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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

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BB
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Benjamin Bollinger

Named as an officer, director or promoter on SEC Form D filings · NH · Aug 11, 2009 → May 5, 2011

1deal (issuers)
$20Mreported sold
9investors
3Form D filings
2009–2011years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Benjamin Bollinger is listed as a promoter on 3 SEC Form D filings by 1 issuer between Aug 2009 and May 2011: SUSTAINX INC (West Lebanon, NH — other energy — 2009–2011; $20M reported sold to 9 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Charles Hutchinson (3 shared filings), David Neafus (3 shared filings), David Prend (3 shared filings), Dax Kepshire (3 shared filings), Terry McGuire (3 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Benjamin. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 3 public filings for Benjamin Bollinger and found 1 difference: Offering amount changed between filings.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Benjamin Bollinger has not run yet — it is joining a line of 17,897 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Benjamin Bollinger..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Benjamin Bollinger (compared 3 filings on Oct 24, 2026)

Note · Mar 15, 2011 – May 5, 2011

Offering amount changed between filings — SUSTAINX INC

The Mar 15, 2011 filing says $17,000,000 offered; the May 5, 2011 Form D/A says $20,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $500,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 5, 2011 D/A
SUSTAINX INC
File 021-156707
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 11, 2009 D
SUSTAINX INC
File 021-120677
$0$0$500,000 (est.)
Payments to be made to an executive officer, director or promoter shall be made in connection with such person's employment for the Company.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Benjamin Bollinger on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Energy

SUSTAINX INC

West Lebanon, NH · Aug 11, 2009 → May 5, 2011 · 3 filings
  • May 5, 2011 · D/A · $20,000,000 sold of $20,000,000 · 9 investors · min. No minimum reported · role: Promoter EDGAR ↗
  • Mar 15, 2011 · D · $14,399,999 sold of $17,000,000 · 7 investors · min. No minimum reported · role: Promoter EDGAR ↗
  • Aug 11, 2009 · D · $3,999,998 sold of $3,999,998 · 5 investors · min. No minimum reported · role: Promoter EDGAR ↗

Raised $20M from 9 investors (100% of the $20M target) as of the latest filing. Benjamin is listed as promoter on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Benjamin 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DN
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Person

David Neafus

Executive Officer · 3 shared filings (1 issuer) · also on 10 other issuers

David Neafus is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DP
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Person

David Prend

Director · 3 shared filings (1 issuer)

Listed on the same filings as Benjamin Bollinger. Their page shows their other deals.

TM
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Person

Troy McBride

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Benjamin Bollinger. Their page shows their other deals.

TM
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Person

Terry McGuire

Director · 3 shared filings (1 issuer)

Listed on the same filings as Benjamin Bollinger. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Dax Kepshire

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Benjamin Bollinger. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Hutchinson

Director, Promoter · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Benjamin Bollinger. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul McDermott

Director · 2 shared filings (1 issuer)

Listed on the same filings as Benjamin Bollinger. Their page shows their other deals.

TZ
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Zarrella

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Benjamin Bollinger. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Benjamin Bollinger by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Benjamin Bollinger is listed on: none on file. No website or social profile named in SUSTAINX INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #353,102 of 374,652 in line (16 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (West Lebanon, NH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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