Bernhard Opitz is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Oct 2009: Unilife Medical Solutions Ltd (Lewisberry, PA — other health care — 2009; $5.33M reported sold to 8 investors).
What this means One deal on file with the SEC, filed Oct 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Alan Shortall (1 shared filing), Cynthia Lighty (1 shared filing), Daniel Calvert (1 shared filing), Eugene Shortall (1 shared filing), Jeff Carter (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Bernhard. Each name links to their own page.
The issuer belongs to the sponsor group Unilife (2 issuers, $10.3M reported sold, 2009–2017).
What this means A sponsor group is one team that sets up a new company for each deal. Unilife has 2 companies on file and $10.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.