Benjamin T. Warwick is listed as an executive officer on 2 SEC Form D filings by 2 issuers in Mar 2009: SOVEREIGN INHERENT RETURN FUND LP, CLASS A INTERESTS (Highlands Ranch, CO — pooled investment fund — 2009; $35.7M reported sold to 70 investors) and Sovereign Lee Hybrid Fund LP (Highlands Ranch, CO — pooled investment fund — 2009; $29.5M reported sold to 41 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $65.2M sold in total.
Listed alongside B. Lane Carrick (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Benjamin. Each name links to their own page.
All 2 issuers belong to the sponsor group Sovereign (2 issuers, $65.2M reported sold, 2009).
What this means A sponsor group is one team that sets up a new company for each deal. Sovereign has 2 companies on file and $65.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Benjamin T. Warwick and found 2 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.