Bernard Alan Wirth is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Oct 2013: Casa Exploration, L.P. (George Town, Cayman Islands (as filed: E9) — oil and gas — 2013; $43.5M reported sold to 22 investors).
What this means One deal on file with the SEC, filed Oct 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Howard K. Selzer (1 shared filing), In Seon Hwang (1 shared filing), John Seitz (1 shared filing), Khodor Mattar (1 shared filing), Lisa Stewart (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Bernard. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Bernard Alan Wirth and found 3 differences: Bernard Alan Wirth appears on 1 deal that stopped filing before reaching its target; Form D filed 17 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.