PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:37 AM ET

Sponsor Check › Management entity

B

BlockFi Inc.

Management entity named on Form D filings · NJ · Jan 29, 2021 → Jan 28, 2022

3deals (issuers)
$109.5Mreported sold
17investors
4Form D filings
2021–2022years on file
Follow this entityLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

BlockFi Inc. is a management entity listed as a promoter on 4 SEC Form D filings by 3 issuers between Jan 2021 and Jan 2022: BlockFi Bitcoin Trust (Jersey City, NJ — pooled investment fund — 2021–2022; $109.5M reported sold to 17 investors), BlockFi Ether Trust (Jersey City, NJ — pooled investment fund — 2021) and BlockFi Litecoin Trust (Jersey City, NJ — pooled investment fund — 2021).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as promoter. Across those companies the filings report $109.5M sold in total.

Listed alongside Jonathan Mayers (4 shared filings), Zachary Lee Prince (4 shared filings), BlockFi Management LLC (3 shared filings, management entity), Tony Lauro (3 shared filings), Andrew S. Komaroff (1 shared filing) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around BlockFi. Each name links to their own page.

All 3 issuers belong to the sponsor group Blockfi (4 issuers, $109.5M reported sold, 2018–2022).

What this means A sponsor group is one team that sets up a new company for each deal. Blockfi has 4 companies on file and $109.5M reported sold in total — the group page shows the whole track record in one place.

State business registry: NJ registry lists BLOCKFI INC. as status not stated, formed Mar 12, 2019.

What this means Formation date, status and registered agent as the state prints them; a registry listing says nothing about the offering itself.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for BlockFi Inc. and found 4 differences, 2 worth asking the sponsor about: 5 bankruptcy cases name the subject or team members; 14 court cases name BlockFi Inc; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for BlockFi Inc. has not run yet — it is joining a line of 37,208 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

14 cases: 1 open, 13 closed (disposition not in docket feed)

VAN TUBERGEN, JR. v. BLOCKFI INC. open
District Court, D. New Jersey · No. 3:25-cv-17756 · Filed Nov 19, 2025
Role of BLOCKFI INC.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
LAKEW v. BLOCKFI INC. closed
District Court, D. New Jersey · No. 3:25-cv-12094 · Filed Jun 24, 2025 · Closed Jul 17, 2025
Role of BLOCKFI INC.: Defendant · Outcome: Terminated 2025-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
BLOCKFI INC. v. BLOCKFI INC. closed
District Court, D. New Jersey · No. 3:24-cv-09238 · Filed Sep 17, 2024 · Closed Jul 3, 2025
Role of BLOCKFI INC.: Plaintiff · Outcome: Terminated 2025-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
VAN TUBERGEN v. BLOCKFI INC. closed
District Court, D. New Jersey · No. 3:24-cv-06404 · Filed May 24, 2024 · Closed Apr 14, 2025 · Nature of suit: Bankruptcy Appeal (801) · Cause: 28:0158 Notice of Appeal re Bankruptcy Matter (BA
Role of BLOCKFI INC.: Defendant · Outcome: Terminated 2025-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
ARCH INSURANCE COMPANY v. BLOCKFI INC. closed
District Court, D. New Jersey · No. 3:24-cv-06371 · Filed May 23, 2024 · Closed Mar 24, 2025
Role of BLOCKFI INC.: Defendant · Outcome: Terminated 2025-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
ARCH INSURANCE COMPANY v. BLOCKFI INC. closed
District Court, D. New Jersey · No. 3:24-cv-06362 · Filed May 23, 2024 · Closed Mar 24, 2025
Role of BLOCKFI INC.: Defendant · Outcome: Terminated 2025-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
MAIN v. BLOCKFI INC. closed
District Court, D. New Jersey · No. 3:24-cv-05592 · Filed Apr 24, 2024 · Closed Mar 27, 2025 · Nature of suit: Bankruptcy Appeal (801) · Cause: 28:0158 Notice of Appeal re Bankruptcy Matter (BA
Role of BLOCKFI INC.: Defendant · Outcome: Terminated 2025-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
WYNNS v. BLOCKFI INC. closed
District Court, D. New Jersey · No. 3:23-cv-23282 · Filed Dec 21, 2023 · Closed Nov 25, 2024
Role of BLOCKFI INC.: Defendant · Outcome: Terminated 2024-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
BLOCKFI, INC. v. OFFICIAL COMMITTEE OF UNSECURED CREDITORS closed
District Court, D. New Jersey · No. 1:23-cv-22668 · Filed Nov 20, 2023 · Closed Jul 14, 2025
Role of BLOCKFI, INC.: Plaintiff · Outcome: Terminated 2025-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
WYATT v. BLOCKFI INC. closed
District Court, D. New Jersey · No. 3:23-cv-21306 · Filed Oct 19, 2023 · Closed May 22, 2025 · Nature of suit: 422 Bankruptcy Appeal (801) · Cause: 28:0158 Notice of Appeal re Bankruptcy Matter (BA
Role of BLOCKFI INC.: Defendant · Outcome: Terminated 2025-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
GERRO v. BLOCKFI INC. closed
District Court, D. New Jersey · No. 3:23-cv-18740 · Filed Sep 8, 2023 · Closed Aug 30, 2024 · Nature of suit: 422 Bankruptcy Appeal (801) · Cause: 28:0158 Notice of Appeal re Bankruptcy Matter (BA
Role of BLOCKFI INC.: Defendant · Outcome: Terminated 2024-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
OFFICIAL COMMITTEE OF UNSECURED CREDITORS v. BLOCKFI, INC. closed
District Court, D. New Jersey · No. 3:23-cv-03015 · Filed Jun 1, 2023 · Closed Mar 6, 2024 · Nature of suit: Bankruptcy Withdrawal · Cause: 28:0157 Motion for Withdrawal of Reference
Role of BLOCKFI, INC.: Defendant · Outcome: Terminated 2024-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
LEIFMAN v. BLOCKFI INC. closed
District Court, D. New Jersey · No. 2:22-cv-01514 · Filed Mar 17, 2022 · Closed Jun 30, 2022 · Nature of suit: 850 Securities/Commodities · Cause: 28:1441 - Notice of Removal: SEC Act
Role of BLOCKFI INC.: Defendant · Outcome: Terminated 2022-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
LEVINE v. BLOCKFI INC. closed
District Court, D. New Jersey · No. 2:21-cv-11934 · Filed May 28, 2021 · Closed Dec 6, 2022 · Nature of suit: Personal Property: Other · Cause: 28:1332 Diversity-Property Damage
Role of BLOCKFI INC.: Defendant · Outcome: Terminated 2022-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched BlockFi Inc...

