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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:17 AM ET

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Benjamin Vallis

Named as an officer, director or promoter on SEC Form D filings · MN · Mar 2, 2011 → Dec 26, 2012

1deal (issuers)
$225Kreported sold
3investors
3Form D filings
2011–2012years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Benjamin Vallis is listed as an executive officer and promoter on 3 SEC Form D filings by 1 issuer between Mar 2011 and Dec 2012: Norhaven Capital Fund LP (Minneapolis, MN — pooled investment fund — 2011–2012; $225K reported sold to 3 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

No other person or management entity is listed on the same filings.

What this means The filings name this person alone — no co-officers, directors or promoters were listed.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Benjamin Vallis and found 1 difference: No amendment in the last 12 months on an offering that may still be open.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Benjamin Vallis has not run yet — it is joining a line of 11,694 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 open, 1 closed (disposition not in docket feed), 1 dismissed

Van Vallis v. CRST Expedited Inc open
District Court, D. Wyoming · No. 2:24-cv-00126 · Filed Jun 26, 2024
Role of Van Vallis: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in WY (not a filing state)
Van Vallis-Bright v. Scripps Media Inc. closed
District Court, E.D. Michigan · No. 2:22-cv-10227 · Filed Feb 3, 2022 · Closed Feb 22, 2022 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Declaratory Judgement
Role of Van Vallis-Bright: Plaintiff · Outcome: Terminated 2022-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in MI (not a filing state)
Stimpson v. Vallis Form Service, Inc. dismissed
District Court, D. Kansas · No. 2:05-cv-02224 · Filed May 26, 2005 · Closed Aug 9, 2005 · Nature of suit: 890 Other statutory actions
Role of Vallis Form Service, Inc.: Defendant · Outcome: Terminated 2005-08-09 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in KS (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Benjamin Vallis..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Brandon M. Vallis and Jennifer R.M. Olsen closed
United States Bankruptcy Court, E.D. California · No. 06-23707 · Filed Sep 19, 2006 · Closed Mar 21, 2007
Role of Brandon M. Vallis and Jennifer R.M. Olsen: Debtor · Outcome: Case closed 2007-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); different first name (brandon); court in CA (not a filing state)
De Vallis Realty Trust closed
United States Bankruptcy Court, D. Massachusetts · No. 06-41807 · Filed Sep 12, 2006 · Closed Jan 9, 2007
Role of De Vallis Realty Trust: Debtor · Outcome: Case closed 2007-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in MA (not a filing state)
Turoff v. Vallis/Wngroff Business Forms Co, Inc. closed
United States Bankruptcy Court, N.D. Texas · No. 02-03231 · Filed Jun 26, 2002 · Closed Feb 10, 2003
Role of Vallis/Wngroff Business Forms Co, Inc.: Defendant · Outcome: Case closed 2003-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in TX (not a filing state)
Dimac Direct, Inc. v. Vallis Form Service Champion Products Division closed
United States Bankruptcy Court, D. Delaware · No. 02-02421 · Filed Apr 5, 2002 · Closed May 9, 2002
Role of Vallis Form Service Champion Products Division: Defendant · Outcome: Case closed 2002-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in DE (not a filing state)
John Michael Anthony and Vallis Davis Anthony closed
United States Bankruptcy Court, W.D. Oklahoma · No. 99-20728 · Filed Dec 10, 1999 · Closed Apr 28, 2000
Role of John Michael Anthony and Vallis Davis Anthony: Debtor · Outcome: Case closed 2000-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in OK (not a filing state)
John Michael Anthony and Vallis Davis Anthony closed
United States Bankruptcy Court, W.D. Oklahoma · No. 98-16145 · Filed Jun 22, 1998 · Closed Feb 1, 1999
Role of John Michael Anthony and Vallis Davis Anthony: Debtor · Outcome: Case closed 1999-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in OK (not a filing state)
Chevy Chase Bank FSB v. Vallis closed
United States Bankruptcy Court, D. Massachusetts · No. 97-01570 · Filed Sep 22, 1997 · Closed Aug 10, 1998
Role of Vallis: Defendant · Outcome: Case closed 1998-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in MA (not a filing state)
Russell A. Miller and Vallis F. Miller closed
United States Bankruptcy Court, M.D. Florida · No. 6:92-bk-07369 · Filed Dec 31, 1992 · Closed May 25, 1993
Role of Russell A. Miller and Vallis F. Miller: Debtor · Outcome: Case closed 1993-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 18 federal dockets); surname only in the caption; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Benjamin Vallis (compared 3 filings on Oct 24, 2026)

Note · Mar 19, 2011 – Dec 26, 2012

No amendment in the last 12 months on an offering that may still be open — Norhaven Capital Fund LP (latest filing Dec 26, 2012)

The latest filing for this offering is dated Dec 26, 2012 (first sale Mar 19, 2011). It reports $225,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Dec 26, 2012 ↗Norhaven Capital Fund LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 26, 2012 D/A
Norhaven Capital Fund LP
File 021-156114
$0$0$0
General Partner and affiliates may receive management fees and an incentive allocation as detailed in the offering materials.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Benjamin Vallis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NC
Pooled Investment Fund

Norhaven Capital Fund LP

Minneapolis, MN · Mar 2, 2011 → Dec 26, 2012 · 3 filings
  • Dec 26, 2012 · D/A · $225,000 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer, Promoter (Sole Member of Norhaven Capital LLC, Issuer's General Partner) EDGAR ↗
  • Feb 22, 2012 · D/A · $225,000 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer, Promoter (Sole Member of Norhaven Capital LLC, Issuer's General Partner) EDGAR ↗
  • Mar 2, 2011 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer, Promoter (Sole Member of Norhaven Capital LLC, Issuer's General Partner) EDGAR ↗

Raised $225K from 3 investors as of the latest filing. Benjamin is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Benjamin 0

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No other person or management entity is named on the same filings.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Benjamin Vallis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Benjamin Vallis is listed on: none on file. No website or social profile named in Norhaven Capital Fund LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #335,794 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Minneapolis, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

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