported sold, 2021–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Saxbys has 2 companies on file and $10.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Brett Hersh and found 4 differences: Form D filed 36 days after the first sale; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.