Brandon Schmidt is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Dec 2019 and Oct 2020: 3335 Holdings LLC (Castle Rock, CO — commercial — 2020) and 1437 HOLDINGS LLC (Castle Rock, CO — commercial — 2019).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $0 sold in total.
Listed alongside Kenneth Rosche (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brandon. Each name links to their own page.
All 2 issuers belong to the sponsor group Group linked by Brandon Schmidt (2 issuers, $0 reported sold, 2019–2020).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Brandon Schmidt has 2 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 11 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Brandon Schmidt and found 1 difference: Brandon Schmidt appears on 2 deals that stopped filing before reaching their target.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.