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 3 open, 2 closed (disposition not in docket feed)

BlockFi Inc. v. Arch Insurance Company open
United States Bankruptcy Court, D. New Jersey · No. 24-01067 · Filed Feb 16, 2024 · Nature of suit: 01 Determination of removed claim or cause
Role of BlockFi Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
BlockFi Inc. v. Jorge L. Perez, Solely in his Official Capacity as open
United States Bankruptcy Court, D. New Jersey · No. 23-01159 · Filed Jun 13, 2023 · Nature of suit: 91 Declaratory judgment; 72 Injunctive relief - other
Role of BlockFi Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
BlockFi Inc. v. Greene closed
United States Bankruptcy Court, D. New Jersey · No. 23-01071 · Filed Mar 13, 2023 · Closed Sep 9, 2024 · Nature of suit: 72 Injunctive relief - other
Role of BlockFi Inc.: Plaintiff · Outcome: Case closed 2024-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
BlockFi Inc. v. Emergent Fidelity Technologies Ltd. closed
United States Bankruptcy Court, D. New Jersey · No. 22-01382 · Filed Nov 28, 2022 · Closed Sep 9, 2024 · Nature of suit: 11 Recovery of money/property - 542 turnover of property
Role of BlockFi Inc.: Plaintiff · Outcome: Case closed 2024-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
BlockFi Inc. open
United States Bankruptcy Court, D. New Jersey · No. 22-19361 · Filed Nov 28, 2022 · Nature of suit: 72 Injunctive relief - other
Role of BlockFi Inc.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (NJ)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for BlockFi Inc. — 2 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Nov 28, 2022 – Sep 9, 2024

5 bankruptcy cases name the subject or team members

Bankruptcy case: BlockFi Inc. — filed Nov 28, 2022 · Bankruptcy case: BlockFi Inc. v. Greene — filed Mar 13, 2023 · Bankruptcy case: BlockFi Inc. v. Emergent Fidelity Technologies Ltd. — filed Nov 28, 2022 · Bankruptcy case: BlockFi Inc. v. Arch Insurance Company — filed Feb 16, 2024 · Bankruptcy case: BlockFi Inc. v. Jorge L. Perez, Solely in his Official Capacity as — filed Jun 13, 2023

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Docket · United States Bankruptcy Court, D. New Jersey ↗Docket · United States Bankruptcy Court, D. New Jersey ↗Docket · United States Bankruptcy Court, D. New Jersey ↗
Sources
Worth asking · May 28, 2021 – Nov 19, 2025

14 court cases name BlockFi Inc. — 12 as defendant

By role: defendant in 12, plaintiff in 2. Newest: "VAN TUBERGEN, JR. v. BLOCKFI INC." (District Court, D. New Jersey, Nov 19, 2025); "LAKEW v. BLOCKFI INC." (District Court, D. New Jersey, Jun 24, 2025); "BLOCKFI INC. v. BLOCKFI INC." (District Court, D. New Jersey, Sep 17, 2024). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · VAN TUBERGEN, JR. v. BLOCKFI INC. ↗Docket · LAKEW v. BLOCKFI INC. ↗Docket · BLOCKFI INC. v. BLOCKFI INC. ↗Docket · VAN TUBERGEN v. BLOCKFI INC. ↗
Sources
Note · Dec 31, 2020 – Jan 28, 2022

No amendment in the last 12 months on an offering that may still be open — BlockFi Bitcoin Trust (latest filing Jan 28, 2022)

The latest filing for this offering is dated Jan 28, 2022 (first sale Dec 31, 2020). It reports $109,546,505 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 28, 2022 ↗BlockFi Bitcoin Trust — PartnerFacts page ↗
Sources
Note · Jan 29, 2021 – Jan 28, 2022

Minimum investment changed between filings — BlockFi Bitcoin Trust

The Jan 29, 2021 filing lists a minimum of $0; the Jan 28, 2022 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 29, 2021 ↗Form D/A (later) · Jan 28, 2022 ↗BlockFi Bitcoin Trust — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 28, 2022 D/A
BlockFi Bitcoin Trust
File 021-387828
$0$0$0
The Issuer pays a sponsor fee to its sponsor, BlockFi NB LLC.
None listed on this filingEDGAR ↗
Mar 12, 2021 D
BlockFi Litecoin Trust
File 021-392034
$0$0$0
The Issuer will pay a sponsor fee to its sponsor, BlockFi Management LLC.
None listed on this filingEDGAR ↗
Mar 12, 2021 D
BlockFi Ether Trust
File 021-392035
$0$0$0
The Issuer will pay a sponsor fee to its sponsor, BlockFi Management LLC.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this entity is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named BlockFi Inc. on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BB
Pooled Investment Fund · group: Blockfi

BlockFi Bitcoin Trust

Jersey City, NJ · Jan 29, 2021 → Jan 28, 2022 · 2 filings
  • Jan 28, 2022 · D/A · $109,546,505 sold of Indefinite · 17 investors · min. $50,000 · role: Promoter (Member of the Sponsor) EDGAR ↗
  • Jan 29, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (Sole member of the Sponsor) EDGAR ↗

Raised $109.5M from 17 investors as of the latest filing. BlockFi is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BE
Pooled Investment Fund · group: Blockfi

BlockFi Ether Trust

Jersey City, NJ · Mar 12, 2021
  • Mar 12, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (Sole member of the Sponsor) EDGAR ↗

No sales reported yet as of the latest filing. BlockFi is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BL
Pooled Investment Fund · group: Blockfi

BlockFi Litecoin Trust

Jersey City, NJ · Mar 12, 2021
  • Mar 12, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (Sole member of the Sponsor) EDGAR ↗

No sales reported yet as of the latest filing. BlockFi is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around BlockFi 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BM
Management entity

BlockFi Management LLC

Promoter · 3 shared filings (3 issuers)

Listed on the same filings as BlockFi Inc.. Their page shows their other deals.

NB
Management entity

NB BF JV LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as BlockFi Inc.. Their page shows their other deals.

BN
Management entity

BlockFi NB LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as BlockFi Inc.. Their page shows their other deals.

ZP
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary Lee Prince

Executive Officer, Director · 4 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as BlockFi Inc.. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Mayers

Executive Officer, Director · 4 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as BlockFi Inc.. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Lauro

Executive Officer · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as BlockFi Inc.. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Sterling

Director · 1 shared filing (1 issuer)

Listed on the same filings as BlockFi Inc.. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Rene van Kesterer

Director · 1 shared filing (1 issuer)

Listed on the same filings as BlockFi Inc.. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew S. Komaroff

Director · 1 shared filing (1 issuer)

Listed on the same filings as BlockFi Inc.. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Collett

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as BlockFi Inc.. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Anne Brennan

Director · 1 shared filing (1 issuer)

Listed on the same filings as BlockFi Inc.. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Blockfi

4 issuers · 11 filings · $109.5M reported sold · 2018–2022

One team, 4 deal companies. BlockFi Inc. is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name BlockFi Inc..

Registrations and other filings

Business registration (state registry / Secretary of State)

State business registry (Secretary of State) 1 record matched to BlockFi Inc.
BLOCKFI INC. NJ Secretary of State status not stated
Status as the registry prints it: not stated
Entity no. 0101051376 · Foreign For-Profit Corporation · Formed: Mar 12, 2019 in NJ
Address on file: Jersey City, NJ
Registered agent: not stated in this dataset
Matched on: exact name key; legal form corp; address state NJ · confidence 0.8 · Dataset row we read ↗ · Official registry page ↗ · New Jersey Division of Revenue & Enterprise Services — Business Name Search (njportal.com; lists name, entity ID, city, type and incorporation date; does not list status), data as of Oct 24, 2026

3 possible matches are in human review and not shown.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched BlockFi Inc..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

BlockFi Inc. is matched through the issuers it is listed on; property records are tied to issuers, not to management companies, on this site. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers BlockFi Inc. is listed on: none on file. No website or social profile named in BlockFi Bitcoin Trust's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #166,577 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Jersey City, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this entity

Members get an email when BlockFi Inc. appears on a new Form D, or when a court case or SEC action is matched to them. See plans →