Benjamin Tsai is listed as a director on 11 SEC Form D filings by 6 issuers between Dec 2011 and Nov 2025. Largest by amount reported sold: Marlette Funding, LLC (Wilmington, DE — other banking and financial services — 2015; $79.4M reported sold to 97 investors), Ablative Solutions, Inc. (Wakefield, MA — other health care — 2025; $54.5M reported sold to 149 investors), Vascular Dynamics, Inc. (Irvine, CA — industry reported as "Other" — 2012–2014; $33.1M reported sold to 23 investors), VISEON, INC. (Irvine, CA — other technology — 2020; $29.4M reported sold to 54 investors), 4Tech, Inc. (Newton, MA — biotechnology — 2011–2016; $28.9M reported sold to 15 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as director, over about 14 years. Across those companies the filings report $236.5M sold in total.
Listed alongside Carine Schorochoff (3 shared filings), Edward M. Conrads (3 shared filings), Frank Borchert (3 shared filings), Jason Swift (3 shared filings), Jeffrey Meiler (3 shared filings) and 28 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Benjamin. Each name links to their own page.
The issuers belong to 3 sponsor groups: Colchis (32 issuers, $1.8B reported sold, 2008–2026), Interventional (2 issuers, $5.99M reported sold, 2011–2024) and Vascular (2 issuers, $33.9M reported sold, 2012–2022).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 11 public filings for Benjamin Tsai and found 14 differences: Form D filed 16 days after the first sale; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.