| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|
| Sep 29, 2020 D File 021-376631 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 11, 2020 D/A File 021-364031 | $4,117,837 (est.) | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗ COMPASS GROUP GLOBAL ADVISORS S.A. no CRD number reported | EDGAR ↗ |
| Aug 10, 2020 D/A File 021-364024 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Aug 10, 2020 D/A File 021-364021 | $283,432 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗ COMPASS GROUP GLOBAL ADVISORS S.A. no CRD number reported | EDGAR ↗ |
| May 19, 2020 D File 021-367318 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 19, 2020 D File 021-367321 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 13, 2020 D File 021-366849 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 1, 2020 D/A File 021-114329 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 1, 2020 D/A File 021-130054 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 1, 2020 D/A File 021-192637 | $0 | $0 | $0 OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECIEVE ANY SALES COMMISSIONS FOR ITS SERVICES. | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 1, 2020 D/A File 021-192684 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 1, 2020 D File 021-366134 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Feb 21, 2020 D File 021-361104 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Feb 13, 2020 D/A File 021-319172 | $16,305 (est.) | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Compass Group Global Advisors S.A. no CRD number reported | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-80427 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-130005 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-42740 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-119657 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-130027 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-56001 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-84707 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-42741 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-42739 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-108506 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-76219 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-99848 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-92604 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-116300 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-167594 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-167595 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-182435 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-191949 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-191951 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-193920 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-193939 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-202963 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-231253 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-241705 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-241704 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-241696 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-241701 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-241702 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-250537 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-257814 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-258917 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-262935 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-274160 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-279511 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-281469 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-281468 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-281539 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-284947 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-290663 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-290757 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-299709 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-305874 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-308392 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-321139 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-321144 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-333200 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-334557 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-337167 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-337328 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-337329 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-337331 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-341651 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A File 021-354063 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 16, 2020 D File 021-358236 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 7, 2020 D File 021-357382 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Sep 16, 2019 D/A File 021-314623 | $34,523 (est.) | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Compass Group Global Advisors S.A. no CRD number reported Brooklyn Ltd. no CRD number reported BG Valores S.A. no CRD number reported | EDGAR ↗ |
| Sep 16, 2019 D/A File 021-314624 | $0 | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Feb 27, 2019 D File 021-333729 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Feb 20, 2019 D File 021-333176 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 11, 2018 D/A File 021-192966 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 10, 2018 D/A File 021-238014 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Apr 27, 2018 D File 021-311176 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A File 021-164207 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A File 021-184330 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A File 021-185385 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A File 021-192343 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A File 021-197180 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A File 021-202946 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A File 021-204685 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A File 021-204686 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A File 021-244171 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A File 021-244173 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A File 021-286866 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A File 021-290750 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 1, 2017 D/A File 021-275510 | $212,500 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Dec 1, 2017 D/A File 021-275508 | $20,000 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Dec 1, 2017 D/A File 021-275506 | $1,427,000 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Nov 30, 2017 D File 021-299798 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Nov 30, 2017 D File 021-299799 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Nov 7, 2017 D/A File 021-274361 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 26, 2017 D/A File 021-275513 | $312,375 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| May 26, 2017 D/A File 021-275511 | $2,472,313 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| May 26, 2017 D/A File 021-275512 | $568,567 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jan 12, 2017 D/A File 021-125823 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D/A File 021-128195 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D/A File 021-143893 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D/A File 021-144005 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D/A File 021-144044 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D/A File 021-165480 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D/A File 021-210188 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D File 021-278325 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 5, 2017 D/A File 021-255300 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 5, 2017 D/A File 021-255303 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 5, 2017 D/A File 021-255302 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 4, 2017 D/A File 021-222101 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 4, 2017 D File 021-277595 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 2, 2016 D/A File 021-238015 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Mar 15, 2016 D File 021-259322 | $0 | $0 | $0 | PIMCO Canada Corp. no CRD number reported | EDGAR ↗ |
| Jul 6, 2015 D File 021-243077 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Apr 29, 2015 D File 021-238856 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 10, 2014 D File 021-227972 | $0 | $0 | $0 OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES. | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jul 8, 2014 D File 021-220556 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 2, 2014 D/A File 021-126089 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Mar 28, 2014 D/A File 021-194139 | $2,377,300 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Mar 28, 2014 D/A File 021-194141 | $428,750 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Mar 28, 2014 D/A File 021-194142 | $122,250 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Mar 28, 2014 D/A File 021-194170 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Mar 28, 2014 D/A File 021-206322 | $4,569,000 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Mar 28, 2014 D/A File 021-206323 | $1,017,400 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Mar 28, 2014 D/A File 021-206324 | $307,875 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Mar 28, 2013 D/A File 021-141277 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Feb 7, 2013 D File 021-191490 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 22, 2012 D/A File 021-143881 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 22, 2012 D/A File 021-162916 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 22, 2012 D/A File 021-162917 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 22, 2012 D/A File 021-162918 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 14, 2012 D File 021-182682 | $1,233,950 | $0 | $0 | WESTLAKE SECURITIES, LLC BrokerCheck CRD 127112 ↗ | EDGAR ↗ |
| Jun 27, 2012 D File 021-180400 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 27, 2012 D File 021-180404 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 7, 2012 D File 021-177743 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 27, 2012 D/A File 021-79041 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Aug 31, 2011 D/A File 021-154050 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 17, 2011 D/A File 021-151916 | $0 | $0 | $0 | Allianz Global Investor Distributors LLC BrokerCheck CRD 25567 ↗ PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Aug 17, 2011 D/A File 021-151917 | $0 | $0 | $0 | Allianz Global Investors DistributorsLLC BrokerCheck CRD 25567 ↗ PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Aug 17, 2011 D/A File 021-151918 | $0 | $0 | $0 | Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗ PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Aug 17, 2011 D/A File 021-154058 | $3,380,000 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Aug 17, 2011 D/A File 021-154060 | $3,001,413 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Aug 17, 2011 D/A File 021-154063 | $440,250 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Jul 8, 2011 D/A File 021-143933 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 8, 2011 D/A File 021-143908 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 7, 2011 D/A File 021-136870 | $0 | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Apr 5, 2011 D/A File 021-111994 | $0 | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 22, 2010 D File 021-152369 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 9, 2010 D File 021-151644 | $0 | $0 | $0 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗ | EDGAR ↗ |
| Dec 1, 2010 D/A File 021-145187 | $0 | $0 | $0 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗ | EDGAR ↗ |
| Dec 1, 2010 D File 021-151256 | $0 | $0 | $0 | Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗ | EDGAR ↗ |
| Mar 30, 2010 D/A File 021-51336 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 31, 2009 D/A File 021-131860 | $0 | $0 | $0 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗ | EDGAR ↗ |
| Jul 27, 2009 D File 021-133092 | $304,250 | $0 | $0 | CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Jul 27, 2009 D File 021-133093 | $60,000 | $0 | $0 | DEUTSCHE BANK SECURITIES INC. BrokerCheck CRD 2525 ↗ DEUTSCHE BANK TRUST COMPANY AMERICAS no CRD number reported | EDGAR ↗ |
| Jul 27, 2009 D File 021-133094 | $367,250 | $0 | $0 | CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Jul 27, 2009 D File 021-133095 | $0 | $0 | $0 | DEUTSCHE BANK SECURITIES INC. BrokerCheck CRD 2525 ↗ DEUTSCHE BANK TRUST COMPANY AMERICAS no CRD number reported | EDGAR ↗ |
| Apr 7, 2009 D/A File 021-68520 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |