Bettina Eckerle is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jan 2011: Focus Financial Partners LLC (New York, NY — other banking and financial services — 2011; $50M reported sold to 14 investors).
What this means One deal on file with the SEC, filed Jan 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Alan Spoon (1 shared filing), CHRISTOPHER J. DEAN (1 shared filing), James Shanahan (1 shared filing), Kevin Mohan (1 shared filing), Rajini Kodialam (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Bettina. Each name links to their own page.
The issuer belongs to the sponsor group Focus (2 issuers, $113.2M reported sold, 2009–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Focus has 2 companies on file and $113.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Bettina Eckerle and found 1 difference: Form D filed 28 days after the first sale.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.